Wireless communications are naturally exposed to important security risks due to their broadcast nature. In contrast with wired communications, no physical medium is isolating the transmission surroundings to a specific path. Traditional methods to reach the goals of communications security rely on algorithms at protocol stack level, which are based on mathematically derived cryptographic protocols. With the tremendous proliferation of wireless devices, and the increase in computational power available for decryption, traditional cryptographic measures may be compromised. To protect communications at the lowest level, physical layer (PHY) security methods have been proposed recently. These techniques aim to ensure secure communications by exploiting the unique characteristics of the physical medium between communicating nodes, effectively reducing the decryption capabilities of an eavesdropper to intercept transmissions. This thesis explains within a general framework the most important PHY layer security schemes. First we explore approaches which utilize the knowledge of the unique channel between communicating nodes to distort a transmitted signal with various kinds of randomizations, in such a way that the intended receivers are unaffected by the distortion, but any other observer will be exposed to it. These techniques, however, introduce several trade-offs between transmission resources and the effectiveness in achieving secrecy. Of particular interest for this investigation is a class of methods which can be referred to as "security enhancing techniques", in which minimal priors about the potential eavesdroppers locations and capabilities are assumed. In this thesis, a wave-based approach to the communication secrecy problem is introduced. An interesting perspective is provided by studying the relation between electromagnetic theory and information theory, the so-called electromagnetic information theory. This allows to properly identify the unavoidable limitations imposed by the laws of electromagnetics to our ability to communicate securely. The proposed model can be extended to the analysis of different signal distortion methodologies and different channel conditions. The resulting approach is highly relevant to the study of PHY layer security methods since it is physically fundamental as well as architecture independent, which leads to a consolidating point of view of the secrecy problem. In addition, the thesis presents computer simulation results which shed insight on the security possibilities and limitations of three different security scenarios, which are termed MISO (multiple-input, single-output) (with single eavesdropper), MISOME (multiple-input, single-output, multiple eavesdropper), and MIMOME (multiple-input, multiple-output, multiple-eavesdropper).
Wireless communications are naturally exposed to important security risks due to their broadcast nature. In contrast with wired communications, no physical medium is isolating the transmission surroundings to a specific path. Traditional methods to reach the goals of communications security rely on algorithms at protocol stack level, which are based on mathematically derived cryptographic protocols. With the tremendous proliferation of wireless devices, and the increase in computational power available for decryption, traditional cryptographic measures may be compromised. To protect communications at the lowest level, physical layer (PHY) security methods have been proposed recently. These techniques aim to ensure secure communications by exploiting the unique characteristics of the physical medium between communicating nodes, effectively reducing the decryption capabilities of an eavesdropper to intercept transmissions. This thesis explains within a general framework the most important PHY layer security schemes. First we explore approaches which utilize the knowledge of the unique channel between communicating nodes to distort a transmitted signal with various kinds of randomizations, in such a way that the intended receivers are unaffected by the distortion, but any other observer will be exposed to it. These techniques, however, introduce several trade-offs between transmission resources and the effectiveness in achieving secrecy. Of particular interest for this investigation is a class of methods which can be referred to as "security enhancing techniques", in which minimal priors about the potential eavesdroppers locations and capabilities are assumed. In this thesis, a wave-based approach to the communication secrecy problem is introduced. An interesting perspective is provided by studying the relation between electromagnetic theory and information theory, the so-called electromagnetic information theory. This allows to properly identify the unavoidable limitations imposed by the laws of electromagnetics to our ability to communicate securely. The proposed model can be extended to the analysis of different signal distortion methodologies and different channel conditions. The resulting approach is highly relevant to the study of PHY layer security methods since it is physically fundamental as well as architecture independent, which leads to a consolidating point of view of the secrecy problem. In addition, the thesis presents computer simulation results which shed insight on the security possibilities and limitations of three different security scenarios, which are termed MISO (multiple-input, single-output) (with single eavesdropper), MISOME (multiple-input, single-output, multiple eavesdropper), and MIMOME (multiple-input, multiple-output, multiple-eavesdropper).
