Many observables such as the density, total energy, or electric current, can be expressed explicitly in terms of the one‐body Green's function, which describes electron addition or removal to or from a system. An efficient way to determine such a Green's function is to introduce a self‐energy, which is a nonlocal and dynamic effective potential that influences the propagation of particles in an interacting system. The state‐of‐the art approximation for the self‐energy is the GW approximation, where the system to (or from) which the electron is added (or removed) is described as a polarizable, screening, medium. This is expressed by the name of the approximation: ‘GW’ stands for the one‐body Green's function G and for W , the dynamically screened Coulomb interaction. The GW approximation is very popular for the calculation of band structures in solids, and increasingly used also to describe nanostructures, clusters, and molecules. As compared to static mean‐field approximations for the effective potential, the dynamical screening of the Coulomb interaction in GW leads to a renormalization of energies, to broadening and/or to the observation of additional excitations. An analysis of the approximations that lead to the GW self‐energy, and of the underlying picture, explains the successes and the limitations of the approach. This article is categorized under: Electronic Structure Theory > Density Functional Theory Electronic Structure Theory > Ab Initio Electronic Structure Methods Theoretical and Physical Chemistry > Spectroscopy Structure and Mechanism > Computational Materials Science
Many observables such as the density, total energy, or electric current, can be expressed explicitly in terms of the one‐body Green's function, which describes electron addition or removal to or from a system. An efficient way to determine such a Green's function is to introduce a self‐energy, which is a nonlocal and dynamic effective potential that influences the propagation of particles in an interacting system. The state‐of‐the art approximation for the self‐energy is the GW approximation, where the system to (or from) which the electron is added (or removed) is described as a polarizable, screening, medium. This is expressed by the name of the approximation: ‘GW’ stands for the one‐body Green's function G and for W , the dynamically screened Coulomb interaction. The GW approximation is very popular for the calculation of band structures in solids, and increasingly used also to describe nanostructures, clusters, and molecules. As compared to static mean‐field approximations for the effective potential, the dynamical screening of the Coulomb interaction in GW leads to a renormalization of energies, to broadening and/or to the observation of additional excitations. An analysis of the approximations that lead to the GW self‐energy, and of the underlying picture, explains the successes and the limitations of the approach. This article is categorized under: Electronic Structure Theory > Density Functional Theory Electronic Structure Theory > Ab Initio Electronic Structure Methods Theoretical and Physical Chemistry > Spectroscopy Structure and Mechanism > Computational Materials Science
Besides the proof of a modified Luttinger–Ward–Klein variational principle and a related self-consistency idea, there is not much new in principle in this paper. L. Hedin, Phys. Rev . 139, A796–823 (1965) Summary In this chapter a set of equations is formulated that determine the self-energy and the one-body Green's function in terms of the screened Coulomb interaction between classical charges. The equations contain a correction to the classical picture in terms of a vertex function. The physical meaning of the various contributions is discussed. The simplest approximation for the vertex yields the random phase approximation for the polarizability and the GW approximation for the self-energy. Various aspects of the GWA are analyzed, with a focus on the physics that is added beyond Hartree– Fock. A brief summary of model cases illustrates the domain of validity and the limits of the GWA. In this chapter we elaborate in more detail on the question of how to calculate the onebody Green's function from a Dyson equation with a self-energy kernel. In the previous chapter a scheme was introduced to design approximations to the self-energy. However, the question of where to stop, which pieces of physics to include and which to neglect, is not yet settled. Of course, there is no unique answer, besides the exact solution, but different strategies can be more or less advantageous in practice. In a system with a few electrons, for example, different aspects will be important than in a system with many electrons. Here we are mostly interested in solids, or more generally in extended systems. In such systems, screening plays an essential role: the interaction between two charges is strongly modified, in general reduced, by the rearrangement of all the other charges. It is therefore most convenient to reformulate the equations such that screening appears explicitly. Some steps in this direction can be found in earlier chapters, in particular in Sec. 8.3, the formulation of the Ψ [ G , W ]-functional of the screened interaction W instead of the Ф[ G , v c ]-functional of the bare v c . In Sec. 10.5 the screened interaction approximation for the self-energy is derived, with the self-energy as a product of the one-body Green's function and the screened interaction W .
In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.
