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arXiv:2605.13563

Probing Floquet topological phases via non-Hermitian skin effect of reflected waves

Fangqiao Ye, Haiping Hu

cond-mat.mes-hallcond-mat.quant-gasquant-phSubmitted May 13, 2026• Announced May 14, 2026
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Abstract

Periodically driven systems host topological phases without static analogs, such as the anomalous Floquet phase characterized by trivial bulk bands yet robust boundary modes. In this work, we investigate the scattering problem of a Floquet Chern insulator and reveal the non-Hermitian skin effect (NHSE) of reflected waves. Using a discrete-time scattering formalism, we demonstrate how the non-Hermitian winding number of the reflection matrix is linked to the bulk Floquet invariant via boundary resonances. This reflected-wave NHSE relies on which quasienergy gap the incident wave resides in, leading to a gap-dependent Goos-Hänchen (GH) shift. We further show that the momentum-integrated GH shift quantitatively yields the Floquet topological invariant of the corresponding gap. Our work highlights a frequency-dependent NHSE of reflected waves in driven systems and provides a real-space scattering approach to identify non-equilibrium topology.

Comments
8 pages, 4 figures

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Periodically driven systems host topological phases without static analogs, such as the anomalous Floquet phase characterized by trivial bulk bands yet robust boundary modes. In this work, we investigate the scattering problem of a Floquet Chern insulator and reveal the non-Hermitian skin effect (NHSE) of reflected waves. Using a discrete-time scattering formalism, we demonstrate how the non-Hermitian winding number of the reflection matrix is linked to the bulk Floquet invariant via boundary resonances. This reflected-wave NHSE relies on which quasienergy gap the incident wave resides in, leading to a gap-dependent Goos-Hänchen (GH) shift. We further show that the momentum-integrated GH shift quantitatively yields the Floquet topological invariant of the corresponding gap. Our work highlights a frequency-dependent NHSE of reflected waves in driven systems and provides a real-space scattering approach to identify non-equilibrium topology.
Similar to static systems, periodically driven systems can host a variety of topologically non-trivial phases. Unlike the case of static Hamiltonians, the topological indices of bulk Floquet bands may fail to describe the presence and robustness of edge states, prompting the search for new invariants. We develop a unified description of topological phases and their invariants in driven systems, by using scattering theory. We show that scattering matrix invariants correctly describe the topological phase, even when all bulk Floquet bands are trivial. Additionally, we use scattering theory to introduce and analyze new periodically driven phases, such as weak topological Floquet insulators, for which invariants were previously unknown. We highlight some of their similarities with static systems, including robustness to disorder, as well as some of the features unique to driven systems, showing that the weak phase may be destroyed by breaking translational symmetry not in space, but in time.
The non-Hermitian skin effect (NHSE), characterized by the collapse of bulk-band eigenstates into the localized boundary modes of the systems, is one of most striking properties in the field of non-Hermitian physics. Unique physical phenomena related to the NHSE have attracted a great deal of interest; however, their experimental realization usually requires nonreciprocal hopping, which faces a great challenge in ultracold-atom systems. In this work we propose the realization of the NHSE in a one-dimensional optical lattice by periodically driven ultracold atoms in the presence of staggered atomic loss. By studying the effective Floquet Hamiltonian in the high-frequency approximation, we reveal the underlying mechanism for the periodic-driving-induced NHSE. We find that the robust NHSE can be tuned by the driving phase, which is manifested by the dynamical localization. Most remarkably, we uncover the periodic-driving-induced critical skin effect for two coupled chains with different driving phases, accompanied by the appearance of size-dependent topological in-gap modes. Our study provides a feasible way to observe the NHSE and explore the corresponding unique physical phenomena due to the interplay of non-Hermiticity and many-body statistics in ultracold-atom systems.