Wireless communications offer data transmission services anywhere and anytime, but with the inevitable cost of introducing major security vulnerabilities. Indeed, an eavesdropper can overhear a message conveyed over the open insecure wireless media putting at risk the confidentiality of the wireless users. Currently, the way to partially prevent eavesdropping attacks is by ciphering the information between the authorised parties through complex cryptographic algorithms. Cryptography operates in the upper layers of the communication model, bit it does not address the security problem where the attack is suffered: at the transmission level. In this context, physical layer security has emerged as a promising framework to prevent eavesdropping attacks at the transmission level. Physical layer security is based on information-theoretic concepts and exploits the randomness and the uniqueness of the wireless channel. In this context, this thesis presents signal processing techniques to secure wireless networks at the physical layer by optimising the use of multiple-antennas. A masked transmission strategy is used to steer the confidential information towards the intended receiver, and, at the same time, broadcast an interfering signal to confuse unknown eavesdroppers. This thesis considers practical issues in multiple-antenna networks such as limited transmission resources and the lack of accurate information between the authorised transmission parties. The worst-case for the security, that occurs when a powerful eavesdropper takes advantage of any opportunity to put at risk the transmission confidentiality, is addressed. The techniques introduced improve the security by offering efficient and innovative transmission solutions to lock the communication at the physical layer. Notably, these transmission mechanisms strike a balance between confidentiality and quality to satisfy the practical requirements of modern wireless networks.
Traditional methods to secure communications rely on algorithms at protocol stack level, which are based on mathematically derived cryptographic protocols, to encrypt transmitted signals. With the steep rise in the data traffic and storage each year, and the strong increase in computational power available for unauthorized decryption, traditional mathematical cryptographic measures might be compromised in the upcoming years. To protect communications at the lowest level, physical layer security (PLS) methods have been proposed recently. These techniques aim to ensure secure communication links by exploiting the known unique characteristics of the physical medium between communicating nodes in order to distort a transmitted signal in such a way that only the intended receivers are unaffected by the distortion, effectively reducing the eavesdropping capabilities of any unintended party. In this way, it is the channel itself which is secured. These techniques come at the expense of several trade-offs between transmission resources and the degree of secrecy achieved. Of our particular interest is a class of PLS methods which can be referred to as `security enhancing techniques', in which minimal priors about eavesdroppers are assumed. In this dissertation we introduce innovative, wave scattering-based concepts and algorithms for the successful protection of both wireless and wired communication channels at the physical layer. This new class of approaches for physical layer (PHY) secure communications involve analog, controllable and reconfigurable scattering media (termed "micromedia'") positioned near the communicating nodes. This implementation is achieved via truly physical, analog means by exploiting the use of unilateral pilot signals for channel estimations. Prior research in this nascent field has addressed the important case of wireless channels as well as the more manageable wired communication channel case, the latter in connection with applications to power line communications (PLC) which make use of the available smart grid and other existing infrastructure. On the other hand, within the wireless regime, most existing work has focused on the canonical free-space case scenario, or -~within mathematical, statistical information theoretic frameworks~- on the classical random matrix models such as those for fading and other channels. Little attention has been given to the important case of unknown, complex, fixed or possibly slow-fading (block-fading) wireless channels, where little prior information is available other than that facilitated by the parties through explicit, cooperative communication. In addition, within the wired channel scenario, attention has been given only to techniques already developed for the wireless case. Furthermore, in both cases, many of the proposed algorithms are implemented mathematically rather than physically or analogically. In contrast, our proposed scattering approaches involve analog reconfigurable media and are applicable not only to free space but also to rather complex and unknown media. Our particular interest are applications to communications in indoor channels, tunnels, caves, and similar media, including underwater channels. Within this wireless regime, we develop novel secure communication methodologies applicable to single-input-single-output (SISO), multiple-input-single-output (MISO) and multiple-input-multiple-output (MIMO) systems. The developed methods for the SISO case are subsequently extrapolated also to the transmission line wired channel. The presented results and computer simulations demonstrate the feasibility for achieving secure communication links by means of the proposed techniques as well as the relevant trade-offs between communication resources and secrecy. Importantly, the proposed techniques provide security for the SISO case which had so far not been covered as a security enhancing technique. In the wired case, we address the transmission-line-like channels and more complex circuit networks. Motivation is provided by applications to secure communication in PLC networks, including the smart grid, as well as near field communication systems, intra-chip communication, and even novel modems for secure communication via conventional wired RF and optical channels. In this work, particular attention is given to single-phase, one-dimensional transmission line systems and planar circuit-like networks. The ideas, as presented for those particular classes of systems, can, of course, be readily extended to more general wired systems, and thus have relevance also for potential application to PLC systems where one deals in general with multi-phase transmission lines, electric machines, and other components that can be modeled via suitable lumped or distributed system parameters--Author's abstract