Density functional theory (DFT) performs reasonably well for the determination of structural properties of many materials, but fails to predict electronic band gap values accurately. \nSuch a failure of DFT is not unexpected, since there exists no formal justification for interpreting the DFT eigenvalues as addition or removal energies of the many-body system (quasiparticle energies).\nAn alternative approach to the study of exchange-correlation effects in many-particle systems is provided by many-body perturbation theory (MBPT), which defines a rigorous approach to description of excited-state properties based on the Green's function formalism and the concept of quasiparticle electrons. Within MBPT, one can calculate the quasiparticle (QP) energies and the QP amplitudes by approximately solving, within the so-called GW approximation, the set of coupled integro-differential equations proposed by Hedin in 1965.\nThe GW method generally yields significantly better values for QP energies with respect to DFT as it accounts for the dynamic many-body effects in the electron-electron interaction going beyond the mean-field approximation of independent Kohn-Sham particles. The drawback of such an involved approach, however, is its large computational cost, which is mainly due to the evaluation of dielectric matrices, their inversion, and the solution of a non-Hermitian and nonlinear eigenvalue problem. \nThe first part of this PhD research is devoted to the implementation of an efficient and scalable coarse-grained parallel algorithms and the development of state-of-the-art methods to solve the GW equations.\nAll these techniques are then applied to the study of the quasiparticle band structures of SiO2 in the alpha quartz crystalline structure. The effects of the different approximations involved in the theory, the influence of self-consistency, and a systematic analysis of the reliability of the different plasmon-pole models are presented and discussed. \nThe second part of this PhD work is dedicated to the implementation of a methodological approach to the solution of the GW equations based on the so-called projector augmented wave method (PAW) proposed by Blochl in 1994. This new approach permits to remove many of the limitations intrinsic to the use of the pseudopotential technique widely used for ab-initio calculations, allowing one to reach GW results closer to an all-electron implementation while still maintaining computational efficiency, and flexibility. This allows us to achieve a coherent implementation of many different algorithms which enables a detailed comparison of GW calculations not yet performed until now. Results for the quasiparticle band structure and optical spectra of prototype s- and p-compounds are discussed and compared to recent studies reported in the scientific literature (when available).
It is commonly accepted that the GW approximation for the electron self-energy is successful for the description of the band structure of weakly to moderately correlated systems, whereas it will fail for strongly correlated materials. In the present work, we discuss two important aspects of this approximation: first, the "self-screening error," which is due to an incorrect treatment of induced exchange, and second, the atomic limit, in which, instead, correlation is directly responsible for the observed problem. Using the example of the removal of a particle from a box, we show that the self-screening error stems from the use of test charge-test charge screening and that it can be corrected by a two-point vertex contribution to the self-energy derived from time-dependent density functional theory (TDDFT). We explain why the addition of a particle, instead, requires the use of a different approximate vertex. This illustrates why the general vertex function, valid both for valence and conduction states, must be a three-point function. Moreover, we show that also the bad performance of GW in the atomic limit is due to the neglect of the vertex in the self-energy; in that case, the TDDFT-derived vertex correction is not sufficient in order to remove the error even qualitatively. We discuss the effects of the self-screening error as well as the atomic limit using GW for the exactly solvable two-site Hubbard model.
In this chapter, shortcomings of the GW approximation are analyzed, and different ways are proposed to go beyond. The approaches fall into three broad classes: first, one can iterate Hedin's equations that link the self-energy, the polarizability, the screened Coulomb interaction, and the vertex function with the Dyson equation for the one-body Green's function. Second, one can use other Dyson equations like in the T-matrix approach, and third, one can make an ansatz for the one-body Green's function inspired by physical considerations or insight from models, in particular the idea of electron–boson coupling that leads to the cumulant expansion. Applications are given for illustration. Some more ideas and links to subsequent chapters provide an outlook. The GW approximation is a widely used approach in computational electronic structure. However, the previous chapters show some severe limitations. One example is systems with low-energy excitations, as illustrated by the Hubbard dimer in the dissociation limit, where bonding and antibonding orbitals become degenerate. This can be seen in Sec. 11.7. Another example is satellite series, for example in the photoemission spectrum of silicon in Sec. 13.1. Moreover, even in a situation where the approximation is well justified, it induces some error, though maybe small, and one eventually wants to do better. The full self-energy functional is in principle known: it is the Luttinger–Ward sum of skeleton diagrams derived from Eq. (11.35). However, this is an infinite sum, and no closed form of the result is known. Hence, the task is not to invent new diagrams: it is to make a choice of diagrams or combinations of diagrams, which are evaluated fully or in an approximate way. This is the framework of the present chapter. In some cases we will add diagrams to the GWA ones, which gives rise to vertex corrections ; in other cases some of the GWA diagrams are neglected while different ones are taken into account. An example is the T-matrix approximation, which sums ladder diagrams instead of bubbles. In general one tries to combine this with the GWA, especially in extended systems where screening is important. Therefore the GWA plays a prominent role, and the whole chapter is called beyond GW . The chapter contains advanced material, that is in part exploratory and refers to current research. It is intended to make links to communities outside the GW world, and to other chapters.
In this thesis, the GW approximation (GWA, Green's function G times screened interaction W) and the Hubbard I approximation (HIA) are combined in a non-self-consistent one-shot calculation to determine the electronic structure of a one-dimensional strongly-correlated model. The scheme was chosen to incorporate both screening effects through the GWA and strong on-site correlations through the atomic HIA. The resulting self-energies of both methods are summed together and another term is subtracted to correct double-counting. The examined double-counting terms were the local self-energy of the GWA result, the GWA self-energy of the atomic model used in the HIA and lastly the impurity self-energy within the GWA. The self-energy of the atomic model in the HIA was solved analytically. It was found that all three approaches yield non-causal features, which increase with the on-site Coulomb repulsion, in the resulting spectral function. The local GWA self-energy was observed to perform best in terms of causality and computational effort. Changes in the resulting quasi-particle structure in the spectral function showed that screening effects and local correlations were included successfully.