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Work and energy fluctuations in open quantum systems

Rui Sampaio

Published Jan 1, 2019• 0 citations
OpenAlex

Abstract

Technological advances over the past few decades have made it possible to address quantum systems down to individual quanta of energy. Artificial atoms are now routinely fabricated and manipulated using solid-state technology. Exciting new applications are now within grasp, such as quantum heat engines, which have been theorised to achieve energy efficiencies not possible for their classical counterparts. Energy fluctuations are an inherent part of these devices and a detailed understanding of them is required. However, the proper theoretical framework under which such fluctuations are to be understood is still debated. In this thesis, we study energy fluctuations in open quantum systems at the level of individual runs of an experimental protocol. This work has been carried out in two parts. In the first part, we focus on calorimetric measurements – a promising new experimental protocol to continuously measure energy fluctuations of a qubit interacting with a thermal environment. Applying the protocol to more complex systems is not straightforward. Using a simple two-level approximation, we show that for some experimental parameters this protocol can be extended to a driven harmonic oscillator. Another aspect of the calorimetric protocol is that it can induce non-Markovian effects which affect how work and heat are defined. We quantify the degree of non-Markovianity induced by this measurement protocol, when applied to a qubit, based on a previously developed theoretical model. Importantly, we show that non-Markovianity does not necessarily decrease monotonically with the environment size. The attempt to extend the calorimetric protocol to general systems has led to the second part of this thesis. The calorimetric detection is a particular case of a continuously monitored system. However, other schemes exist that lead to different definitions of work and heat. Reconciling these approaches is not straightforward, as evidenced by the many work definitions present in the literature. The difficulty is centred at the fact that, in the orthodox interpretation of quantum mechanics, energy is not always a well-defined quantity. Here, based on the Bohmian interpretation of quantum mechanics, we put forward a general framework to remove this problem in a clear conceptual manner. In particular, we show that the classical definition of work for closed systems can be straightforwardly generalised to the quantum case. For an open system, we used the Bohmian conditional wave function which provides a stochastic state evolution for the open system. We show that this approach can lead to new insights regarding the role of entanglement in energy fluctuations and has the potential to provide a general and observer-independent framework of energy fluctuations in open quantum systems. The results presented in this thesis give a small contribution to the developing field of quantum thermodynamics.