The open nature of radio propagation enables ubiquitous wireless communication. This allows for seamless data transmission. However, unauthorized users may pose a threat to the security of the data being transmitted to authorized users. This gives rise to network vulnerabilities such as hacking, eavesdropping, and jamming of the transmitted information. Physical layer security (PLS) has been identified as one of the promising security approaches to safeguard the transmission from eavesdroppers in a wireless network. It is an alternative to the computationally demanding and complex cryptographic algorithms and techniques. PLS has continually received exponential research interest owing to the possibility of exploiting the characteristics of the wireless channel. One of the main characteristics includes the random nature of the transmission channel. The aforesaid nature makes it possible for confidential and authentic signal transmission between the sender and the receiver in the physical layer. We start by introducing the basic theories of PLS, including the wiretap channel, information-theoretic security, and a brief discussion of the cryptography security technique. Furthermore, an overview of multiple-input multiple-output (MIMO) communication is provided. The main focus of our review is based on the existing key-less PLS optimization techniques, their limitations, and challenges. The paper also looks into the promising key research areas in addressing these shortfalls. Lastly, a comprehensive overview of some of the recent PLS research in 5G and 6G technologies of wireless communication networks is provided.
In this dissertation, we present novel physical (PHY) and cross-layer design guidelines and resource adaptation algorithms to improve the security and user experience in the future wireless networks. Physical and cross-layer wireless security measures can provide stronger overall security with high efficiency and can also provide better flexibility in response to the typically time-varying wireless environment. To better utilize limited wireless resources, we present approaches and techniques based on new performance criteria for wireless system optimization by thoroughly exploiting user information including its Quality of Service (QoS) requests and channel state information (CSI) to improve network throughput and security.
In recent years, there has been a growing research interest in wireless system security from PHY layer perspective. In a wiretap channel model introduced in the seminal work by Wyner, a sender “Alice” wishes to transmit a secret message to the intended receiver “Bob” in presence of a passive eavesdropper “Eve”. Existing works have characterized maximum achievable secrecy rate or secrecy capacity for single- and multiple-antenna systems by applying Gaussian signaling and secrecy code. Despite the impracticality of Gaussian input, its compact closed-form expression of mutual information motivated the wide use of Gaussian input assumption in theoretical analysis. In contrast to the Gaussian codebook, practical wiretap codes must consist of finite-alphabet symbols. Because of this constraint, the achievable secrecy rate for a finite-alphabet input scenario would differ from the secrecy rate achievable by a Gaussian codebook. In this thesis, we quantify the effect of finite discrete-constellation on instantaneous and ergodic secrecy rate of multiple-antenna wire-tap channels. Our results demonstrate substantial performance difference between systems involving finite-alphabet inputs and systems with Gaussian inputs. In addition, we investigate the secrecy performance of multi-terminal wiretap systems when a codebook based transmission beamforming is implemented. We characterize the secrecy outage probability of a communication link under eavesdropping. We consider a limited feedback scenario where the transmitter uses a pre-defined codebook known to both the transmitter and the receiver for beamforming, and analyze the secrecy outage probability of the link when it being eavesdropped.
Next, we consider the security of wireless multi-hop networks. Certainly, network security is an overarching issue that transcends all layers of communication protocol stack. Therefore, we tackle the problem of network security by proper user scheduling, routing, and resource management. Our approach of secrecy is complementary to the traditional cryptography based techniques. Together, they can provide stronger overall security and flexibility in selecting the desired solution and can reduce bandwidth and energy overhead as much as possible. Multi-hop wireless networks frequently employ the traditional routing and resource allocation strategies. Such strategies often fail to take into account the additional need for protection against security vulnerabilities due to the wireless medium. Thus, to address security concerns, we investigate the problem of eavesdropping control by proposing security-aware power allocation strategies and routing algorithms for multi-hop networks.
