Wireless communications offer data transmission services anywhere and anytime, but with the inevitable cost of introducing major security vulnerabilities. Indeed, an eavesdropper can overhear a message conveyed over the open insecure wireless media putting at risk the confidentiality of the wireless users. Currently, the way to partially prevent eavesdropping attacks is by ciphering the information between the authorised parties through complex cryptographic algorithms. Cryptography operates in the upper layers of the communication model, bit it does not address the security problem where the attack is suffered: at the transmission level. In this context, physical layer security has emerged as a promising framework to prevent eavesdropping attacks at the transmission level. Physical layer security is based on information-theoretic concepts and exploits the randomness and the uniqueness of the wireless channel. In this context, this thesis presents signal processing techniques to secure wireless networks at the physical layer by optimising the use of multiple-antennas. A masked transmission strategy is used to steer the confidential information towards the intended receiver, and, at the same time, broadcast an interfering signal to confuse unknown eavesdroppers. This thesis considers practical issues in multiple-antenna networks such as limited transmission resources and the lack of accurate information between the authorised transmission parties. The worst-case for the security, that occurs when a powerful eavesdropper takes advantage of any opportunity to put at risk the transmission confidentiality, is addressed. The techniques introduced improve the security by offering efficient and innovative transmission solutions to lock the communication at the physical layer. Notably, these transmission mechanisms strike a balance between confidentiality and quality to satisfy the practical requirements of modern wireless networks.
Wireless communications offer data transmission services anywhere and anytime, but with the inevitable cost of introducing major security vulnerabilities. Indeed, an eavesdropper can overhear a message conveyed over the open insecure wireless media putting at risk the confidentiality of the wireless users. Currently, the way to partially prevent eavesdropping attacks is by ciphering the information between the authorised parties through complex cryptographic algorithms. Cryptography operates in the upper layers of the communication model, bit it does not address the security problem where the attack is suffered: at the transmission level. In this context, physical layer security has emerged as a promising framework to prevent eavesdropping attacks at the transmission level. Physical layer security is based on information-theoretic concepts and exploits the randomness and the uniqueness of the wireless channel. In this context, this thesis presents signal processing techniques to secure wireless networks at the physical layer by optimising the use of multiple-antennas. A masked transmission strategy is used to steer the confidential information towards the intended receiver, and, at the same time, broadcast an interfering signal to confuse unknown eavesdroppers. This thesis considers practical issues in multiple-antenna networks such as limited transmission resources and the lack of accurate information between the authorised transmission parties. The worst-case for the security, that occurs when a powerful eavesdropper takes advantage of any opportunity to put at risk the transmission confidentiality, is addressed. The techniques introduced improve the security by offering efficient and innovative transmission solutions to lock the communication at the physical layer. Notably, these transmission mechanisms strike a balance between confidentiality and quality to satisfy the practical requirements of modern wireless networks.
Wireless broadcast allows widespread and easy information transfer. However, it may expose the information to unintended receivers, which could include eavesdroppers. As a solution, cryptography at the higher network levels has been used to encrypt and protect data. Cryptography relies on the fact that the computational power of the adversary is not enough to break the encryption. However, due to increasing computing power, the adversary power also increases. To further strengthen the security and complement the encryption, the concept of physical layer security has been introduced and surged an enormous amount of research. Widely speaking, the research in physical layer security can be divided into two directions: the information-theoretic and signal processing paradigms. This thesis starts with an overview of the physical layer security literature and continues with the contributions which are divided into the two following parts. In the first part, we investigate the information-theoretic secrecy rate. In the first scenario, we study the confidentiality of a bidirectional satellite network consisting of two mobile users who exchange two messages via a multibeam satellite using the XOR network coding protocol. We maximize the sum secrecy rate by designing the optimal beamforming vector along with optimizing the return and forward link time allocation. In the second scenario, we study the effect of interference on the secrecy rate. We investigate the secrecy rate in a two-user interference network where one of the users, namely user 1, requires to establish a confidential connection. User 1 wants to prevent an unintended user of the network to decode its transmission. User 1 has to adjust its transmission power such that its secrecy rate is maximized while the quality of service at the destination of the other user, user 2, is satisfied. We obtain closed-form solutions for optimal joint power control. In the third scenario, we study secrecy rate over power ratio, namely ``secrecy energy efficiency''. We design the optimal beamformer for a multiple-input single-output system with and without considering the minimum required secrecy rate at the destination. In the second part, we follow the signal processing paradigm to improve the security. We employ the directional modulation concept to enhance the security of a multi-user multiple-input multiple-output communication system in the presence of a multi-antenna eavesdropper. Enhancing the security is accomplished by increasing the symbol error rate at the eavesdropper without the eavesdropper's CSI. We show that when the eavesdropper has less antennas than the users, regardless of the received signal SNR, it cannot recover any useful information; in addition, it has to go through extra noise enhancing processes to estimate the symbols when it has more antennas than the users. Finally, we summarize the conclusions and discuss the promising research directions in the physical layer security.
