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arXiv:2104.02892 · Nature Communications

Theory of the Kitaev model in a [111] magnetic field

Shangshun Zhang, Gábor B. Halász, Cristian D. Batista

Published Jan 20, 2022• 53 citations
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Abstract

Recent numerical studies indicate that the antiferromagnetic Kitaev honeycomb lattice model undergoes a magnetic-field-induced quantum phase transition into a new spin-liquid phase. This intermediate-field phase has been previously characterized as a gapless spin liquid. By implementing a recently developed variational approach based on the exact fractionalized excitations of the zero-field model, we demonstrate that the field-induced spin liquid is gapped and belongs to Kitaev's 16-fold way. Specifically, the low-field non-Abelian liquid with Chern number C = ±1 transitions into an Abelian liquid with C = ±4. The critical field and the field-dependent behaviors of key physical quantities are in good quantitative agreement with published numerical results. Furthermore, we derive an effective field theory for the field-induced critical point which readily explains the ostensibly gapless nature of the intermediate-field spin liquid.

DOI
10.1038/s41467-022-28014-3

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•Mar 26, 2021•0 citations
Recent numerical studies indicate that the antiferromagnetic Kitaev honeycomb lattice model undergoes a magnetic-field-induced quantum phase transition into a new spin-liquid phase. This intermediate-field phase has been previously characterized as a gapless spin liquid. By implementing a recently developed variational approach based on the exact fractionalized excitations of the zero-field model, we demonstrate that the field-induced spin liquid is gapped and belongs to Kitaev's 16-fold way. Specifically, the low-field non-Abelian liquid with Chern number C = ±1 transitions into an Abelian liquid with C = ±4. The critical field and the field-dependent behaviors of key physical quantities are in good quantitative agreement with published numerical results. Furthermore, we derive an effective field theory for the field-induced critical point which readily explains the ostensibly gapless nature of the intermediate-field spin liquid.
Topological spin liquids in two spatial dimensions are stable phases in the presence of a small magnetic field, but may give way to field-induced phenomena at intermediate field strengths. Sandwiched between the low-field spin liquid physics and the high-field spin-polarized phase, the exploration of magnetic phenomena in this intermediate regime, however, often remains elusive to controlled analytical approaches. Here we numerically study such intermediate-field magnetic phenomena for two representative Kitaev models (on the square-octagon and decorated honeycomb lattice) that exhibit either Abelian or non-Abelian topological order in the low-field limit. Using a combination of exact diagonalization and density matrix renormalization group techniques, as well as linear spin-wave theory, we establish the generic features of Kitaev spin liquids in an external magnetic field. While ferromagnetic models typically exhibit a direct transition to the polarized state at a relatively low field strength, antiferromagnetic couplings not only substantially stabilizes the topological spin liquid phase, but generically lead to the emergence of a distinct field-induced intermediate regime, separated by a crossover from the high-field polarized regime. Our results suggest that, for most lattice geometries, this regime generically exhibits significant spin canting, antiferromagnetic spin-spin correlations, and an extended proximate spin liquid regime at finite temperatures. Notably, we identify a symmetry obstruction in the original honeycomb Kitaev model that prevents, at least for certain field directions, the formation of such canted magnetism without breaking symmetries---consistent with the recent numerical observation of an extended gapless spin liquid in this case.
