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Field-induced neutral Fermi surface and QCD$_3$-Chern-Simons quantum criticalities in Kitaev materials

Liujun Zou, Yin-Chen He

Published Sep 24, 2018• 3 citations
OpenAlex

Abstract

Kitaev materials are promising for realizing exotic quantum spin liquid phases, such as a non-Abelian chiral spin liquid. Motivated by recent experiments in these materials, we theoretically study the novel field-induced quantum phase transitions from the non-Abelian chiral spin liquid to the symmetry-broken zigzag phase and to the trivial polarized state. Utilizing the recently developed dualities of gauge theories, we find these transitions can be described by critical bosons or gapless fermions coupled to emergent non-Abelian gauge fields, and the critical theories are of the type of a QCD$_3$-Chern-Simons theory. We propose that all these exotic quantum phase transitions can potentially be direct and continuous in Kitaev materials, and we present sound evidence for this proposal. Therefore, besides being systems with intriguing quantum magnetism, Kitaev materials may also serve as table-top experimental platforms to study the interesting dynamics of emergent strongly interacting quarks and gluons in $2+1$ dimensions.

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Recent numerical studies indicate that the antiferromagnetic Kitaev honeycomb lattice model undergoes a magnetic-field-induced quantum phase transition into a new spin-liquid phase. This intermediate-field phase has been previously characterized as a gapless spin liquid. By implementing a recently developed variational approach based on the exact fractionalized excitations of the zero-field model, we demonstrate that the field-induced spin liquid is gapped and belongs to Kitaev's 16-fold way. Specifically, the low-field non-Abelian liquid with Chern number C = ±1 transitions into an Abelian liquid with C = ±4. The critical field and the field-dependent behaviors of key physical quantities are in good quantitative agreement with published numerical results. Furthermore, we derive an effective field theory for the field-induced critical point which readily explains the ostensibly gapless nature of the intermediate-field spin liquid.

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Motivated by recent numerical studies where various $SU(2)$ Chern-Simons-matter theories emerge, we analytically study topological phases and quantum criticality in two-dimensional systems described by such theories. First, we classify $SU(2)_k$ topological orders in all lattice spin systems with a $p4\times SO(3)$ symmetry, where $k$ is an arbitrary nonzero integer. We find that for each odd $k$, the topological order can emerge in systems with an arbitrary Lieb-Schultz-Mattis (LSM) anomaly, and the symmetry cannot permute anyons. If the system has a nontrivial (respectively, trivial) LSM anomaly, then there is exactly one (respectively, nine) symmetry-enriched topological (SET) phases. On the other hand, $SU(2)_k$ topological order with any even $k$ can only emerge in systems with a trivial LSM anomaly. If $k\notin\{6, 10, 14, \cdots\}$, the symmetry cannot permute anyons, and there are 16 SET phases. If $k\in\{6, 10, 14, \cdots\}$, there are 4 different ways how the symmetry can permute anyons, and there are 64 SET phases. Next, we analyze the $SU(2)_k$ Chern-Simons theories coupled to $N_f$ flavors of gapless matter fields that can be either bosonic or fermionic. For both types of theories, we consider a joint large-$N_f$ and large-$k$ limit with $N_f/k$ fixed, and compute the scaling dimensions of the bilinear operators of the bosons or fermions to the order of $1/N_f$. These results sharpen our understanding of these emergent exotic topological phases and quantum criticality, and provide useful guidance to explore them further.