The current research on physical layer security is far from implementations in practical networks, arguably due to impractical assumptions in the literature and the limited applicability of physical layer security. Aiming to reduce the gap between theory and practice, this thesis focuses on wireless physical layer security towards practical assumptions and requirements. In the first half of the thesis, we reduce the dependence of physical layer security on impractical assumptions. The secrecy enhancements and analysis based on impractical assumptions cannot lead to any true guarantee of secrecy in practical networks. The current study of physical layer security was often based on the idealized assumption of perfect channel knowledge on both legitimate users and eavesdroppers. We study the impact of channel estimation errors on secure transmission designs. We investigate the practical scenarios where both the transmitter and the receiver have imperfect channel state information (CSI). Our results show how the optimal transmission design and the achievable throughput vary with the amount of knowledge on the eavesdropper's channel. Apart from the assumption of perfect CSI, the analysis of physical layer security often ideally assumed the number of eavesdropper antennas to be known. We develop an innovative approach to study secure communication systems without knowing the number of eavesdropper antennas by introducing the concept of spatial constraint into physical layer security. That is, the eavesdropper is assumed to have a limited spatial region to place (possibly an infinite number of) antennas. We show that a non-zero secrecy rate is achievable with the help of a friendly jammer, even if the eavesdropper places an infinite number of antennas in its spatial region. In the second half of the thesis, we improve the applicability of physical layer security. The current physical layer security techniques to achieve confidential broadcasting were limited to application in single-cell systems. The primary challenge to achieve confidential broadcasting in the multi-cell network is to deal with not only the inter-cell but also the intra-cell information leakage and interference. To tackle this challenge, we design linear precoders performing confidential broadcasting in multi-cell networks. We optimize the precoder designs to maximize the secrecy sum rate with based on the large-system analysis. Finally, we improve the applicability of physical layer security from a fundamental aspect. The analysis of physical layer security based on the existing secrecy metric was often not applicable in practical networks. We propose new metrics for evaluating the secrecy of transmissions over fading channels to address the practical limitations of using existing secrecy metrics for such evaluations. The first metric establishes a link between the concept of secrecy outage and the eavesdropper's ability to decode confidential messages. The second metric provides an error-probability-based secrecy metric which is often used for the practical implementation of secure wireless systems. The third metric characterizes how much or how fast the confidential information is leaked to the eavesdropper. We show that the proposed secrecy metrics enable one to appropriately design secure communication systems with different views on how secrecy is measured.
Wireless communication is vulnerable to eavesdropping attack due to the broadcast nature of radio propagation. In recent years, physical-layer security is emerging as a promising paradigm to prevent an eavesdropper from interception. In this paper, we consider a wireless network consisting of one source, one destination and one eavesdropper, and exploit multiple antennas at all the network nodes to improve wireless security against eavesdropping attack. Considering multiple transmit antennas at source node, we propose the optimal antenna selection (OAS) scheme to enhance the physical-layer security. We also examine the conventional single-input single-output (SISO) and space-time-coded transmission (STT) for the comparison purpose. We analyze the intercept probability performance of SISO, STT and OAS schemes in Rayleigh fading channels and theoretically prove that the proposed OAS scheme strictly outperforms conventional STT scheme in terms of the intercept probability. In addition, numerical results illustrate that with an increasing number of antennas at source and destination, the intercept probabilities of both OAS and STT schemes significantly decrease, implying the advantage of exploiting multiple antennas for wireless security against eavesdropping attack.