We study quantum phase transitions in the honeycomb Kitaev model under a magnetic field, focusing on the topological nature of Majorana fermion excitations. We find a gapless phase between the low-field gapless quantum spin liquid and the high-field gapped forced-ferromagnetic state for the antiferromagnetic Kitaev model in the [001] field by using the Majorana mean-field theory, in conjunction with the exact diagonalization and the spin-wave theory supporting the validity of this approach. The transition between the two gapless phases is driven by a topological change of the Majorana spectrum---line node formation interconnecting two Majorana cones. The peculiar change of the Majorana band topology is rationalized by a sign change of the effective Kitaev coupling by the magnetic field, which does not occur in the ferromagnetic Kitaev case. Upon tilting the magnetic field away from [001], the two gapless phases become gapped and topologically nontrivial, characterized by nonzero Chern numbers with different signs. The sign change of the Chern number leads to a reversal of the thermal edge current in the half-quantized thermal Hall effect.
The Kitaev model exhibits a quantum spin liquid hosting emergent fractionalized excitations. We study the Kitaev model on the honeycomb lattice coupled to a magnetic field along the [111] axis. Utilizing large-scale matrix product-based numerical models, we confirm three phases with transitions at different field strengths depending on the sign of the Kitaev exchange: a non-Abelian topological phase at low fields, an enigmatic intermediate regime only present for antiferromagnetic Kitaev exchange, and a field-polarized phase. For the topological phase, we numerically observe the expected cubic scaling of the gap and extract the quantum dimension of the non-Abelian anyons. Furthermore, we investigate dynamical signatures of the topological and the field-polarized phase using a matrix product operator-based time evolution method.
Recent experimental evidence for a field-induced quantum spin liquid (QSL) in ααα-RuCl3_33​ calls for an understanding for the ground state of honeycomb Kitaev model under a magnetic field. In this work we address the nature of an enigmatic gapless paramagnetic phase in the antiferromagnetic Kitave model, under an intermediate magnetic field perpendicular to the plane. Combining theoretical and numerical efforts, we identify this gapless phase as a U(1)U(1)U(1) QSL with spinon Fermi surfaces. We also reveal the nature of continuous quantum phase transitions involving this U(1)U(1)U(1) QSL, and obtain a phase diagram of the Kitaev model as a function of bond anisotropy and perpendicular magnetic field.
We investigate the non-Abelian topological chiral spin-liquid phase in the two-dimensional Kitaev honeycomb model subject to a magnetic field. By combining density matrix renormalization group and exact diagonalization we study the energy spectra, entanglement, topological degeneracy, and expectation values of Wilson loop operators, allowing for a robust characterization. While the ferromagnetic Kitaev spin liquid is already destroyed by a weak magnetic field with Zeeman energy ${H}_{*}^{\text{FM}}\ensuremath{\approx}0.02$, the antiferromagnetic (AFM) spin liquid remains robust up to a magnetic field that is an order of magnitude larger, ${H}_{*}^{\text{AFM}}\ensuremath{\approx}0.2$. Interestingly, for larger fields H∗AFM<H<H∗∗AFM{H}_{*}^{\text{AFM}}<H<{H}_{**}^{\text{AFM}}H∗AFM​<H<H∗∗AFM​, an intermediate gapless phase is observed, before a second transition to the high-field partially polarized paramagnet. We attribute this rich phase diagram, and the remarkable stability of the chiral topological phase in the AFM Kitaev model, to the interplay of strong spin-orbit coupling and frustration enhanced by the magnetic field. Our findings suggest relevance to recent experiments on RuCl3{\mathrm{RuCl}}_{3}RuCl3​ under magnetic fields.
A quantum spin liquid is a magnetic phase of matter that is remarkable for its ground state long-range entanglement and fractional excitations. A quantum spin liquid appears in the well-known Kitaev honeycomb spin-half model. In a magnetic field, there is a phase transition to a topological phase with an energy gap in the bulk and chiral Majorana fermions at the edge. However, recent nuclear magnetic resonance experiments suggest excitations without a gap in this phase, signalled by the cubic temperature dependence of the spin-lattice relaxation rate at low temperatures. In this work, I propose a mechanism to account for this experimental result. I use the localization of chiral Majorana modes in defects to explain the presence of gapless modes in the bulk. Treating the weak interaction between the chiral modes in the defects within a mean-field approximation, I find that these modes remain gapless when the interaction is below a critical value that depends on the magnetic field strength. I used the effective low-energy theory to calculate the spin-lattice relaxation rate and found a behavior that agrees with the experimental result.