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Journal of Physics Communications

Pairing in two dimensions and possible consequences for superconductivity: extension of Cooper's approach

Soumyadipta Pal

Published Oct 16, 2017• 3 citations
Publisher

Abstract

Relation between the binding energy of a pair of electrons in Cooper's configuration and the magnitude of the attractive interaction between them is investigated theoretically for a two-dimensional electron gas when the electron pair has (a) zero and (b) finite center of mass momentum (CMM) first (i) in the background of a passive Fermi sea and (ii) with inclusion of the effect of Pauli exclusion principle in the presence of an active Fermi sea, at zero temperature. In the Cooper's approach (Cooper 1956 Phys. Rev. 104 1189) two pairing electrons are considered above the Fermi sea. Due to Pauli exclusion principle, these two electrons are forbidden to go into the states whose energies are less than the Fermi energy. Consequently, the role of the electrons which form the Fermi sea is passive in formation of electron pair (Fujita and Godoy 2001 Theory of High Temperature Superconductivity (Kluwer Academic Publishers)). However, in the case of an active Fermi sea, implying possible presence of multiple pairs of electrons coming out of the Fermi sea, the two electrons will have less available region in the momentum space for pair formation due to the Pauli blocking effect. In both the situations, threshold values of attractive interaction are found to exist to bind the electrons having finite CMM even with respect to the Fermi energy while with arbitrarily small value of attractive interaction they can be bound only in the case of zero CMM and that too in the presence of a passive Fermi sea. However, the presence of an active Fermi sea strongly opposes the pair formation having lower CMM. Furthermore, raising the range of the attractive interaction below and above the Fermi surface makes the pair formation more difficult due to enhanced Pauli blocking in this case. In the case of a passive Fermi sea however, with the increase in the range of the attractive interaction it becomes easier for the electron pairs to be in both Cooper pair state (CP) and true bound state (TB). These results are totally distinct from those obtained by Randeria et al (1989 Phys. Rev. Lett. 62 981, 1990 Phys. Rev. B 41 327) that a fermionic bound state in true vacuum is a necessary and sufficient condition for the Cooper pairing instability in the presence of a passive Fermi sea, independent of attractive interaction strength implying that for a potential which is attractive everywhere in two dimension, a two-body bound state exists for an arbitrarily weak attraction. Our calculations show, in the mean field approximation, that co-existence of TB state and CP state with various CMMs can occur only beyond a critical attractive interaction strength. This could lead to the formation of incoherent pairs even under strong coupling situation, which may hint onto the pseudo gap formation leading to some of the exotic features in the anomalous normal state seen in some of the exotic superconductors.