Achieving secure transmission in wireless network is a significantly important research topic. Classic cryptography encrypts a confidential message to an unreadable cipher message. Thus only the authentic receiver with correct secrecy key is able to decrypt the message. However, with the growing computational capability of adversaries, the requirement of secrecy key generation and distribution is getting stringent. Another method to achieve wireless security, which has attracted much attention in recent years, is through physical layer processing, named physical layer security. In a typical wiretap channel model consisting of a transmitter, a legal receiver and an adversary (illegal receiver), early works have proven that it is possible to achieve positive secrecy rate using multiple antenna techniques, such as beamforming, at the transmitter. In this thesis, we focus on two types of malicious behaviors of the adversary: passive eavesdropping and active attack. For the passive eavesdropping, we first consider the multi-input-single-output (MISO) wiretap channel, in which the legitimate transmitter utilizes the artificial noise aided precoding strategy to maximize the achievable secrecy rate of the channel. Both scenarios of known and unknown channel state information (CSI) for the eavesdropper channels are considered. By deriving the closed-form expression of ergodic secrecy rate, we prove that there exists an optimal power ratio between the information signal and the artificial noise. We then extend our study to a four-node fading channel model in a wireless relay network, which includes two single-antenna users, one single-antenna eavesdropper and one relay node equipped with multiple antennas. By studying the decode-and-forward (DF) scheme, cooperative jamming (CJ) scheme and one proposed hybrid relay scheme, relay-and-jamming (RJ), we aims to find the optimal relay scheme with the condition that the transmitter and the relay node are under individual power constraints and the CSI of the illegitimate channel is only statistically known. Our analysis shows that the hybrid RJ scheme is optimal when the transmitter has a relatively small power budget and/or the transmitter is far away from the intended receiver. Besides the passive eavesdropping, the adversary could also choose the active attack. The pilot spoofing attack is one active attack conducted by the adversary during the channel estimation phase of the legitimate transmission. In practical systems, the pilot signals are usually known \textit{a priori} and repeatedly used information. In this attack, an intelligent adversary spoofs the transmitter on the estimation of CSI by sending the identical pilot signal as the legitimate receiver. By doing so, the adversary could obtain a larger channel rate in the data transmission phase, and also drastically weaken the strength of the received signal at the legitimate receiver if the adversary utilizes large enough power. Due to the serious consequences caused by such an attack, we first propose an energy ratio detector (ERD) that explores the asymmetry of received signal power levels at the transmitter and the legitimate receiver when the attack occurs. Our analysis shows that the ERD could provide very high probability of detection with certain requirement on the false alarming probability. Furthermore, we design a two-way training based scheme to provide not only attack detection but also secure transmission. The two-way training based detector (TWTD) exploits the intrusive component created by the adversary, followed by a secure beamforming-assisted data transmission. In addition to the good detection performance, our scheme could estimate both legitimate and illegitimate channels, with which the beamforming could be designed for data transmission.
The open nature of radio propagation enables ubiquitous wireless communication. This allows for seamless data transmission. However, unauthorized users may pose a threat to the security of the data being transmitted to authorized users. This gives rise to network vulnerabilities such as hacking, eavesdropping, and jamming of the transmitted information. Physical layer security (PLS) has been identified as one of the promising security approaches to safeguard the transmission from eavesdroppers in a wireless network. It is an alternative to the computationally demanding and complex cryptographic algorithms and techniques. PLS has continually received exponential research interest owing to the possibility of exploiting the characteristics of the wireless channel. One of the main characteristics includes the random nature of the transmission channel. The aforesaid nature makes it possible for confidential and authentic signal transmission between the sender and the receiver in the physical layer. We start by introducing the basic theories of PLS, including the wiretap channel, information-theoretic security, and a brief discussion of the cryptography security technique. Furthermore, an overview of multiple-input multiple-output (MIMO) communication is provided. The main focus of our review is based on the existing key-less PLS optimization techniques, their limitations, and challenges. The paper also looks into the promising key research areas in addressing these shortfalls. Lastly, a comprehensive overview of some of the recent PLS research in 5G and 6G technologies of wireless communication networks is provided.
Exploiting the randomness embedded in wireless channels, the physical-layer security techniques can provide additional security robustness against malicious eavesdropping at the physical layer of communication systems. To further this line of study, this thesis focuses on developing advanced multi-antenna transmission strategies for enhancing the secrecy performance of wireless communication systems. Assuming perfect channel feedback from the desired receiver and none from the eavesdropper, we consider beamforming with smartly injected artificial noise, aiming to confuse the eavesdropper whilst leaving the desired receiver unaffected. The system parameters are either chosen to be fixed for all transmissions, or adaptively adjusted based on the channel feedback from the desired receiver. For both cases, we provide novel and explicit design solutions for achieving the maximum throughput subject to a secrecy outage constraint. We then derive accurate approximations for the maximum throughput, and give new insights into the additional power cost for achieving a higher security level and the throughput gain of adaptive transmission over non-adaptive transmission. Having investigated the perfect feedback scenario, we then relax the feedback assumption and consider practical effects imposed by limited feedback constraints on the channel from the desired receiver to the transmitter. To deal with quantization error due to limited feedback whilst also accounting for unknown channel of the eavesdropper, we specify a connection outage constraint to guarantee the reliability of desired communication and a secrecy outage constraint to guard against malicious eavesdropping. Under dual outage constraints, we derive a novel optimized rate-adaptive transmission design to maximize the average secrecy throughput. New insights regarding the optimal power/feedback allocation and the number of feedback bits required for efficient quantization are obtained through our analysis. Our preceding study focused on isolated point-to-point transmission without any interference. However, the performance of contemporary wireless networks is often limited by interference from concurrent transmissions. To characterize the impact of interference on secure communication, we consider an interference-limited large-scale network. To confuse the malicious eavesdroppers, in addition to information-bearing signals, the transmitters are designed to generate artificial noise through either beamforming or antenna sectoring in a distributed manner. For both cases, using tools from stochastic geometry, we provide a statistical characterization of the reliability performance of desired communication and the secrecy performance against eavesdropping. We then investigate the networkwide secrecy throughput performance and optimize the transmit power allocation. Our analysis reveals interesting differences between the beamforming and sectoring approaches in terms of the optimal power allocation and the maximum networkwide secrecy throughput.