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arXiv:1707.02594

Topological Order and Symmetry Anomaly on the Surface of Topological Crystalline Insulators

Hong, Sungjoon, Liang Fu

Published Jul 9, 2017• 8 citations
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Abstract

We present microscopic Hamiltonians that gap the Dirac fermions on the surface of topological crystalline insulators (TCIs) protected by reflection symmetry and create symmetry-preserving states with Abelian topological orders. For TCIs with $n = 2$ copies of surface Dirac fermions, we find a fermionic $\mathbb{Z}_4$ topological order with charge-spin self duality and with a novel symmetry action on the anyons, whereby reflections with respect to two parallel planes act differently. We also analyze TCIs with $n = 1$ and $4$ copies of Dirac fermions, which taken together covers every nontrivial case in the $\mathbb{Z}_8 \oplus \mathbb{Z}_2$ classification of interacting TCIs. Our work reveals a fundamental difference between reflection and charge-conjugation-time-reversal symmetry anomalies.

DOI
10.48550/arxiv.1707.02594

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We present microscopic Hamiltonians that gap the Dirac fermions on the surface of topological crystalline insulators (TCIs) protected by reflection symmetry and create symmetry-preserving states with Abelian topological orders. For TCIs with n=2n = 2n=2 copies of surface Dirac fermions, we find a fermionic Z4\mathbb{Z}_4Z4​ topological order with charge-spin self duality and with a novel symmetry action on the anyons, whereby reflections with respect to two parallel planes act differently. We also analyze TCIs with n=1n = 1n=1 and 444 copies of Dirac fermions, which taken together covers every nontrivial case in the Z8⊕Z2\mathbb{Z}_8 \oplus \mathbb{Z}_2Z8​⊕Z2​ classification of interacting TCIs. Our work reveals a fundamental difference between reflection and charge-conjugation-time-reversal symmetry anomalies.
We study the effect of electron interactions in topological crystalline insulators (TCIs) protected by mirror symmetry, which are realized in the SnTe material class and host multivalley Dirac fermion surface states. We find that interactions reduce the integer classification of noninteracting TCIs in three dimensions, indexed by the mirror Chern number, to a finite group Z8{Z}_{8}Z8​. In particular, we explicitly construct a microscopic interaction Hamiltonian to gap eight flavors of Dirac fermions on the TCI surface, while preserving the mirror symmetry. Our construction builds on interacting edge states of $U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}$ symmetry-protected topological phases of fermions in two dimensions, which we classify. Our work reveals a deep connection between three-dimensional topological phases protected by spatial symmetries and two-dimensional topological phases protected by internal symmetries.
We construct microscopic Hamiltonians for symmetry-preserving topologically ordered states on the surface of topological crystalline superconductors, protected by a Z2{\mathbb{Z}}_{2}Z2​ reflection symmetry. Starting from $\ensuremath{\nu}$ Majorana cones on the surface, we show that the semion-fermion topological order emerges for $\ensuremath{\nu}=2$, and more generally, $\mathrm{SO}(\ensuremath{\nu}{)}_{\ensuremath{\nu}}$ topological order for all $\ensuremath{\nu}\ensuremath{\ge}2$ and Sp(n)n\mathrm{Sp}(n{)}_{n}Sp(n)n​ for $\ensuremath{\nu}=2n$ when $n\ensuremath{\ge}2$.
Topological crystalline insulators (TCIs) are nontrivial quantum phases of matter protected by crystalline (and other) symmetries. They are originally predicted by band theories, so an important question is their stability under interactions. In this paper, by directly studying the physical bulk properties of several band-theory-based nontrivial TCIs that are conceptually interesting and/or experimentally feasible, we show they are stable under interactions. These TCIs include (1) a weak topological insulator, (2) a TCI with a mirror symmetry and its time-reversal symmetric generalizations, (3) a doubled topological insulator with a mirror symmetry, and (4) two TCIs with symmetry-enforced-gapless surfaces. We describe two complementary methods that allow us to determine the properties of the magnetic monopoles obtained by coupling these TCIs to a U(1) gauge field. These methods involve studying different types of surface states of these TCIs. Applying these methods to our examples, we find all of them have nontrivial monopoles, which proves their stability under interactions. Furthermore, we discuss two levels of relations between these TCIs and symmetry enriched U(1) quantum spin liquids (QSLs). First, these TCIs are directly related to U(1) QSLs with crystalline symmetries. Second, there is an interesting correspondence between U(1) QSLs with crystalline symmetries and U(1) QSLs with internal symmetries. In particular, the TCIs with symmetry-enforced-gapless surfaces are related to the “fractional topological paramagnets” introduced in Zou et al. [arXiv:1710.00743].
