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IEEE Transactions on Communications

Security Optimization of Exposure Region-Based Beamforming With a Uniform Circular Array

Yuanrui Zhang, Roger Woods, Youngwook Ko, Alan Marshall, Junqing Zhang

Published Nov 1, 2017• 14 citations
Publisher

Abstract

This paper investigates the impact of a uniform circular array (UCA) in the context of wireless security via exposure region-based beamforming. An improvement is demonstrated for the security metric proposed in our previous paper, namely, the spatial secrecy outage probability (SSOP), by optimizing the configuration of the UCA. Our previous paper focused on formalizing the SSOP concept and exploring its applicability using a uniform linear array example. This paper proposes the UCA as a superior candidate because it is more robust against the effects of mutual coupling. The UCA's SSOP configuration is explored and a special expression is derived from the general expression for the first time, and a closed-form upper bound is then generated to facilitate analysis. By carefully designing the UCA structure particularly the radius, an SSOP optimization algorithm is derived and explored for mutual coupling. It is shown that the information leakage to eavesdroppers is reduced while the legitimate user's received signal quality is enhanced due to the use of beamforming.

DOI
10.1109/tcomm.2017.2768516

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This paper investigates the impact of a uniform circular array (UCA) in the context of wireless security via exposure region-based beamforming. An improvement is demonstrated for the security metric proposed in our previous paper, namely, the spatial secrecy outage probability (SSOP), by optimizing the configuration of the UCA. Our previous paper focused on formalizing the SSOP concept and exploring its applicability using a uniform linear array example. This paper proposes the UCA as a superior candidate because it is more robust against the effects of mutual coupling. The UCA's SSOP configuration is explored and a special expression is derived from the general expression for the first time, and a closed-form upper bound is then generated to facilitate analysis. By carefully designing the UCA structure particularly the radius, an SSOP optimization algorithm is derived and explored for mutual coupling. It is shown that the information leakage to eavesdroppers is reduced while the legitimate user's received signal quality is enhanced due to the use of beamforming.
With the increasing number of antennae in base stations, there is considerable interest in using beamforming to improve physical layer security, by creating an “exposure region” that enhances the received signal quality for a legitimate user and reduces the possibility of leaking information to a randomly located passive eavesdropper. This paper formalizes this concept by proposing a novel definition for the security level of such a legitimate transmission, called the spatial secrecy outage probability (SSOP). By performing a theoretical and numerical analysis, it is shown how the antenna array parameters can affect the SSOP and its analytic upper bound. While this approach may be applied to any array type and any fading channel model, it is shown here how the security performance of a uniform linear array varies in a Rician fading channel by examining the analytic SSOP upper bound.
With increasing number of antennae in base stations, there is considerable interest in using beamfomining to improve physical layer security, by creating an `exposure region' that enhances the received signal quality for a legitimate user and reduces the possibility of leaking information to a randomly located passive eavesdropper. The paper formalises this concept by proposing a novel definition for the security level of such a legitimate transmission, called the `Spatial Secrecy Outage Probability' (SSOP). By performing a theoretical and numerical analysis, it is shown how the antenna array parameters can affect the SSOP and its analytic upper bound. Whilst this approach may be applied to any array type and any fading channel model, it is shown here how the security performance of a uniform linear array varies in a Rician fading channel by examining the analytic SSOP upper bound.
This thesis focuses on the wireless security in the physical layer with beamforming technique. One of the emerging areas is the security enhancement in the physical layer, which exploits the intrinsic properties of the wireless medium. Beamforming, which has been proved to have many advantages, can also be applied to enhance the wireless security. One of the most common threats, i.e., passive eavesdropping, is addressed in this thesis. To reduce the risk of leaking information to the eavesdroppers, the physical region where the transmission is exposed to eavesdropping has been studied. In this thesis, the exposure region based beamforming technique is proposed to combat the threat from the randomly located eavesdroppers in a fading channel. In this system model, the large-scale path loss and a general Rician fading channel model are considered. The exposure region is established to describe the secrecy performance of the system, based on which the probability that the secrecy outage event occurs is defined to evaluate the security level of the exposure region. The antenna array is one of the most important factors that affect the secrecy performance of the exposure region based beamforming technique. The potential of using different array geometry and array configuration to improve security is explored. In this thesis, two common arrays, i.e., linear and circular arrays, are considered.Analytic expressions for general array geometry and for the linear and circular arrays are derived. Based on the empirical results, numerical optimization algorithms are developed to exploit the array configuration to enhance the system security level. In addition, experiments are carried out to study the performance of the beamformer with linear and circular arrays. Especially, the impact of the mutual coupling on the security performance is investigated.
This paper presents the closed-form expression for a circular array, of the spatial security outage probability which is a novel performance metric that measures the security level of the legitimate transmission from the spatial aspect in the presence of Poisson Point Process distributed eavesdroppers. In this paper, it is shown how beamforming is used to create an exposure region where any randomly located eavesdropper causes secrecy outage, based on which the general expression of the spatial security outage probability is derived. Using this, the closed-form expression is obtained for the circular array, which reveals the impact of the array parameters on the security performance.
This paper presents the close-form expression of the spatial security outage probability, which is a novel performance metric that measures the security level of the legitimate transmission from the spatial aspect in the presence of Poisson Point Process distributed eavesdroppers. Beamforming is used to create the exposure region where any randomly located eavesdropper causes secrecy outage, based on which the general expression of the spatial security outage probability is derived. Based on the general expression, the close-form expression is obtained for the circular array, which reveals the impact of the array parameters on the security performance.
The rapid development of the Industrial Internet of Things (IIoT) has brought enormous opportunities to the industrial environment, but has also posed significant challenges to network security, especially physical layer security, which is crucial for the reliable transmission of messages among interconnected devices and sensors. Focusing on enhancing the physical layer security in IIoT communication, this paper proposes a mechanism for the Spatial Secrecy Outage Probability (SSOP) to ensure the secure transmission of data. The SSOP algorithm assumes that the location of legitimate devices is known, while the eavesdropper devices have a random distribution of locations, forming the SSOP model related to the device locations from the perspective of insecure regions (ISRs) and secure regions (SRs), and the closed-form expression for its upper bound is derived. Subsequently, under the constraint of the SSOP conditions, we establish an optimization model with the objective of system throughput maximization based on the Spatial Secrecy Outage Probability (SRM-SSOP). By optimizing the transmission rate of legitimate channels or controlling the transmission power, the maximization of the system throughput can be achieved, thus reducing the consumption of communication resources. Through sophisticated modeling and simulation in MATLAB, we verified the accuracy of the definition and derived the upper bound of the SSOP. The experimental results also show that the SSOP algorithm gradually converges to a specific value as the number of antenna elements increases. In addition, we observed that, when the receiver device is aligned with the normal direction of the transmit antenna array, the SSOP reaches a minimum value. This performance is crucial for understanding and optimizing the security performance of IIoT communication systems.