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Gauge theories form a large class of interacting conformal field theories in 3D, among which critical Chern-Simons-matter theories play a prominent role. Here, we study a simple instance: a gapless complex scalar coupled to a U(1)_{2} Chern-Simons gauge field. This theory is conjectured to be dual to three other Chern-Simons-matter theories and to describe the transition between a Kalmeyer-Laughlin chiral spin liquid (a ν=1/2 bosonic Laughlin state) and a trivially gapped phase. Using the fuzzy-sphere regularization, we realize the corresponding quantum phase transition between a ν_{f}=2 fermionic integer quantum Hall state and a ν_{b}=1/2 bosonic fractional quantum Hall state. We show that the transition is continuous and governed by a conformal field theory with SO(3) global symmetry. The operator spectrum contains only one relevant Lorentz scalar, the SO(3) singlet with scaling dimension Δ_{S}=1.52(18), which tunes the transition. Our nonperturbative results identify the universality class naturally associated with the U(1)_{2} Chern-Simons-Higgs theory and show that the conjectured dualities remain self-consistent.

Physical Review Letters•Jul 21, 2026•1 citation
Field-induced neutral Fermi surface and QCD3_33​-Chern-Simons quantum criticalities in Kitaev materials
Kitaev materials are promising for realizing exotic quantum spin liquid phases, such as a non-Abelian chiral spin liquid. Motivated by recent experiments in these materials, we theoretically study the novel field-induced quantum phase transitions from the non-Abelian chiral spin liquid to the symmetry-broken zigzag phase and to the trivial polarized state. Utilizing the recently developed dualities of gauge theories, we find these transitions can be described by critical bosons or gapless fermions coupled to emergent non-Abelian gauge fields, and the critical theories are of the type of a QCD3_33​-Chern-Simons theory. We propose that all these exotic quantum phase transitions can potentially be direct and continuous in Kitaev materials, and we present sound evidence for this proposal. Therefore, besides being systems with intriguing quantum magnetism, Kitaev materials may also serve as table-top experimental platforms to study the interesting dynamics of emergent strongly interacting quarks and gluons in 2+12+12+1 dimensions.
Recent numerical studies indicate that the antiferromagnetic Kitaev honeycomb lattice model undergoes a magnetic-field-induced quantum phase transition into a new spin-liquid phase. This intermediate-field phase has been previously characterized as a gapless spin liquid. By implementing a recently developed variational approach based on the exact fractionalized excitations of the zero-field model, we demonstrate that the field-induced spin liquid is gapped and belongs to Kitaev's 16-fold way. Specifically, the low-field non-Abelian liquid with Chern number C = ±1 transitions into an Abelian liquid with C = ±4. The critical field and the field-dependent behaviors of key physical quantities are in good quantitative agreement with published numerical results. Furthermore, we derive an effective field theory for the field-induced critical point which readily explains the ostensibly gapless nature of the intermediate-field spin liquid.
The competition between fractionalized spin-liquid states and magnetically ordered phases is an important paradigm in frustrated magnetism. Spin-orbit coupled Mott insulators with Ising-like magnetic anisotropies, such as Kitaev materials, are a particularly rich playground to explore this competition. In this work, we use effective field theory methods to show that a direct quantum phase transition can occur in two-dimensional (2D) Ising spin systems between a topologically ordered chiral spin liquid and a phase with magnetic long-range order. Such a transition can be protected by lattice symmetries and is described by a theory of massless Majorana fields coupled to non-Abelian SO(N)\text{SO}(N)SO(N) gauge fields with a Chern-Simons term. We further show that Euclidean Majorana zero modes bound to Z2{\mathbb{Z}}_{2}Z2​ monopole-instantons in the emergent non-Abelian gauge field are key to understanding spontaneous symmetry breaking in the ordered phase.
Topological phases and quantum criticality from SU(2)SU(2)SU(2) Chern-Simons-matter theories
