We enhance the pseudo-fermion functional-renormalisation-group (PFFRG) method for the investigation of highly frustrated quantum spin systems in two significant ways. On one hand, we generalise the method towards off-diagonal Dzyaloshinsky-Moriya (DM) interactions and single-ion anisotropies. On the other hand, we develop a self-consistent Fock-like mean-field technique which is based on vertex functions from a PFFRG analysis and calculates effective free spinon models for the considered systems at low energies. In Chap. 1, we introduce the fundamental mathematical concepts on which our studies rely. The so-called flow equations for the PFFRG are then derived in Chap. 3. The first part of our original work is presented in Chap. 4 where we, for the first time, extend the PFFRG scheme towards off-diagonal spin interactions and therefore confirm the quite general applicability of this method. There are two important results from our investigations of the spin-1/2 Heisenberg-DM model on the kagome lattice in this chapter. One is that a finite DM interaction enlarges magnetically ordered phases and thereby shrinks the paramagnetic phases which possibly house spin liquid states. The other important result is that the mineral herbertsmithite which inspired this project lies in close proximity to a quantum critical point. We obtain a phase diagram for the considered Hamiltonian and qualitatively good results in comparison to experimental data for herbertsmithite [68,69]. Our collaboration with a research group from Cologne is summarised in Chap. 5. Here, we investigate two different XXZ models with tetragonally split-up second-neighbour Heisenberg interactions and single-ion anisotropies on the diamond lattice in order to study the spin-1 A-site spinel NiRh2O4. We are able to confirm the existence of a paramagnetic phase for one of the considered models. However, such a paramagnetic behaviour cannot be verified for the Hamiltonians suggested in Refs. [29] and [30]. The second main part of this thesis is contained in Chap. 6. The developed PFFRG plus mean-field method enables us to characterise the effective low-energy spinon band structure of the spin-1/2 J1-J2 (nearest-neighbour) Heisenberg model on the square (kagome) lattice. This is achieved by comparing self-consistently determined overall amplitudes for different mean-field ansätze which are taken from corresponding PSG classifications in Refs. [182] and [111]. Our studies imply that the square lattice model realises a SU(2) spin liquid with Pi-fluxes through elementary plaquettes and that the spin-1/2 kagome antiferromagnet is most likely described by a Z2 spin liquid called Z2[0,Pi]Alpha. We argue that our analysed models have current experimental relevance and that the developed techniques show plenty of possibilities for future applications. A detailed summary and discussion of all methods and results is provided in Chap. 7.
We enhance the pseudo-fermion functional-renormalisation-group (PFFRG) method for the investigation of highly frustrated quantum spin systems in two significant ways. On one hand, we generalise the method towards off-diagonal Dzyaloshinsky-Moriya (DM) interactions and single-ion anisotropies. On the other hand, we develop a self-consistent Fock-like mean-field technique which is based on vertex functions from a PFFRG analysis and calculates effective free spinon models for the considered systems at low energies. In Chap. 1, we introduce the fundamental mathematical concepts on which our studies rely. The so-called flow equations for the PFFRG are then derived in Chap. 3. The first part of our original work is presented in Chap. 4 where we, for the first time, extend the PFFRG scheme towards off-diagonal spin interactions and therefore confirm the quite general applicability of this method. There are two important results from our investigations of the spin-1/2 Heisenberg-DM model on the kagome lattice in this chapter. One is that a finite DM interaction enlarges magnetically ordered phases and thereby shrinks the paramagnetic phases which possibly house spin liquid states. The other important result is that the mineral herbertsmithite which inspired this project lies in close proximity to a quantum critical point. We obtain a phase diagram for the considered Hamiltonian and qualitatively good results in comparison to experimental data for herbertsmithite [68,69]. Our collaboration with a research group from Cologne is summarised in Chap. 5. Here, we investigate two different XXZ models with tetragonally split-up second-neighbour Heisenberg interactions and single-ion anisotropies on the diamond lattice in order to study the spin-1 A-site spinel NiRh2O4. We are able to confirm the existence of a paramagnetic phase for one of the considered models. However, such a paramagnetic behaviour cannot be verified for the Hamiltonians suggested in Refs. [29] and [30]. The second main part of this thesis is contained in Chap. 6. The developed PFFRG plus mean-field method enables us to characterise the effective low-energy spinon band structure of the spin-1/2 J1-J2 (nearest-neighbour) Heisenberg model on the square (kagome) lattice. This is achieved by comparing self-consistently determined overall amplitudes for different mean-field ansätze which are taken from corresponding PSG classifications in Refs. [182] and [111]. Our studies imply that the square lattice model realises a SU(2) spin liquid with Pi-fluxes through elementary plaquettes and that the spin-1/2 kagome antiferromagnet is most likely described by a Z2 spin liquid called Z2[0,Pi]Alpha. We argue that our analysed models have current experimental relevance and that the developed techniques show plenty of possibilities for future applications. A detailed summary and discussion of all methods and results is provided in Chap. 7.
