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Electric multipole moments and higher-order topological phases in crystalline insulators and superconductors

Wladimir A. Benalcazar

Published Jul 6, 2018• 0 citations
OpenAlex

Abstract

This dissertation discusses extensions of the theory of polarization in crystalline insulators. The notion that electronic wave functions of energy bands in crystalline insulators have Berry phases associated with the positions of electronic charge is at the basis of our understanding of topological band theory. We show, by using the Berry phase formulation and generalizations of it, as well as by exact diagonalization of tight-binding models, that crystalline insulators can generate charge and polarization patterns compatible with the notion of quadrupole and octupole electric moments. In the presence of certain symmetries, these moments are quantized, and their boundary signatures fractionalized. These higher multipole moments then correspond to new symmetry-protected topological phases (SPTs). A salient signature of these SPTs is the existence of zero-dimensional, corner-localized mid-gap energy states. We then study topological crystalline superconductors, in which these zero-dimensional mid-gap states amount to the existence of Majorana bound states (MBS). We thoroughly classify these systems when rotational group symmetries are enforced, and investigate the existence of zero-dimensional MBS trapped at topological defects in these crystals. The finding of these higher multipole moments or generalizations of them to other platforms constitute a new paradigm for the realization of symmetry protected topological phases.

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This dissertation discusses extensions of the theory of polarization in crystalline insulators. The notion that electronic wave functions of energy bands in crystalline insulators have Berry phases associated with the positions of electronic charge is at the basis of our understanding of topological band theory. We show, by using the Berry phase formulation and generalizations of it, as well as by exact diagonalization of tight-binding models, that crystalline insulators can generate charge and polarization patterns compatible with the notion of quadrupole and octupole electric moments. In the presence of certain symmetries, these moments are quantized, and their boundary signatures fractionalized. These higher multipole moments then correspond to new symmetry-protected topological phases (SPTs). A salient signature of these SPTs is the existence of zero-dimensional, corner-localized mid-gap energy states. We then study topological crystalline superconductors, in which these zero-dimensional mid-gap states amount to the existence of Majorana bound states (MBS). We thoroughly classify these systems when rotational group symmetries are enforced, and investigate the existence of zero-dimensional MBS trapped at topological defects in these crystals. The finding of these higher multipole moments or generalizations of them to other platforms constitute a new paradigm for the realization of symmetry protected topological phases.
The Berry phase provides a modern formulation of electric polarization in crystals. We extend this concept to higher electric multipole moments and determine the necessary conditions and minimal models for which the quadrupole and octupole moments are topologically quantized electromagnetic observables. Such systems exhibit gapped boundaries that are themselves lower-dimensional topological phases. Furthermore, they host topologically protected corner states carrying fractional charge, exhibiting fractionalization at the boundary of the boundary. To characterize these insulating phases of matter, we introduce a paradigm in which "nested" Wilson loops give rise to topological invariants that have been overlooked. We propose three realistic experimental implementations of this topological behavior that can be immediately tested. Our work opens a venue for the expansion of the classification of topological phases of matter.
Topological phases are quantum phases of matter that appear close to absolute zero temperature. In contrast to commonly known condensed phases of matter, such as a magnet or a superconductor, distinct topological phases may have the same symmetry. Instead, these phases are distinguished by the topology of the electronic wavefunction. Already the single-particle excitations described by band theory in an insulator or a metal or by Bogoliubov-de Gennes theory in a superconductor may have novel anomalous properties associated to their topology. This topological band theory is the subject of this thesis. We aim towards identifying the anomalous boundary and defect states associated to the topology of the band structure in crystalline insulators and superconductors. Furthermore, we determine criteria to easily identify the topological phases from the band structure of a given insulator or superconductor. In Chapter 2 we show that crystalline topological insulators and superconductors may host anomalous gapless or in-gap excitations on corners of a two-dimensional crystal or hinges of a three-dimensional crystal. These topological phases are called "second-order" according to the codimension "2" of their anomalous