Motivated by recent numerical studies where various SU(2)SU(2)SU(2) Chern-Simons-matter theories emerge, we analytically study topological phases and quantum criticality in two-dimensional systems described by such theories. First, we classify SU(2)kSU(2)_kSU(2)k​ topological orders in all lattice spin systems with a p4×SO(3)p4\times SO(3)p4×SO(3) symmetry, where kkk is an arbitrary nonzero integer. We find that for each odd kkk, the topological order can emerge in systems with an arbitrary Lieb-Schultz-Mattis (LSM) anomaly, and the symmetry cannot permute anyons. If the system has a nontrivial (respectively, trivial) LSM anomaly, then there is exactly one (respectively, nine) symmetry-enriched topological (SET) phases. On the other hand, SU(2)kSU(2)_kSU(2)k​ topological order with any even kkk can only emerge in systems with a trivial LSM anomaly. If k∉{6,10,14,⋯ }k\notin\{6, 10, 14, \cdots\}k∈/{6,10,14,⋯}, the symmetry cannot permute anyons, and there are 16 SET phases. If k∈{6,10,14,⋯ }k\in\{6, 10, 14, \cdots\}k∈{6,10,14,⋯}, there are 4 different ways how the symmetry can permute anyons, and there are 64 SET phases. Next, we analyze the SU(2)kSU(2)_kSU(2)k​ Chern-Simons theories coupled to NfN_fNf​ flavors of gapless matter fields that can be either bosonic or fermionic. For both types of theories, we consider a joint large-NfN_fNf​ and large-kkk limit with Nf/kN_f/kNf​/k fixed, and compute the scaling dimensions of the bilinear operators of the bosons or fermions to the order of 1/Nf1/N_f1/Nf​. These results sharpen our understanding of these emergent exotic topological phases and quantum criticality, and provide useful guidance to explore them further.
Quantum spin liquids (QSLs) host a variety of fractionalized particles. In Kitaev's paradigmatic honeycomb model a spin-fractionalizes intoflux due to emergentgauge field and matter Majorana fermions. Although these excitations have well-defined dynamics in the integrable limit, their direct experimental identification is notoriously challenging: realistic materials inevitably host additional symmetry-allowed interactions that break integrability and hybridize gauge and matter sectors, while magnetic fields, which are often required to suppress competing order and stabilize a putative QSL regime, further entangle the responses of different fractionalized quasiparticles and may even drive the system into field-induced spin-liquid phases that are not adiabatically connected to the integrable limit. A prominent example is the quantum Majorana metal, in which the distinct dynamics of fractionalized Majorana fermions can become directly visible in scattering. This review highlights recent progress on these related questions: in which field-stabilized QSL regimes and nearby emergent phases, and under what conditions, can the response of a specific fractionalized quasiparticle be isolated and positively understood, thereby clarifying the existence and the experimental scope of putative spin liquids? We review the progress on these questions across Abelian, non-Abelian, and emergent quantum phases under magnetic field that are not perturbatively connected to the integrable limit. We connect these field-induced dynamical phenomena to concrete experimental observables, relevant for neutron scattering, resonant inelastic x-ray scattering, and pump-probe spectroscopy, techniques that are capable of identifying the nature of different magnetic-field-induced phases and resolving specific types of fractionalized particles, including Majoranas andfluxes.
Gauge theories form a large class of interacting conformal field theories in 3D, among which critical Chern-Simons-matter theories play a prominent role. Here, we study a simple instance: a gapless complex scalar coupled to a U(1)_{2} Chern-Simons gauge field. This theory is conjectured to be dual to three other Chern-Simons-matter theories and to describe the transition between a Kalmeyer-Laughlin chiral spin liquid (a ν=1/2 bosonic Laughlin state) and a trivially gapped phase. Using the fuzzy-sphere regularization, we realize the corresponding quantum phase transition between a ν_{f}=2 fermionic integer quantum Hall state and a ν_{b}=1/2 bosonic fractional quantum Hall state. We show that the transition is continuous and governed by a conformal field theory with SO(3) global symmetry. The operator spectrum contains only one relevant Lorentz scalar, the SO(3) singlet with scaling dimension Δ_{S}=1.52(18), which tunes the transition. Our nonperturbative results identify the universality class naturally associated with the U(1)_{2} Chern-Simons-Higgs theory and show that the conjectured dualities remain self-consistent.