DOI
10.1088/2399-6528/aa9398

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Relation between the binding energy of a pair of electrons in Cooper's configuration and the magnitude of the attractive interaction between them is investigated theoretically for a two-dimensional electron gas when the electron pair has (a) zero and (b) finite center of mass momentum (CMM) first (i) in the background of a passive Fermi sea and (ii) with inclusion of the effect of Pauli exclusion principle in the presence of an active Fermi sea, at zero temperature. In the Cooper's approach (Cooper 1956 Phys. Rev. 104 1189) two pairing electrons are considered above the Fermi sea. Due to Pauli exclusion principle, these two electrons are forbidden to go into the states whose energies are less than the Fermi energy. Consequently, the role of the electrons which form the Fermi sea is passive in formation of electron pair (Fujita and Godoy 2001 Theory of High Temperature Superconductivity (Kluwer Academic Publishers)). However, in the case of an active Fermi sea, implying possible presence of multiple pairs of electrons coming out of the Fermi sea, the two electrons will have less available region in the momentum space for pair formation due to the Pauli blocking effect. In both the situations, threshold values of attractive interaction are found to exist to bind the electrons having finite CMM even with respect to the Fermi energy while with arbitrarily small value of attractive interaction they can be bound only in the case of zero CMM and that too in the presence of a passive Fermi sea. However, the presence of an active Fermi sea strongly opposes the pair formation having lower CMM. Furthermore, raising the range of the attractive interaction below and above the Fermi surface makes the pair formation more difficult due to enhanced Pauli blocking in this case. In the case of a passive Fermi sea however, with the increase in the range of the attractive interaction it becomes easier for the electron pairs to be in both Cooper pair state (CP) and true bound state (TB). These results are totally distinct from those obtained by Randeria et al (1989 Phys. Rev. Lett. 62 981, 1990 Phys. Rev. B 41 327) that a fermionic bound state in true vacuum is a necessary and sufficient condition for the Cooper pairing instability in the presence of a passive Fermi sea, independent of attractive interaction strength implying that for a potential which is attractive everywhere in two dimension, a two-body bound state exists for an arbitrarily weak attraction. Our calculations show, in the mean field approximation, that co-existence of TB state and CP state with various CMMs can occur only beyond a critical attractive interaction strength. This could lead to the formation of incoherent pairs even under strong coupling situation, which may hint onto the pseudo gap formation leading to some of the exotic features in the anomalous normal state seen in some of the exotic superconductors.
Cooper pairing in two dimensions is analyzed with a set of renormalized equations to determine its binding energy for any fermion number density and all coupling assuming a generic pairwise residual interfermion interaction. Also considered are Cooper pairs (CP's) with nonzero center-of-mass momentum (CMM) and their binding energy is expanded analytically in powers of the CMM up to quadratic terms. A Fermi-sea-dependent linear term in the CMM dominates the pair excitation energy in weak coupling (also called the BCS regime) while the more familiar quadratic term prevails in strong coupling (the Bose regime). The crossover, though strictly unrelated to BCS theory per se, is studied numerically as it is expected to play a central role in a model of superconductivity as a Bose-Einstein condensation of CPs where the transition temperature vanishes for all dimensionality d< 2d<~2d< 2 for quadratic dispersion, but is nonzero for all d> 1d>~1d> 1 for linear dispersion.
We review Cooper pairing starting from its simplest, original 1956 version of two electrons interacting above the Fermi sea of an ideal Fermi gas (IFG). The two-electron interaction assumed extensively (if not exclusively), is the attractive two-parameter Cooper, and then BCS, model interactions. Hole Cooper pairs (CPs) and electron-hole CPs are then included along with the initial electron-CPs in terms of the single-fermion Green functions implied by the Bethe-Salpeter (BS) integral equation in the ladder approximation. A purely-imaginary CP energy "instability" is recovered that is well-documented in the literature at least since the late 1950's. A novel interpretation of this instability is that an unperturbed Hamiltonian different from the IFG one first used by Cooper suffices to obtain meaningful CPs. Instead of the IFG sea, a BCS-correlated Fermi "sea" used in the BS equation interpreted as the associated unperturbed Hamiltonian leads to real CP energies (with small imaginary terms implying damping). We survey how this has been achieved in 1D, 2D and 3D, and give a more detailed treatment in 2D. A vital distinction is that the original and generalized CPs are true bosons in contrast with BCS pairs that are not ordinary bosons but rather "hard-core bosons" as they do not obey strict Bose commutation rules. Another important common element of the original or generalized CPs (particularly in 2D where ordinary Bose-Einstein condensation (BEC) does not occur) is their linear dispersion relation in leading order in the total (or, center-of-mass) momentum power-series expansion of the CP energy. This theory encompasses, in principle, all empirically known superconductors including quasi-2D superconductors such as cuprates and the ET organic compounds, as well as quasi-1D ones such as the organometallic Bechgaard salts and nanotubes.
Pairing lies at the heart of superfluidity in fermionic systems. Motivated by recent experiments in mesoscopic Fermi gases, we study up to six fermionic atoms with equal masses and equal populations in two different spin states, confined in a quasi-two-dimensional harmonic trap. We couple a stochastic variational approach with the use of an explicitly correlated Gaussian basis set, which enables us to obtain highly accurate energies and structural properties. Utilising two-dimensional two-body scattering theory with a finite-range Gaussian interaction potential, we tune the effective range to model realistic quasi-two-dimensional scattering. We calculate the excitation spectrum, pair correlation function, and number of pairs as a function of increasing attractive interaction strength. For up to six fermions in the ground state, we find that opposite spin and momentum pairing is maximised well below the Fermi surface in momentum space. By contrast, corresponding experiments on twelve fermions have found that pairing is maximal at the Fermi surface and strongly suppressed beneath [M. Holten et al., Nature 606, 287-291 (2022)]. This suggests that the Fermi sea — which acts to suppress pairing at low momenta via Pauli blocking — emerges in the transition from six to twelve particles.
Abstract One of the important steps leading to the successful formulation of the microscopic theory of superconductivity was the model calculation performed by Cooper (1956) which showed that two electrons, interacting above a filled Fermi sea, had a bound state in the presence of an arbitrarily weak attractive interaction. This chapter first examines Cooper’s calculation. The success of the Cooper model calculation in producing a bound state, with its implication that a proper many-body theory would contain a gap in the excitation spectrum, strongly suggests that the ground state wave function should be constructed from pairs of electrons. However, it is difficult to perform calculations using the many-body pair wave function from Cooper’s model. The chapter then introduces the wave function proposed by Bardeen, Cooper, and Schrieffer (BCS) as an alternative.
We study a two-dimensional continuum model of a dilute gas of fermions at T=0 interacting via a given two-body potential, with an aim to investigate superconductors with coherence length of the order of the interparticle spacing [kF{k}_{F}kF​${\ensuremath{\xi}}_{0}$\ensuremath{\sim}O(1)], a striking feature of the high-Tc{T}_{c}Tc​ materials. We find that a two-body bound state in vacuum is a necessary and sufficient condition for an s-wave pairing instability. We also find that the existence of such a bound state in a higher-angular-momentum (l>0) channel is not a necessary condition for an l-wave pairing instability. We further investigate using a variational ansatz the evolution from a state with large overlapping Cooper pairs (kF{k}_{F}kF​${\ensuremath{\xi}}_{0}$\ensuremath{\gg}1) to one with Bose condensation of composite bosons (kF{k}_{F}kF​${\ensuremath{\xi}}_{0}$\ensuremath{\ll}1). For the s-wave case an exact solution of the variational equations shows a smooth crossover from one regime to the other at T=0. The p-wave solution has a weak singularity when the chemical potential goes through zero, which is the bottom of the band. We show, quite generally, independent of the dimensionality and of model details, that the gap--to--single-particle excitations is nodeless, even if the anisotropic pair wave function has nodes, when the coupling is strong enough that the chemical potential is negative.