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A survey of classical public-key cryptography and post-quantum lattice-based cryptography

Vinay Oedayrajsingh Varma

Published Jan 1, 2017• 0 citations
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Public-key cryptography is an indispensable component used in almost all of our present-day digital infrastructure. However, most if not all of it is predominantly built upon hardness guarantees of number theoretic problems that can be broken by large-scale quantum computers in the future. Sensing the imminent threat from continued advances in quantum computing, NIST has recently initiated a global-level standardization process for quantum resistant public-key cryptographic primitives such as public-key encryption, digital signatures, and key encapsulation mechanisms. While the process received proposals from various categories of post-quantum cryptography, lattice-based cryptography features most prominently among all the submissions. Lattice-based cryptography offers a very attractive alternative to traditional public-key cryptography mainly due to the variety of lattice-based schemes offering varying flavors of security and efficiency guarantees. In this article, we survey the evolution of lattice-based key-sharing schemes (public-key encryption and key encapsulation schemes) and cover various aspects ranging from theoretical security guarantees, general algorithmic frameworks, practical implementation aspects, and physical attack security, with special focus on lattice-based key-sharing schemes competing in the NIST’s standardization process.

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Classical cryptography has been around for a long time in the documented human history, but most classical ciphers were broken and even solved by hand. Shannon introduced the notion of perfect secrecy that formally defines confidentiality in the information-theoretic sense, which is only possible in the restricted scenarios where the message is no longer than the encryption key. The invention of public-key cryptography (the Diffie-Hellman key exchange protocol in 1976 and the RSA crypto-system in 1977) marks the birth of modern cryptography, allowing parties to exchange messages securely without sharing any secrets in advance. Furthermore, it provides computational security based on the conjectured hardness of mathematical problems such as factorization and the discrete logarithm. Public-key cryptography has found numerous applications in the Internet, financial and banking industry, and blockchains, and it plays a crucial role in protecting information security and asset safety. Unfortunately, in the 1990s, Shor proposed efficient quantum algorithms that solve number-theoretic problems, including factorization and discrete logarithms in polynomial time. Once a quantum computer of a particular scale becomes a reality, it will cause a devastating blow to the existing public-key infrastructure. To deal with such a ‘quantum crisis’, academia and industry are looking into the design, analysis and standardization of cryptographic algorithms that can resist quantum computers referred to as post-quantum cryptography (PQC). The National Institute of Standards and Technology (NIST) has been soliciting proposals for the post-quantum public-key algorithms since 2016. More recently, the Chinese Association for Cryptologic Research (CACR) held a competition on designing cryptographic algorithms whose public-key cryptography track focused on post-quantum cryptographic algorithms. Lattice-based cryptography is considered by most to be the mainstream technical route of post-quantum cryptography, which is reflected in the number of proposals (and their percentage of the total) received in the NIST PQC process. To reflect the status quo of post-quantum cryptography, we invite leading experts in this area to contribute three technical perspectives that aim to help readers understand the algorithms, the underlying basic techniques and different technical routes to achieve quantum resistance. The first perspective, presented by Lu and Zhang, introduces public-key cryptographic algorithms whose quantum security is reducible from the conjectured quantum hardness of lattice problems. In particular, they mainly focus on public-key encryption (PKE) and the key encapsulation mechanism (KEM), which are essential building blocks for securing the confidentiality of communication without pre-shared secrets. Both types of crypto-systems are solicited by the NIST PQC standardization and the CACR algorithm design competition. This perspective gives a comprehensive survey on practical lattice-based PKEs/KEMs, and their best-known quantum and classical attacks. Another important post-quantum crypto-system is digital signature, which ensures that three goals of information security are met other than confidentiality, namely, integrity, authentication and non-repudiation. The second perspective is on lattice-based signature by Lyubashevsky. In this perspective, he surveys different techniques in building lattice-based post-quantum crypto-systems, discusses the challenges in overcoming performance issues and gives us state-of-the-art digital signature schemes. In addition to ensuring the ‘static’ security of information in storage and transmission, advanced cryptographic algorithms and protocols can guarantee information security during the computation process (possibly among multiple parties), referred to as privacy-preserving computation. Cryptographic techniques involved in privacy-preserving computation include secure multi-party computation, zero-knowledge proof and fully homomorphic encryption. There is a pressing need to migrate them to the post-quantum era. The third perspective, by Yu and Xie, presents practical instantiations of these algorithms and discusses possible ways to migrate them to their quantum-resistant counterparts. To summarize, post-quantum cryptography has received widespread attention and made significant progress in recent years. Some post-quantum cryptographic algorithms, such as the lattice-based candidate, also have other advantages (e.g., computational efficiency and full homomorphism) over their classical counterparts. Lattice-based cryptography is an emerging field with high theoretical value and wide application, and we encourage young researchers to enter and explore this new and exciting field.