Spin systems are known for their purely interacting nature, causing them to lack a canonical perturbative limit, which usually helps to understand the fundamental physics of a system. A method that has proven effective for the description of strongly correlated systems is Functional Renormalization Group FRG , which can be thought of as an alternative to the path integral formalism as an approach to many body quantum mechanics. The basic concept is to cure infrared divergences by introducing a cutoff to correlation functions. Continuously lowering the infrared cutoff and hence allowing the system to occupy lower lying energy states is called the FRG flow and is formulated in terms of differential equations. The solutions to these equations are functions which describe effective interactions between particles and hence contain information about particle correlations and thermodynamic quantities. Formulating FRG in terms of spins turns out to be a subtle endeavor, though, as the spin algebra relations are relatively complicated compared to, for example, the canonical anti commutation relations of fermions. In order to use the advantages of FRG for spin systems, one can map spins onto fermionic operators, which leads to pseudo fermion FRG PFFRG , developed by Reuther and Wölfle.[198] Alter natively, one can express spins in terms of Majorana operators, leading to pseudo Majorana FRG PMFRG , which has been developed by Niggemann, Sbierski, and Reuther.[163] PMFRG is particularly powerful at finite temperatures, where useful properties of Majorana operators render the method more accurate than PFFRG. In contrast to many other methods, PFFRG and PMFRG are applicable to any spin system, even frustrated ones. In this work, PMFRG is being generalized and applied to highly frustrated spin systems. In particular, spin representations in terms of Majorana operators for spins with arbitrary large spin magnitude S are being investigated and classified thoroughly, which closes a gap in the literature about the second quantization of spin operators. Moreover, it is presented how to generalize PMFRG for Heisenberg models with full SU 2 symmetry to XXZ models exhibiting only a U 1 symmetry. This opens up a wide range of interesting applications for PMFRG. An example is the XXZ model on the pyrochlore lattice, which is known to exhibit conventional long range order but also exotic spin liquid ground states in the so called spin ice phase. PMFRG is applied to this model, and the results are being compared to experiments. Furthermore, the entire phase diagram of the XXZ model is being mapped out. Also, the capability of PMFRG to reproduce low energy field theory predictions and to determine critical exponents is being tested
Spin systems are known for their purely interacting nature, causing them to lack a canonical perturbative limit, which usually helps to understand the fundamental physics of a system. A method that has proven effective for the description of strongly correlated systems is Functional Renormalization Group (FRG), which can be thought of as an alternative to the path integral formalism as an approach to many-body quantum mechanics. The basic concept is to cure infrared divergences by introducing a cutoff to correlation functions. Continuously lowering the infrared cutoff and hence allowing the system to occupy lower-lying energy states is called the FRG flow and is formulated in terms of differential equations. The solutions to these equations are functions which describe effective interactions between particles and hence contain information about particle correlations and thermodynamic quantities. Formulating FRG in terms of spins turns out to be a subtle endeavor, though, as the spin algebra relations are relatively complicated compared to, for example, the canonical anti-commutation relations of fermions. In order to use the advantages of FRG for spin systems, one can map spins onto fermionic operators, which leads to pseudo-fermion FRG (PFFRG), developed by Reuther and Wölfle.[198] Alter- natively, one can express spins in terms of Majorana operators, leading to pseudo- Majorana FRG (PMFRG), which has been developed by Niggemann, Sbierski, and Reuther.[163] PMFRG is particularly powerful at finite temperatures, where useful properties of Majorana operators render the method more accurate than PFFRG. In contrast to many other methods, PFFRG and PMFRG are applicable to any spin system, even frustrated ones. In this work, PMFRG is being generalized and applied to highly frustrated spin systems. In particular, spin representations in terms of Majorana operators for spins with arbitrary large spin magnitude S are being investigated and classified thoroughly, which closes a gap in the literature about the second quantization of spin operators. Moreover, it is presented how to generalize PMFRG for Heisenberg models with full SU(2) symmetry to XXZ models exhibiting only a U(1) symmetry. This opens up a wide range of interesting applications for PMFRG. An example is the XXZ model on the pyrochlore lattice, which is known to exhibit conventional long-range order but also exotic spin liquid ground states in the so-called spin ice phase. PMFRG is applied to this model, and the results are being compared to experiments. Furthermore, the entire phase diagram of the XXZ model is being mapped out. Also, the capability of PMFRG to reproduce low-energy field theory predictions and to determine critical exponents is being tested.
