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Topological Phases and Strongly Correlated Fermions in Many-Body Systems

Daniel Ben-Zion

Published Jan 1, 2019• 0 citations
OpenAlex

Abstract

In this dissertation we study the properties of quantum many-body systems whose behavior is governed by strong correlation effects between large numbers of degrees of freedom. We begin with a review of various types of condensed matter settings and a general discussion of how interactions can lead to qualitatively new properties. In Chapter 2 we discuss a class of spin models which generate nontrivial realizations of a global symmetry, both in the presence and absence of topological order. In Chapter 3, we examine a model of a non-Fermi liquid. This model is built out of electron-like degrees of freedom and has a Fermi surface, yet has no stable quasiparticle excitations. In Chapter 4 we discuss some aspects of entanglement entropy in gapless multi-component systems, and suggest a way of measuring the topological properties of Kondo lattice wavefunctions.

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Quantum Phenomena in Interacting Many-Body Systems: Topological Protection, Localization, and Non-Fermi Liquids - eScholarship

Yasaman Bahri

This dissertation establishes and investigates new phenomena in diverse interacting many-body quantum systems guided by three distinct, but complementary, themes: (i) symmetry and topology, (ii) localization, and (iii) non-Fermi liquids. The first theme concerns how the interplay of symmetry and topology can offer robust protection for a many-body system. We investigate low-dimensional quantum fermionic models from a general structural perspective. These phases can exhibit fractionalized Majorana zero-energy modes on their boundary. We devise experimentally relevant nonlocal measurements that can be used to detect these topological phases. While our primary focus is on quantum systems, topologically protected behavior can arise in classical mechanical models as well. We extend a recent connection between the topological band theory of electrons and classical physics by proposing a mechanical analogue of a topological nodal semimetal.The second theme concerns that of many-body localization. We demonstrate that the combination of localization, symmetry, and topology can have radical consequences for quantum systems at high energies, such as the existence of protected gapless boundary modes. We show that, even at these high energies, quantum information can be preserved, and quantum coherence recovered. Quantum coherent dynamics in this regime is unexpected and of great interest for quantum computation.The third direction in our study of interacting many-body systems concerns non-Fermi liquids. We construct a non-Fermi liquid by bringing together a spin-orbit coupled Fermi surface and fluctuating magnetic order. Using newly developed analytic tools for strongly coupled systems, we demonstrate the stability of the non-Fermi liquid to ordering. This identifies an experimentally accessible candidate for exploring physics that lies beyond Fermi liquid theory.

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Quantum Liquid Crystal Phases in Strongly Correlated Fermionic Systems

Kai Sun

"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."

