Topological crystalline insulators (TCIs) are nontrivial quantum phases of matter protected by crystalline (and other) symmetries. They are originally predicted by band theories, so an important question is their stability under interactions. In this paper, by directly studying the physical bulk properties of several band-theory-based nontrivial TCIs that are conceptually interesting and/or experimentally feasible, we show they are stable under interactions. These TCIs include (1) a weak topological insulator, (2) a TCI with a mirror symmetry and its time-reversal symmetric generalizations, (3) a doubled topological insulator with a mirror symmetry, and (4) two TCIs with symmetry-enforced-gapless surfaces. We describe two complementary methods that allow us to determine the properties of the magnetic monopoles obtained by coupling these TCIs to a U(1) gauge field. These methods involve studying different types of surface states of these TCIs. Applying these methods to our examples, we find all of them have nontrivial monopoles, which proves their stability under interactions. Furthermore, we discuss two levels of relations between these TCIs and symmetry enriched U(1) quantum spin liquids (QSLs). First, these TCIs are directly related to U(1) QSLs with crystalline symmetries. Second, there is an interesting correspondence between U(1) QSLs with crystalline symmetries and U(1) QSLs with internal symmetries. In particular, the TCIs with symmetry-enforced-gapless surfaces are related to the “fractional topological paramagnets” introduced in Zou et al. [arXiv:1710.00743].
Topological crystalline insulators (TCIs) are nontrivial quantum phases of matter protected by crystalline (and other) symmetries. They are originally predicted by band theories, so an important question is their stability under interactions. In this paper, by directly studying the physical bulk properties of several band-theory-based nontrivial TCIs that are conceptually interesting and/or experimentally feasible, we show they are stable under interactions. These TCIs include (1) a weak topological insulator, (2) a TCI with a mirror symmetry and its time-reversal symmetric generalizations, (3) a doubled topological insulator with a mirror symmetry, and (4) two TCIs with symmetry-enforced-gapless surfaces. We describe two complementary methods that allow us to determine the properties of the magnetic monopoles obtained by coupling these TCIs to a U(1) gauge field. These methods involve studying different types of surface states of these TCIs. Applying these methods to our examples, we find all of them have nontrivial monopoles, which proves their stability under interactions. Furthermore, we discuss two levels of relations between these TCIs and symmetry enriched U(1) quantum spin liquids (QSLs). First, these TCIs are directly related to U(1) QSLs with crystalline symmetries. Second, there is an interesting correspondence between U(1) QSLs with crystalline symmetries and U(1) QSLs with internal symmetries. In particular, the TCIs with symmetry-enforced-gapless surfaces are related to the “fractional topological paramagnets” introduced in Zou et al. [arXiv:1710.00743].
The notion of symmetry protected distinctions among quantum phases has been well appreciated in understanding many-body systems. As a prominent example, recent studies on topological crystalline insulators (TCIs) indicate that these insulators are nontrivial if and only if the relevant crystalline (and some other) symmetries are preserved. By bulk-boundary correspondence, the authors study the properties of the bulk magnetic monopoles of some TCIs that are conceptually interesting and/or experimentally feasible, and argue that this bulk characterization is a more direct and unified physical description of a TCI. In doing so, the authors prove the stability of these TCIs with respect to interactions.
We study the effect of electron interactions in topological crystalline insulators (TCIs) protected by mirror symmetry, which are realized in the SnTe material class and host multivalley Dirac fermion surface states. We find that interactions reduce the integer classification of noninteracting TCIs in three dimensions, indexed by the mirror Chern number, to a finite group Z8. In particular, we explicitly construct a microscopic interaction Hamiltonian to gap eight flavors of Dirac fermions on the TCI surface, while preserving the mirror symmetry. Our construction builds on interacting edge states of $U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}$ symmetry-protected topological phases of fermions in two dimensions, which we classify. Our work reveals a deep connection between three-dimensional topological phases protected by spatial symmetries and two-dimensional topological phases protected by internal symmetries.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
Motivated by recent progress in crystalline symmetry protected topological (SPT) phases of interacting bosons, we study topological crystalline insulators/superconductors (TCIs) of strongly interacting fermions. We construct a class of intrinsically interacting fermionic TCIs, and show that they are beyond both free-fermion TCIs and bosonic crystalline SPT phases. We also show how these phases can be characterized by symmetry protected gapless fermion modes on the corners/hinges of an open system.
