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Communications on Stochastic Analysis

An entropy approach to Bose-Einstein condensation

Francesco C. De Vecchi, Stefania Ugolini

Published Dec 1, 2014• 2 citations
Publisher

Abstract

A proper one-particle relative entropy is introduced for the ground state of trapped Bose particles and its asymptotic behavior under the GP scaling limit is investigated.Some peculiar properties of the relative entropy allow to prove an existence theorem for the probability measure associated to the GP functional and a related weak convergence result.

DOI
10.31390/cosa.8.4.06

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•Dec 9, 2025•0 citations
A proper one-particle relative entropy is introduced for the ground state of trapped Bose particles and its asymptotic behavior under the GP scaling limit is investigated.Some peculiar properties of the relative entropy allow to prove an existence theorem for the probability measure associated to the GP functional and a related weak convergence result.
We consider an interacting, dilute Bose gas trapped in a harmonic potential at a positive temperature. The system is analyzed in a combination of a thermodynamic and a Gross–Pitaevskii (GP) limit where the trap frequency ω{\omega}ω , the temperature T, and the particle number N are related by N∼(T/ω)3→∞{N \sim (T / \omega)^{3} \to\infty}N∼(T/ω)3→∞ while the scattering length is so small that the interaction energy per particle around the center of the trap is of the same order of magnitude as the spectral gap in the trap. We prove that the difference between the canonical free energy of the interacting gas and the one of the noninteracting system can be obtained by minimizing the GP energy functional. We also prove Bose–Einstein condensation in the following sense: The one-particle density matrix of any approximate minimizer of the canonical free energy functional is to leading order given by that of the noninteracting gas but with the free condensate wavefunction replaced by the GP minimizer.
Calculation of the entropy of an ideal Bose-Einstein condensate (BEC) in a three-dimensional trap reveals unusual, previously unrecognized, features of the canonical ensemble. It is found that, for any temperature, the entropy of the Bose gas is equal to the entropy of the excited particles although the entropy of the particles in the ground state is nonzero. We explain this by considering the correlations between the ground-state particles and particles in the excited states. These correlations lead to a correlation entropy which is exactly equal to the contribution from the ground state. The correlations themselves arise from the fact that we have a fixed number of particles obeying quantum statistics. We present results for correlation functions between the ground and excited states in a Bose gas, so as to clarify the role of fluctuations in the system. We also report the sub-Poissonian nature of the ground-state fluctuations.
In this work we give a positive answer to the following question: does Stochastic Mechanics uniquely define a three-dimensional stochastic process which describes the motion of a particle in a Bose–Einstein condensate? To this extent we study a system of N trapped bosons with pair interaction at zero temperature under the Gross–Pitaevskii scaling, which allows to give a theoretical proof of Bose–Einstein condensation for interacting trapped gases in the limit of N going to infinity. We show that under the assumption of strictly positivity and continuous differentiability of the many-body ground state wave function it is possible to rigorously define a one-particle stochastic process, unique in law, which describes the motion of a single particle in the gas and we show that, in the scaling limit, the one-particle process continuously remains outside a time dependent random “interaction-set” with probability one. Moreover, we prove that its stopped version converges, in a relative entropy sense, toward a Markov diffusion whose drift is uniquely determined by the order parameter, that is the wave function of the condensate.
Quantum systems consisting of many particles are both interesting from the physics and the mathematics perspective. One aspect that makes them fascinating from the physics point of view is that they can exhibit quantum effects on macroscopic scales such as Bose-Einstein condensation. This phenomenon, first predicted 100 years ago by Bose [19] and Einstein [44], occurs when a dilute gas of bosons is cooled down to very low temperatures. Below a certain critical temperature a condensate forms, meaning that a macroscopic fraction of the particles is in the same one-particle state, and thus, quantum phenomena become relevant on length scales much larger than the individual atom. The occurrence of Bose-Einstein condensation is also related to superfluidity as suggested in [88]. Bose-Einstein condensation has been achieved experimentally independently by the groups of Cornell and Wieman [3] and Ketterle [40] earning them a Nobel prize in 2001. While Bose and Einstein analyzed theoretically the non-interacting gas, an effective theory describing weakly interacting Bose gases was proposed by Bogoliubov in 1947 with the goal of explaining the occurrence of superfluidity in liquid helium [18]. Using assumptions such as that condensation indeed occurs, his theory yields predictions for the low-energy states of the system. Seen from the mathematics perspective, describing the Bose gas is an interesting challenge due to the strong correlations between particles introduced by the interaction making this case much harder to study than the non-interacting one. In particular, a proof that Bose-Einstein condensation occurs in the thermodynamic limit for continuous systems is still out of reach. However, there has been a lot of work regarding the rigorous analysis of bosonic systems in various relevant regimes. This thesis contains three new contributions establishing rigorous results on bosonic systems in different, physically relevant settings. It is based on the articles [37, 27, 31]. The first result concerns the time-evolution of initially trapped Bose gases in the ultra-dilute Gross-Pitaevskii regime. Under some assumptions on the initial data satisfied in particular by a class of states that are expected to approximate the ground state in a trap, we derive a quasi-free approximation that is close to the true solution in L2L^2L2-norm. In particular, we show that this approximate wave function is described in terms of a Bose-Einstein condensate in a one-particle state following the time-dependent Gross-Pitaevskii equation together with pair excitations with respect to this condensate. As a corollary, we establish a central limit theorem for bounded one-particle observables. The second result is a simple proof of Bose-Einstein condensation for interacting, ultra-dilute gases. More specifically, we consider scalings interpolating between the Gross-Pitaevskii regime and the thermodynamic limit. While condensation had been shown to hold in these regimes before, the advantage of the method used here is its simplicity. Lastly, the third result establishes an upper bound on the ground state energy of a dilute Bose gas in the thermodynamic limit. It captures rigorously the third order correction to the energy per unit volume for sufficiently low densities as predicted in the physics literature first by Wu and subsequently others. Full-text embargoed until: 2026-01-01\textit{Full-text embargoed until: 2026-01-01}Full-text embargoed until: 2026-01-01