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Technological advances over the past few decades have made it possible to address quantum systems down to individual quanta of energy. Artificial atoms are now routinely fabricated and manipulated using solid-state technology. Exciting new applications are now within grasp, such as quantum heat engines, which have been theorised to achieve energy efficiencies not possible for their classical counterparts. Energy fluctuations are an inherent part of these devices and a detailed understanding of them is required. However, the proper theoretical framework under which such fluctuations are to be understood is still debated. In this thesis, we study energy fluctuations in open quantum systems at the level of individual runs of an experimental protocol. This work has been carried out in two parts. In the first part, we focus on calorimetric measurements – a promising new experimental protocol to continuously measure energy fluctuations of a qubit interacting with a thermal environment. Applying the protocol to more complex systems is not straightforward. Using a simple two-level approximation, we show that for some experimental parameters this protocol can be extended to a driven harmonic oscillator. Another aspect of the calorimetric protocol is that it can induce non-Markovian effects which affect how work and heat are defined. We quantify the degree of non-Markovianity induced by this measurement protocol, when applied to a qubit, based on a previously developed theoretical model. Importantly, we show that non-Markovianity does not necessarily decrease monotonically with the environment size. The attempt to extend the calorimetric protocol to general systems has led to the second part of this thesis. The calorimetric detection is a particular case of a continuously monitored system. However, other schemes exist that lead to different definitions of work and heat. Reconciling these approaches is not straightforward, as evidenced by the many work definitions present in the literature. The difficulty is centred at the fact that, in the orthodox interpretation of quantum mechanics, energy is not always a well-defined quantity. Here, based on the Bohmian interpretation of quantum mechanics, we put forward a general framework to remove this problem in a clear conceptual manner. In particular, we show that the classical definition of work for closed systems can be straightforwardly generalised to the quantum case. For an open system, we used the Bohmian conditional wave function which provides a stochastic state evolution for the open system. We show that this approach can lead to new insights regarding the role of entanglement in energy fluctuations and has the potential to provide a general and observer-independent framework of energy fluctuations in open quantum systems. The results presented in this thesis give a small contribution to the developing field of quantum thermodynamics.
Rapid progress in the fabrication and manipulation of micro and nanoscale devices has made it necessary to extend the concepts of thermodynamics to small systems and finally to quantum systems. In such systems the extensive thermodynamic quantities, such as entropy, heat, and work, are not described by their average values alone but by distributions. \n \nRemarkably, it has been shown that the stochastic thermodynamic variables often obey fluctuation relations which usually appear in the form of relations between exponential averages. While the two-measurement protocol of thermodynamic variables, especially work, is now well studied in closed quantum systems, there have been conceptual and experimental problems in open quantum systems. \n \nIn this thesis, we theoretically study work statistics and fluctuation relations in open quantum systems. To calculate the work statistics, we use the quantum jump method and direct master equation calculations. We show that work definitions equivalent in closed systems can lead to mutually different results in the case of open quantum systems due to a different order of approximations. Moreover, we show that the fluctuation relations can be extended to nearly adiabatically driven systems by using the adiabatic renormalization procedure. \n \nLast, we focus on how a finite size of the environment affects the dynamics and work statistics of open quantum systems. This is important from the experimental point of view because a finite-size environment allows the detection of heat exchange between the system and the environment. We derive a master equation that takes into account these effects and develop a stochastic model that unravels the master equation. We explicitly show that the finite size of the environment influences the dynamics and the work statistics. We also show that the common fluctuation relations are still valid.
The thermodynamics of quantum systems driven out of equilibrium has attracted increasing attention in the last decade, in connection with quantum information and statistical physics, and with a focus on non-classical signatures. While a first approach can deal with average thermodynamics quantities over ensembles, in order to establish the impact of quantum and environmental fluctuations during the evolution, a continuous quantum measurement of the open system is required. Here, we provide an introduction to the general theoretical framework to establish and interpret the thermodynamics for quantum systems whose nonequilibrium evolution is continuously monitored. We review the formalism of quantum trajectories and its consistent application to the thermodynamic scenario, where primary quantities such as work, heat, and entropy production can be defined at the stochastic level. The connection to irreversibility and fluctuation theorems is also discussed together with some recent developments, and we provide some simple examples to illustrate the general theoretical framework.
Markovian quantum master equations (MQMEs) were established nearly half a century ago. They have often been used in the study of irreversible thermodynamics. However, the previous results were mainly concerned about ensemble averages; the stochastic thermodynamics of these systems went unnoticed for a very long time. This situation remained unchanged until a variety of fluctuation theorems in classical and quantum regimes were found in the past two decades. In this paper, we systematically summarize the current understanding on the stochastic heat and work in MQMEs using two distinct strategies. One strategy is to treat the system and its surrounding heat bath as a closed quantum system, to suppose that the evolution of the composite system is unitary under a time-dependent total Hamiltonian and to define the heat and work as the changes in energy by applying two energy measurements scheme to the composite system. The other strategy is to unravel these MQMEs into random quantum jump trajectories (QJTs) and to define the stochastic heat and work along the individual trajectories. Many important physical concepts, mathematical techniques, and fluctuation theorems at different descriptive levels are given in as detailed a manner as possible. We also use concrete models to illustrate these results.
In the first part of this thesis we extensively review the general theory of open quantum systems. We introduce new approaches to describe, in a hopefully more transparent way, some aspects which are usually misleading in a broad range of the literature. In addition, we revise new concepts and methods developed in recent years that complement the general theory mainly developed in the 1970s. In the second part, we focus our attention on the so-called Markovian processes which have been described in the previous part. We study the validity of typical equations used in simple systems such as harmonic oscillators, and propose and check different strategies to describe Markovian dynamics in more complicated interacting systems. Finally we propose a counter-intuitive situation where some level of noise can be actually useful for information tasks. In the third and last part, we approach the problem of the non-Markovian description of open quantum systems. To quantify how non-Markovian an open quantum system is we introduce a computable measure and apply it to some relevant situations. We also propose a way of probing the complexity of an environment by visualizing properties of a pair of qubits embedded in it. In addition, we develop a technique based on orthogonal polynomial theory to transform a wide range of environments into simple chains of particles which can be efficiently simulated with numerical techniques.
A calorimetric measurement has recently been proposed as a promising technique to measure thermodynamic quantities in a dissipative superconducting qubit. These measurements rely on the fact that the system is projected into energy eigenstates whenever energy is exchanged with the environment. This requirement imposes a restriction on the class of systems that can be measured in this way. Here we extend the calorimetric protocol to the measurement of work in a driven quantum harmonic oscillator. We employ a scheme based on a two-level approximation that makes use of an experimentally accessible quantity and show how it relates to the work obtained through the standard two-measurement protocol. We find that the average work is well approximated in the underdamped regime for short driving times and, in the overdamped regime, for any driving time. However, this approximation fails for the variance and higher moments of work at finite temperatures. Furthermore, we show how to relate the work statistics obtained through this scheme to the work statistics given by the two-measurement protocol.
Quantum thermodynamics has emerged as a central field for understanding how energy conversion processes occur in microscopic systems. In these systems, effects such as coherence, entanglement, and non-Markovianity play key roles. In this thesis, we explore different ways to describe quantum thermodynamics, using two main approaches: one based on entropy and the other on ergotropy. First, we introduce a generalized approach to quantify non-Markovianity through the breakdown of monotonicity in thermodynamic functions. In this context, the entropy-based heat flow serves as a practical tool to witness and measure quantum memory in unital maps that do not reverse the sign of the internal energy. Next, we analyze the dynamics of ergotropy in open qubits under both Markovian and non-Markovian evolutions. We identify phenomena such as freezing and sudden death of ergotropy, and we establish an analytical relation between the change in ergotropy and the environment-induced work . This provides a clear physical interpretation for the additional term in the first law in the entropy-based formulation. Finally, we propose an ergotropy-based thermodynamic formulation, in which heat is reinterpreted in terms of the change of the passive state associated with the density operator governing the quantum dynamics. This approach allows one to measure non-Markovianity of unital maps more generally and accurately than the entropy-based heat flow. This advantage comes from the direct link between heat and von Neumann entropy, a property ensured by invariance under passive transformations. Moreover, the out-of-equilibrium temperature naturally remains non-negative, similarly to equilibrium thermodynamics.