We study interaction effects on the topological crystalline insulators protected by time-reversal (T)(T)(T) and reflection symmetry (R)(R)(R) in two and three spatial dimensions. From the stability analysis of the edge states with bosonization, we find that the classification of the two-dimensional symmetry-protected topological (SPT) phases protected by ${Z}_{2}\ifmmode\times\else\texttimes\fi{}[\text{U(1)}\ensuremath{\rtimes}T]$ symmetry is reduced from Z\mathbb{Z}Z to Z4{\mathbb{Z}}_{4}Z4​ by interactions where the Z2{Z}_{2}Z2​ symmetry denotes the reflection whose mirror plane is the two-dimensional plane itself. By extending the approach recently proposed by Isobe and Fu, we show that the classification of the three-dimensional SPT phases (i.e., topological crystalline insulators) protected by $R\ifmmode\times\else\texttimes\fi{}[\text{U(1)}\ensuremath{\rtimes}T]$ symmetry is reduced from Z\mathbb{Z}Z to Z8{\mathbb{Z}}_{8}Z8​ by interactions.
Abstract A 3D fermionic topological insulator has a gapless Dirac surface state protected by time-reversal symmetry and charge conservation symmetry. The surface state can be gapped by introducing ferromagnetism to break time-reversal symmetry, introducing superconductivity to break charge conservation, or entering a topological phase. In this paper, we construct a minimal gapped topological phase that preserves both time-reversal and charge conservation symmetries and supports Ising-type non-Abelian anyons. This phase can be understood heuristically as emerging from a surface s-wave superconducting state via the condensation of eight-vortex composites. The topological phase inherits vortices supporting Majorana zero modes from the surface superconducting state. However, since it is time-reversal invariant, the surface topological phase is a distinct phase from the Ising topological phase, which can be viewed as a quantum-disordered spin-polarized p x + ip y superconductor. We discuss the anyon model of this topological phase and the manner in which time-reversal symmetry is realized in it. We also study the interfaces between the topological state and other surface gapped phases.
A three-dimensional electron topological insulator (ETI) is a phase of matter protected by particle-number conservation and time-reversal symmetry. It was previously believed that the surface of an ETI must be gapless unless one of these symmetries is broken. A well-known symmetry-preserving, gapless surface termination of an ETI supports an odd number of Dirac cones. In this paper, we deduce a symmetry-respecting, gapped surface termination of an ETI, which carries an intrinsic two-dimensional (2d) topological order, $\text{Moore-Read}\ifmmode\times\else\texttimes\fi{}\mathrm{U}{(1)}_{\ensuremath{-}2}$. The Moore-Read sector supports non-Abelian charge 1/41/41/4 anyons, while the Abelian, $\mathrm{U}{(1)}_{\ensuremath{-}2}$, (antisemion) sector is electrically neutral. Time-reversal symmetry is implemented in this surface phase in a highly nontrivial way. Moreover, it is impossible to realize this phase strictly in 2d, simultaneously preserving its implementation of both the particle-number and time-reversal symmetries. A one-dimensional (1d) edge on the ETI surface between the topologically ordered phase and the topologically trivial time-reversal-broken phase with a Hall conductivity ${\ensuremath{\sigma}}_{xy}=1/2$ carries a right-moving neutral Majorana mode, a right-moving bosonic charge mode, and a left-moving bosonic neutral mode. The topologically ordered phase is separated from the surface superconductor by a direct second-order phase transition in the XY∗X{Y}^{*}XY∗ universality class, which is driven by the condensation of a charge 1/21/21/2 boson, when approached from the topologically ordered side, and proliferation of a flux $4\ensuremath{\pi}\phantom{\rule{0.28em}{0ex}}(2hc/e)$ vortex, when approached from the superconducting side. In addition, we prove that time-reversal invariant (interacting) electron insulators with no intrinsic topological order and electromagnetic response characterized by a $\ensuremath{\theta}$ angle, $\ensuremath{\theta}=\ensuremath{\pi}$, do not exist if the electrons transform as Kramers singlets under time reversal.