boundary states. We discuss the precise conditions for their appearance and when they can be linked to the bulk topology. Our discussion includes mirror, twofold-rotation and inversion as crystalline symmetries. In Chapter 3 we discuss the appearance of anomalous gapless or ingap states at defects in a crystalline insulator or superconductor. In particular, we link the existence of anomalous states at disclinations -- lattice defects that violate a rotation symmetry only locally -- to second-order topological crystalline phases. As a side product, we identify the possible contributions of other topological phases to the disclination anomaly. The results of this chapter allow to determine precisely how the disclination anomaly is linked to the bulk topology. In Chapter 4 we present how to construct "symmetry-based indicators" for topological superconductors that admit a description within the Bogoliubov-de Gennes framework. Symmetry-based indicators are necessary criteria for a given Bogoliubov-de Gennes Hamiltonian to realize a topological crystalline phase with anomalous boundary exitations. These criteria are formulated in terms of data from a small set of high-symmetry momenta only. Our approach guarantees to extract the maximal information on the anomalous boundary exitations that can be extracted from a point-wise evaluation of the Bogoliubov-de Gennes Hamiltonian. In the limit of weak superconducting pairing, our criteria can be formulated in terms of data from the normal-state band structure alone.
The natural existence of crystalline symmetry in real materials manifests the importance of understanding crystalline symmetry-protected topological phases, especially for interacting systems. In this paper, we systematically construct and classify all the point-group crystalline topological superconductors and insulators in three-dimensional (3D) interacting fermion systems using the novel concept of a topological crystal. The corresponding higher-order topological surface theory can also be systematically studied via higher-order bulk-boundary correspondence. In particular, we discover several intrinsically interacting topological phases that cannot be realized in any free-fermion systems. Moreover, the crystalline equivalence principle for 3D interacting fermionic systems is also verified, with an additional subtle “twist” on the spin of fermions.
Recently, it has been shown how topological phases of matter with crystalline symmetry and U(1)U(1)U(1) charge conservation can be partially characterized by a set of many-body invariants, the discrete shift So{\mathcal{S}}_{\mathrm{o}}So​ and electric polarization ${\stackrel{P\vec}{\mathcal{P}}}_{\mathrm{o}}$, where o\mathrm{o}o labels a high-symmetry point. Crucially, these can be defined even with nonzero Chern number and/or magnetic field. One manifestation of these invariants is through quantized fractional contributions to the charge in the vicinity of a lattice disclination or dislocation. In this paper, we show that these invariants can also be extracted from the length and corner dependence of the total charge (mod 1) on the boundary of the system. We provide a general formula in terms of So{\mathcal{S}}_{\mathrm{o}}So​ and ${\stackrel{P\vec}{\mathcal{P}}}_{\mathrm{o}}$ for the total charge of any subregion of the system which can include full boundaries or bulk lattice defects, unifying boundary, corner, disclination, and dislocation charge responses into a single general theory. These results hold for Chern insulators, despite their gapless chiral edge modes, and for which an unambiguous definition of an intrinsically two-dimensional electric polarization has been unclear until recently. We also discuss how our theory can fully characterize the topological response of quadrupole insulators.
Two-dimensional higher-order topological insulators can display a number of exotic phenomena, such as half-integer charges localized at both corners and disclination defects. In this paper, we analyze these phenomena, focusing on the paradigmatic example of the quadrupole insulator with C4{C}_{4}C4​ rotation symmetry, and present a topological field theory description of the mixed geometry-charge responses. Our theory provides a unified description of the corner and disclination charges in terms of a physical geometry (which encodes disclinations), and an effective geometry (which encodes corners). We extend this analysis to interacting systems, and predict the response of fractional quadrupole insulators, which exhibit charge e/2(2k+1)e/2(2k+1)e/2(2k+1) bound to corners and disclinations.
Three dimensional topological insulator represents a class of novel quantum phases hosting robust gapless boundary excitations, which is protected by global symmetries such as time reversal, charge conservation and spin rotational symmetry. In this work we systematically study another class of topological phases of weakly interacting electrons protected by spatial inversion symmetry, which generally don't support stable gapless boundary states. We classify these inversion-symmetric topological insulators and superconductors in the framework of K-theory, and construct their lattice models. We also discuss quantized response functions of these inversion-protected topological phases, which serve as their experimental signatures.