Topological insulators and superconductors are subsets of (almost) noninteracting symmetry protected topological (SPT) phases. More generally, SPT phases represent equivalence classes of (equilibrium) gapped quantum states with short-range entanglement that are protected by certain symmetries. Two quantum states are “equivalent” if they can be adiabatically deformed into one another without closing the bulk gap. Thus, quantum states belonging to different SPT phases cannot be smoothly deformed into each other without a phase transition, as long as the underlying symmetry is preserved. However, upon removing the symmetry all SPT states can be adiabatically deformed to a trivial product state (e.g., an atomic insulator) without undergoing a phase transition. In this chapter, we generalize our discussion of (almost) noninteracting topological states by removing some of the explicit and implicit constraints underlying the classification and properties of topological insulators and superconductors discussed in Chapter 3 . In Section 4.1 , we enlarge the type of symmetries that protect the topological phases by supplementing internal symmetries (e.g., time-reversal and particle-hole symmetries) with crystalline symmetries (e.g., mirror and rotation symmetries) and discuss topological crystalline insulators and superconductors , a subsets of SPT phases protected by internal and crystalline symmetries. In Section 4.2 , we remove the requirement of having a finite (bulk) gap and discuss Weyl semimetals – crystalline systems characterized by topologically protected bulk band degeneracy points separated in momentum space, which support low energy excitations that are massless chiral fermions, i.e., Weyl fermions. Finally, in Section 4.3 , we remove the condition of thermodynamic equilibrium and consider topological quantum states in periodically driven systems, focusing on the so-called Floquet topological insulators , which exhibit a richer topological structure than their static counterparts. We note that aspects regarding the effects of particle-particle interactions, including the emergence of topological order in systems with long-range entanglement, will be addressed in Chapter 5 . We also point out that the areas summarized in this chapter have grown tremendously in recent years and continue to grow; even a brief mentioning of all recent developments would be impossible within the constraints of a book chapter. Instead, we point out the key elements that determine the nontrivial topology of the quantum systems mentioned above, discuss specific manifestations of their topological properties (e.g., the presence of protected gapless states), and provide representative examples.
Topological order provides a new paradigm to view phases of matter. Unlike conventional symmetry breaking order, these states are not distinguished by different patterns of symmetry breaking, instead by their intricate mathematical structure, topology. By the bulk-boundary correspondence, the nontrivial topology of the bulk results in robust gapless excitations on symmetry preserving surfaces. We utilize both of these views to study topological phases together with the analysis of their quantized physical responses to perturbations.First we study the edge excitations of strongly interacting abelian fractional quantum Hall liquids on an infinite strip geometry. We use the infinite density matrix renormalization group method to numerically measure edge exponents in model systems, including subleading orders. Using analytic methods we derive a generalized Luttinger's theorem that relates momenta of edge excitations.Next we consider topological crystalline insulators protected by space group symmetry. After reviewing the general formalism, we present results about the quantization of the magnetoelectric response protected by orientation-reversing space group symmetries. We construct and analyze insulating and superconducting tight-binding models with glide symmetry in three dimensions to illustrate the general result. Following this, we derive constraints on weak indices of three dimensional topological insulators imposed by space group symmetries. We focus on spin-orbit coupled insulators with and without time reversal invariance and consider both symmorphic and nonsymmorphic symmetries.Finally, we calculate the response of metals and generalize the notion of the magnetoelectric effect to noninteracting gapless systems. We use semiclassical dynamics to study the magnetopiezoelectric effect, the current response to elastic strain in static external magnetic fields.