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Public-key cryptography is an indispensable component used in almost all of our present-day digital infrastructure. However, most if not all of it is predominantly built upon hardness guarantees of number theoretic problems that can be broken by large-scale quantum computers in the future. Sensing the imminent threat from continued advances in quantum computing, NIST has recently initiated a global-level standardization process for quantum resistant public-key cryptographic primitives such as public-key encryption, digital signatures, and key encapsulation mechanisms. While the process received proposals from various categories of post-quantum cryptography, lattice-based cryptography features most prominently among all the submissions. Lattice-based cryptography offers a very attractive alternative to traditional public-key cryptography mainly due to the variety of lattice-based schemes offering varying flavors of security and efficiency guarantees. In this article, we survey the evolution of lattice-based key-sharing schemes (public-key encryption and key encapsulation schemes) and cover various aspects ranging from theoretical security guarantees, general algorithmic frameworks, practical implementation aspects, and physical attack security, with special focus on lattice-based key-sharing schemes competing in the NIST’s standardization process.
The security of conventional public-key cryptography schemes is based on mathematical problems which are considered to be infeasible to solve by classical computers in a reasonable amount of time. However, the rise of quantum computers might break this security in the future. Post-quantum cryptography (PQC) aims to achieve secure schemes which are resistant against attacks assisted by quantum computers. Public-key cryptography refers to asymmetric cryptography in which encryption is done with a public key and decryption is done with a private key. Characteristic properties of public-key cryptography include the possibility to derive the private key from public information by solving some presumably hard problem. The hardness of the problem constitutes the basis for the system's security. In the post-quantum era, the security must be based on problems that are too hard to solve even for quantum computers. In this thesis, we will study lattice-based cryptography which is believed to serve as a good candidate for secure post-quantum public-key cryptography. Our main attention is in the problem of learning with errors, which is in the base of some lattice-based schemes and is linked to the hard problem of finding short vectors in a lattice.
Classical cryptography has been around for a long time in the documented human history, but most classical ciphers were broken and even solved by hand. Shannon introduced the notion of perfect secrecy that formally defines confidentiality in the information-theoretic sense, which is only possible in the restricted scenarios where the message is no longer than the encryption key. The invention of public-key cryptography (the Diffie-Hellman key exchange protocol in 1976 and the RSA crypto-system in 1977) marks the birth of modern cryptography, allowing parties to exchange messages securely without sharing any secrets in advance. Furthermore, it provides computational security based on the conjectured hardness of mathematical problems such as factorization and the discrete logarithm. Public-key cryptography has found numerous applications in the Internet, financial and banking industry, and blockchains, and it plays a crucial role in protecting information security and asset safety. Unfortunately, in the 1990s, Shor proposed efficient quantum algorithms that solve number-theoretic problems, including factorization and discrete logarithms in polynomial time. Once a quantum computer of a particular scale becomes a reality, it will cause a devastating blow to the existing public-key infrastructure. To deal with such a ‘quantum crisis’, academia and industry are looking into the design, analysis and standardization of cryptographic algorithms that can resist quantum computers referred to as post-quantum cryptography (PQC). The National Institute of Standards and Technology (NIST) has been soliciting proposals for the post-quantum public-key algorithms since 2016. More recently, the Chinese Association for Cryptologic Research (CACR) held a competition on designing cryptographic algorithms whose public-key cryptography track focused on post-quantum cryptographic algorithms. Lattice-based cryptography is considered by most to be the mainstream technical route of post-quantum cryptography, which is reflected in the number of proposals (and their percentage of the total) received in the NIST PQC process. To reflect the status quo of post-quantum cryptography, we invite leading experts in this area to contribute three technical perspectives that aim to help readers understand the algorithms, the underlying basic techniques and different technical routes to achieve quantum resistance. The first perspective, presented by Lu and Zhang, introduces public-key cryptographic algorithms whose quantum security is reducible from the conjectured quantum hardness of lattice problems. In particular, they mainly focus on public-key encryption (PKE) and the key encapsulation mechanism (KEM), which are essential building blocks for securing the confidentiality of communication without pre-shared secrets. Both types of crypto-systems are solicited by the NIST PQC standardization and the CACR algorithm design competition. This perspective gives a comprehensive survey on practical lattice-based PKEs/KEMs, and their best-known quantum and classical attacks. Another important post-quantum crypto-system is digital signature, which ensures that three goals of information security are met other than confidentiality, namely, integrity, authentication and non-repudiation. The second perspective is on lattice-based signature by Lyubashevsky. In this perspective, he surveys different techniques in building lattice-based post-quantum crypto-systems, discusses the challenges in overcoming performance issues and gives us state-of-the-art digital signature schemes. In addition to ensuring the ‘static’ security of information in storage and transmission, advanced cryptographic algorithms and protocols can guarantee information security during the computation process (possibly among multiple parties), referred to as privacy-preserving computation. Cryptographic techniques involved in privacy-preserving computation include secure multi-party computation, zero-knowledge proof and fully homomorphic encryption. There is a pressing need to migrate them to the post-quantum era. The third perspective, by Yu and Xie, presents practical instantiations of these algorithms and discusses possible ways to migrate them to their quantum-resistant counterparts. To summarize, post-quantum cryptography has received widespread attention and made significant progress in recent years. Some post-quantum cryptographic algorithms, such as the lattice-based candidate, also have other advantages (e.g., computational efficiency and full homomorphism) over their classical counterparts. Lattice-based cryptography is an emerging field with high theoretical value and wide application, and we encourage young researchers to enter and explore this new and exciting field.