ProQuest LLC eBooks•Jan 1, 2009•0 citations
In this dissertation we study the properties of quantum many-body systems whose behavior is governed by strong correlation effects between large numbers of degrees of freedom. We begin with a review of various types of condensed matter settings and a general discussion of how interactions can lead to qualitatively new properties. In Chapter 2 we discuss a class of spin models which generate nontrivial realizations of a global symmetry, both in the presence and absence of topological order. In Chapter 3, we examine a model of a non-Fermi liquid. This model is built out of electron-like degrees of freedom and has a Fermi surface, yet has no stable quasiparticle excitations. In Chapter 4 we discuss some aspects of entanglement entropy in gapless multi-component systems, and suggest a way of measuring the topological properties of Kondo lattice wavefunctions.
Symmetries play a central role in organizing many-body quantum phases of matter and in revealing universal low-energy behavior. Systems with gapless excitations are especially rich, as symmetries can act in intricate ways on low-energy degrees of freedom, while enhanced correlations and entanglement open possibilities not available in gapped settings. This thesis studies two settings in which symmetry considerations give rise to qualitatively new phenomena in gapless quantum matter and correlated electronic systems. In the first part of the thesis, I study how the framework developed for gapped topological phases can be generalized to gapless systems, especially those arising at topological phase transitions. I show that symmetry can refine a fixed conformal field theory universality class into distinct symmetry-enriched critical phases that cannot be smoothly connected without breaking symmetry or leaving the critical theory. In Chapter 1, I show that transitions between distinct symmetry-protected topological phases can exhibit exotic boundary critical behavior not seen in gapped systems. In Chapter 2, I show that distinct gapless symmetry-enriched phases can meet at an anomalous multicritical point. In Chapter 3, I show that spatial interfaces provide an operational indicator of these phases, and that distinct symmetry-enriched criticalities are separated by non-invertible conformal defects. Together, these results show that subtle distinctions in symmetry-enriched criticality have robust and physically detectable consequences. In the second part of the thesis, I study how symmetry and strong interactions govern charge carriers in correlated electron systems. In Chapter 4, I develop a microscopic theory of the Josephson diode effect in Josephson junctions, showing that nonreciprocal supercurrents arise universally from finite Cooper-pair momentum when time-reversal and inversion symmetry are simultaneously broken. In Chapter 5, I study spin-polaron formation in a flat-band ferromagnetic Hubbard model and show that binding occurs in a regime where the conventional mechanisms based on kinetic frustration or nontrivial band topology do not apply, but instead exotic composite charge carriers arise from quantum geometry.
Emergence in systems of many electrons can lead to macroscopic demonstrations of quantum mechanics which are intrinsically many-body. A primary focus of this dissertation is the phenomena of fractionalization, where the effective quasiparticles which emerge at long distances exhibit fractional quantum numbers of the microscopic degrees of freedom. The interplay between these emergent degrees of freedom and the microscopic symmetries can lead to a number of exotic properties including competing orders and unconventional phase transitions. I explore this phenomena in a number of platforms. This includes quantum antiferromagnets which can give rise to \textit{quantum spin liquids}, where we predict critical properties of phase transitions between spin liquids and conventionally-ordered phases - due to the fractionalized excitations, such critical theories deviate from traditional Landau-Ginzburg predictions. I also study the interplay between fractionalized spin and charge excitations, as well as fractionalization in non-equilibrium contexts. The second goal of this dissertation is to investigate the properties of disordered, strongly interacting, zero dimensional systems which exemplify many notable properties of higher-dimensional systems, such as doping-induced quantum criticality and non-Fermi liquid transport. The effects of disorder play an essential role in these models, leading to phenomena such as spin glass phases and conductance fluctuations which we investigate through both numerical and analytical methods.
The physics of strongly interacting particles is often extraordinarily rich, leading to the \textit{emergence} of fundamentally new phases and phenomena that cannot exist in the absence of correlations. This thesis is devoted to the study of different classes of quantum systems with such strong correlations. Programmable quantum simulators based on Rydberg atom arrays have recently emerged as versatile platforms to probe quantum many-body phases and their dynamics. In Chapter 2, we start with theories of quantum phase transitions (QPTs) in one-dimensional chains of Rydberg atoms. We demonstrate the existence of a novel QPT in the universality class of the Z3\mathbb{Z}^{}_3Z3​ chiral clock model, calculate its critical exponents, and discuss their measurement with the quantum Kibble-Zurek mechanism. Proceeding to two dimensions, Chapter 3 describes the zero-temperature phase diagram of a square-lattice Rydberg atom array, revealing several experimentally realizable density-wave-ordered phases and QPTs. For a different geometry, namely, the kagome lattice studied in Chapter 4, we identify a regime that constitutes a likely candidate for hosting a phase with long-range quantum entanglement and topological order. Based on mappings to dimer models and gauge theories, we argue for the existence of a quantum spin liquid phase that has proved elusive in solid-state materials. In the next part of this thesis, we focus on similarly strongly correlated phases in the realm of quantum materials. Motivated by recent observations of an enhanced thermal Hall response in the high-temperature cuprate superconductors, in Chapter 5, we study the thermal Hall conductivity, κxy\kappa^{}_{xy}κxy​, of chiral spin-liquid ans\"{a}tze on the square lattice, focusing on the contribution from neutral (bosonic or fermionic) spinons. Thereafter, going beyond mean-field theory, we consider the corrections due to emergent gauge fields, which yield a response of opposite sign to that of the fermionic matter. We additionally consider the contribution of phonons to κxy\kappa^{}_{xy}κxy​ and establish its relation to the spinon Hall viscosity. Thermal Hall measurements also leave intriguing fingerprints in Kitaev materials like α\alphaα-RuCl3_33​, and in this context, Chapter 6 investigates the unquantized κxy\kappa_{xy}κxy​ obtained in a gapless spinon Fermi surface state.
This dissertation establishes and investigates new phenomena in diverse interacting many-body quantum systems guided by three distinct, but complementary, themes: (i) symmetry and topology, (ii) localization, and (iii) non-Fermi liquids. The first theme concerns how the interplay of symmetry and topology can offer robust protection for a many-body system. We investigate low-dimensional quantum fermionic models from a general structural perspective. These phases can exhibit fractionalized Majorana zero-energy modes on their boundary. We devise experimentally relevant nonlocal measurements that can be used to detect these topological phases. While our primary focus is on quantum systems, topologically protected behavior can arise in classical mechanical models as well. We extend a recent connection between the topological band theory of electrons and classical physics by proposing a mechanical analogue of a topological nodal semimetal.The second theme concerns that of many-body localization. We demonstrate that the combination of localization, symmetry, and topology can have radical consequences for quantum systems at high energies, such as the existence of protected gapless boundary modes. We show that, even at these high energies, quantum information can be preserved, and quantum coherence recovered. Quantum coherent dynamics in this regime is unexpected and of great interest for quantum computation.The third direction in our study of interacting many-body systems concerns non-Fermi liquids. We construct a non-Fermi liquid by bringing together a spin-orbit coupled Fermi surface and fluctuating magnetic order. Using newly developed analytic tools for strongly coupled systems, we demonstrate the stability of the non-Fermi liquid to ordering. This identifies an experimentally accessible candidate for exploring physics that lies beyond Fermi liquid theory.
This dissertation establishes and investigates new phenomena in diverse interacting many-body quantum systems guided by three distinct, but complementary, themes: (i) symmetry and topology, (ii) localization, and (iii) non-Fermi liquids. The first theme concerns how the interplay of symmetry and topology can offer robust protection for a many-body system. We investigate low-dimensional quantum fermionic models from a general structural perspective. These phases can exhibit fractionalized Majorana zero-energy modes on their boundary. We devise experimentally relevant nonlocal measurements that can be used to detect these topological phases. While our primary focus is on quantum systems, topologically protected behavior can arise in classical mechanical models as well. We extend a recent connection between the topological band theory of electrons and classical physics by proposing a mechanical analogue of a topological nodal semimetal.The second theme concerns that of many-body localization. We demonstrate that the combination of localization, symmetry, and topology can have radical consequences for quantum systems at high energies, such as the existence of protected gapless boundary modes. We show that, even at these high energies, quantum information can be preserved, and quantum coherence recovered. Quantum coherent dynamics in this regime is unexpected and of great interest for quantum computation.The third direction in our study of interacting many-body systems concerns non-Fermi liquids. We construct a non-Fermi liquid by bringing together a spin-orbit coupled Fermi surface and fluctuating magnetic order. Using newly developed analytic tools for strongly coupled systems, we demonstrate the stability of the non-Fermi liquid to ordering. This identifies an experimentally accessible candidate for exploring physics that lies beyond Fermi liquid theory.
"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."