The future wireless infrastructure will consists of a plethora of heterogeneous collections of applications and services. A differentiated service structure would therefore be an essential part of the future wireless infrastructure. In addition to the security consideration of wireless network, we focus on the heterogeneous structure of the network. We study the problem of cross-layer resource allocation and admission control in a multiuser heterogeneous OFDMA network providing both QoS-constrained user servicesand best-effort services. Such heterogeneous networks provide service to both High-Priority (HP) users and Best-Effort (BE) users. By clustering subcarriers, efficient algorithms for cluster and power allocation have been proposed. Our strategy maximizes the total network utility of the BE users while satisfying the QoS request for maximum number of HP users. The feasibility of the resource allocation problem depends on the number of HP users in the network. Since a large number of demanding HP users would render the resource allocation problem infeasible, a joint admission control and resource allocation scheme could be an efficient way of tackling both problems with less overhead. By incorporating admission control, we propose an efficient and optimal joint admission control and resource allocation algorithm.
Security has become an increasingly significant and urgent issue in wireless networks. The growing computational capability of the eavesdropper (Eve) and more and more complicated secure key management in large scale and heterogeneous networks, pose more and more stringent requirement to the cryptographic protocols. As a new design paradigm, physical layer security has been recognised as a promising solution to enhance the security of wireless links relying on the channel properties and advanced signal processing, and can act as either an alternative or a complementary solution to the conventional cryptographic methods. Without complicated secure key generation and management, physical layer security is quite suitable for the large scale distributed networks. In this thesis, we aim to improve the secrecy performance in emerging wireless communication systems relying on different physical layer security techniques. Firstly, the security of an amplify-and-forward successive relaying network with multiple untrusted relay nodes is investigated, where the conventional detrimental inter-relay interference is exploited to jam the untrusted nodes without assistance of external helpers. Considering different complexity requirements, several relay selection schemes are proposed, and the closed-form expressions of the lower bound of the secrecy outage probability and the maximum secrecy diversity order are derived accordingly. It is shown that the maximum secrecy diversity order of N-1 can be achieved for an N relay nodes network. Secondly, the artificial noise (AN) aided secure transmission strategy for a multiple-input single-output multiple-Eve (MISOME) system with a secure user (Bob) and a normal user (NU) is investigated. The power allocations among Bob, NU and AN, as well as the wiretap code rates, are jointly optimized to maximize the effective secrecy throughput (EST), under the average throughput constraint of NU. An alternative optimization algorithm with guaranteed convergence is proposed to obtain the optimal parameters. It is shown that the EST increases with the transmitting power and the number of transmit antennas, and decreases with the throughput constraint of NU, and the EST can be improved through injecting AN and concurrent transmission of Bob and NU. Thirdly, physical layer security in a multi-antenna small-cell network is investigated, where the multi-antenna base stations (BSs), cellular users, and Eves are all randomly distributed according to independent Poisson point processes. Stochastic geometry is applied to analyze the connection and secrecy outage probabilities and the average achievable secrecy rate. The impact of different parameters, including power allocation, BS and Eve density, and the adaptive eavesdropping or jamming on the secrecy performance is analyzed. It is shown that the average secrecy rate is a quasi-concave function of the power allocation factor and monotonically decreases with the ratio of the Eve-BS density. Finally, we study the physical layer security in a large-scale heterogeneous network consisting of both sub-6 GHz massive multi-input multi-output (MIMO) macro cells and millimeter wave (mmWave) small cells. By considering pilot spoofing attacks from the Eves, the coverage and secrecy probabilities are derived using stochastic geometry and the conditions under which the millimeter wave tier outperforms the sub-6 GHz counterpart are discussed in terms of both coverage and secrecy.It is shown that the mmWave small cell can provide better coverage performance in the high transmission code-rate region, and the secrecy performance of the mmWave system outperforms the sub-6 GHz counterpart in the low redundant rate region, which reveals the advantage of using mmWave for secure communication.
Security is one of the key requirements of wireless communication systems. By exploiting the broadcast nature of wireless medium, a malicious user might attempt to mislead the legitimate nodes, intercept the communication and overhear the private information. In order to combat against such malicious attacks, various encryption using security techniques have been proposed in the literature. Recently, physical layer (PHY) security has emerged as an additional countermeasure to the encryption based approaches and become very popular. Unlike cryptography, PHY security techniques target to protect the signal itself rather than encrypting the information bits. However, most of these techniques are designed based on specific channel conditions. Since channel has a random nature and cannot be controlled by users, such a design approach may remain unreliable for many practical scenarios where the desired channel state does not exist. Therefore, in this study, we highlight the importance of the channel independent PHY security techniques. In order to draft the ongoing efforts and provide the open issues in this direction, three different concepts are discussed along with the reviews of sample studies.