The non-Hermitian skin effect (NHSE), which drives bulk states toward system boundaries, modifies bulk-boundary correspondence and complicates the identification of topological edge modes. Although breaking translational symmetry is known to influence this behavior, a systematic comparison of different structural classes remains limited. Here we investigate periodic, random, and quasiperiodic (Fibonacci) systems using a one-dimensional non-Hermitian quantum walk model. By matching the local scattering parameters in a topologically nontrivial regime, we isolate the role of spatial structure in the presence of the NHSE. We find that periodic systems exhibit pronounced boundary accumulation of bulk states. Random systems suppress this accumulation through Anderson localization, but the topological gap becomes partially filled with localized in-gap states. In contrast, the Fibonacci quasiperiodic system suppresses large-scale boundary accumulation while maintaining a well-defined topological gap. Analysis of the wave functions suggests that the hierarchical quasiperiodic structure fragments bulk states across multiple length scales, thereby mitigating the NHSE. These results identify deterministic quasiperiodicity as a distinct structural regime for controlling non-Hermitian skin dynamics and isolating topological boundary modes.
The non-Hermitian skin effect (NHSE), featured by the collapse of bulk-band eigenstates into the localized boundary modes of the systems, is one of most striking properties in the fields of non-Hermitian physics. Unique physical phenomena related to the NHSE have attracted a lot of interest, however, their experimental realizations usually require nonreciprocal hopping, which faces a great challenge in ultracold-atom systems. In this work, we propose to realize the NHSE in a 1D optical lattice by periodically-driven ultracold atoms in the presence of staggered atomic loss. By studying the effective Floquet Hamiltonian in the high-frequency approximation, we reveal the underlying mechanism for the periodic-driving-induced the NHSE. We found that the robust NHSE can be tuned by driving phase, which is manifested by the dynamical localization. Most remarkably, we uncover the periodic-driving-induced critical skin effect for two coupled chains with different driving phases, accompanied by the appearance of size-dependent topological in-gap modes. Our studies provide a feasible way for observing the NHSE and exploring corresponding unique physical phenomena due to the interplay of non-Hermiticity and many-body statistics in ultracold-atom systems.
Floquet topological phases emerge when systems are periodically driven out-of-equilibrium. They gained attention due to their external control, which allows to simulate a wide variety of static systems by just tuning the external field in the high frequency regime. However, it was soon clear that their relevance goes beyond that, as for lower frequencies, anomalous phases without a static counterpart are present and the bulk-to-boundary correspondence can fail. In this work we discuss the important role of resonances in Floquet phases. For that, we present a method to find analytical solutions when the frequency of the drive matches the band gap, extending the well-known high frequency analysis of Floquet systems. With this formalism, we show that the topology of Floquet phases with resonances can be accurately captured in analytical terms. We also find a bulk-to-boundary correspondence between the number of edge states in finite systems and a set of topological invariants in different frames of reference, which crucially do not explicitly involve the micromotion. To illustrate our results, we periodically drive a SSH chain and a π -flux lattice, showing that our findings remain valid in various two-band systems and in different dimensions. In addition, we notice that the competition between rotating and counter-rotating terms must be carefully treated when the undriven system is a semi-metal. To conclude, we discuss the implications to experimental setups, including the direct detection of anomalous topological phases and the measurement of their invariants.
The non-Hermitian skin effect (NHSE) fundamentally invalidates the conventional bulk-boundary correspondence (BBC), leading topological diagnostics into a crisis. While the non-Bloch polarization PβP_βPβ​ defined on the generalized Brillouin zone restores momentum-space topology, a direct, robust real-space bulk probe has remained elusive. We resolve this by establishing a universal correspondence between PβP_βPβ​ and the entanglement polarization χχχ of the biorthogonal ground state. Introducing a quasi-reciprocal Hamiltonian H~\tilde{H}H~ that removes the NHSE while preserving bulk topology, we rigorously prove the fundamental identity Pβ≡χ(H~)(mod1)P_β \equiv χ(\tilde{H})\pmod 1Pβ​≡χ(H~)(mod1) in the thermodynamic limit under the quasi-locality assumption. Crucially, we demonstrate that this equivalence transcends the locality constraints that limit traditional topological invariants. While the conventional Resta polarization fails when H~\tilde{H}H~ becomes non-local due to the divergence of position variance, we reveal that χ(H~)χ(\tilde{H})χ(H~) remains robustly quantized, protected by the Fredholm index of Toeplitz operators. Our work thus identifies entanglement as the unique real-space diagnostic capable of capturing non-Bloch topology beyond the breakdown of locality, successfully restoring the BBC across diverse non-Hermitian systems such as line-gap, point-gap, and gapless phases, thereby unifying the geometric and entanglement paradigms in non-Hermitian physics.