We combine the pseudofermion functional renormalization group (PFFRG) method with a self-consistent Fock-like mean-field scheme to calculate low-energy effective theories for emergent spinon excitations in spin-1/2 quantum spin liquids. Using effective spin interactions from PFFRG as an input for the Fock equation and allowing for the most general types of free spinon Ans\"atze as classified by the projective symmetry group (PSG) method, we are able to systematically determine spinon band structures for spin-liquid candidate systems beyond mean-field theory. We apply this approach to the antiferromagnetic ${J}_{1}\text{\ensuremath{-}}{J}_{2}$ Heisenberg model on the square lattice and to the antiferromagnetic nearest-neighbor Heisenberg model on the kagome lattice. For the ${J}_{1}\text{\ensuremath{-}}{J}_{2}$ model, we find that in the regime of maximal frustration a SU(2) $\ensuremath{\pi}$-flux state with Dirac spinons yields the largest mean-field amplitudes. For the kagome model, we identify a gapless Z2 spin liquid with a small circular spinon Fermi surface and approximate Dirac cones at low but finite energies.
In this dissertation we present the results of a theoretical investigation of spin models on two-dimensional and quasi one-dimensional lattices, all unified under the concept of quantum frustrated antiferromagnetism, and all discussing various aspects of the antiferromagnetic Heisenberg model on the kagomé lattice. In the Introduction (Chapter 1), we discuss at some length such concepts as frustration and superexchange, among others, which are of common relevance in the rest of the chapters. In Chapter 2, we study the effect of Dzyaloshinskii--Moriya (DM) interactions on the zero-temperature magnetic susceptibility of systems whose low energy can be described by short-range valence bond states. Our work shows that this treatment is consistent with the experimentally observed non-vanishing susceptibility -- in the specified temperature limit -- of the spin-1/2 kagomé antiferromagnetic compound ZnCu3(OH)6Cl2, also known as herbertsmithite. Although the objective of this work is explaining the aforementioned characteristic of the experimental system, our methods are more general and we apply them to the checkerboard and Shastry-Sutherland lattices as well. In Chapter 3, we discuss our findings in the study of ghost-mediated domain wall interactions in the diamondback ladder. These domain walls are the the spin excitations -- the kinks and the antikinks -- separating the ground states along one chain of the ladder. While as individual entities an antikink is energy costly and a kink energy free, our study finds that both interact via the ghosts that they produce in the opposite side of the ladder from where they are located. Through the study of these ghosts, we find that domain walls proliferate in the system above a critical value of the system's coupling constants. It is this proliferation that makes their treatment as free, non-interacting particles impossible, so we study here their interactions both quantitatively and qualitatively, in a region where the latter are yet not very strong, namely below the critical point. Based on the calculated two-body interaction potential, domain walls interact attractively (repulsively) when separated at even (odd) distances, with a strength that decays as 1/sp, where s is their separation and p<1. We also consider higher-order interactions. In the last chapter, Chapter 4, we present our study of the spin-1 kagomé Heisenberg antiferromagnet. Our approach is to first consider an SU(2)-symmetric parent Hamiltonian with known ground states on the S=1 kagomé lattice, in which nearest-neighbor Heisenberg interactions are already present. We then enhance these interactions by an additional Heisenberg term added perturbatively in order to move the system closer to a pure Heisenberg antiferromagnet. The results of this enhancement is obtaining a description of the system in terms of an effective Hamiltonian, namely a transverse field Ising AF on the triangular lattice. Based on the particular values of this effective Hamiltonian, our system is found to be in the order-by-disorder phase.
Magnetic materials with predominant antiferromagnetic couplings exhibit a wide range of phenomena arising from the interplay of quantum fluctuations, competing interactions and the underlying lattice geometry. While static properties of quantum magnets have been extensively studied and are often well understood, many of the most distinctive signatures of unconventional magnetic phases – such as fractionalization, confinement, or emergent gauge structures – are encoded in their dynamical response. Predicting these responses in strongly frustrated systems, particularly in two and three dimensions, remains a major theoretical challenge, as analytic solutions are rare and numerical methods are often limited by either dimensionality or the degree of frustration. At the same time, experimental data – e.g. from inelastic neutron scattering – is increasingly available, creating a gap between experiment and theory. To bridge this gap, we develop a real-frequency extension of the PFFRG using the Keldysh formalism, enabling dynamical observables to be computed directly without relying on a numerically unstable analytical continuation required in the Matsubara PFFRG. We derive the full set of Keldysh-indexed flow equations and perform a comprehensive symmetry analysis that is used to substantially reduce the computational effort. Benchmark calculations of the Heisenberg model on the zero-dimensional dimer, the one-dimensional spin chain, and the two-dimensional square lattice as well as the honeycomb Kitaev model show that the method is best suited for systems near the paramagnetic regime, such as quantum spin liquids. We further identify methodological limitations and outline possible extensions, including the incorporation of pseudo-Majorana particles in place of complex pseudo-Fermions, for which we also derive the corresponding flow equations and symmetry relations. With these shortcomings in mind, we apply the Keldysh PFFRG to analyze quantum spin liquid systems on the trellis lattice and the Shastry-Sutherland model and compare to a projected symmetry group approach. For the trellis lattice, the Keldysh PFFRG provides insights into which mean-field Ansätze capture the different phases together with their low-energy excitation spectra. Using optimized density-functional-theory models, we reproduce the spinon-fractionalization and deconfinement signatures observed in inelastic neutron scattering for the trellis compound \( \ce{CaCu2O3} \), and we predict the low-energy dynamical spin structure factor for \(\ce{SrCu2O3}\) and \(\ce{CaV2O5}\). In the Shastry-Sutherland model, the Keldysh PFFRG reveals the same Dirac-cone splitting predicted by the projected symmetry group approach, thereby confirming the connection between the U(1) square-lattice spin-liquid Ansatz proposed by Wen et al. [PRB 65, 165113 (2002)] and the parametrically small quantum spin liquid phase of the Shastry-Sutherland model.
In the field of quantum magnetism, the advent of numerous spin-orbit assisted Mott insulating compounds, such as the family of Kitaev materials, has led to a growing interest in studying general spin models with nondiagonal interactions that do not retain the SU(2) invariance of the underlying spin degrees of freedom. However, the exchange frustration arising from these nondiagonal and often bond-directional interactions for two- and three-dimensional lattice geometries poses a serious challenge for numerical many-body simulation techniques. In this paper, we present an extended formulation of the pseudofermion functional renormalization group that is capable of capturing the physics of frustrated quantum magnets with generic (diagonal and off-diagonal) two-spin interaction terms. Based on a careful symmetry analysis of the underlying flow equations, we reveal that the computational complexity grows only moderately, as compared to models with only diagonal interaction terms. We apply the formalism to a kagome antiferromagnet which is augmented by general in-plane and out-of-plane Dzyaloshinskii-Moriya (DM) interactions, as argued to be present in the spin liquid candidate material herbertsmithite. We calculate the complete ground state phase diagram in the strength of in-plane and out-of-plane DM couplings, and discuss the extended stability of the spin liquid of the unperturbed kagome antiferromagnet in the presence of these couplings.