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IEEE/CIC International Conference on Communications in China - Workshops (CIC/ICCC)

Combining MIMO beamforming with security codes to achieve unconditional communication security

Jie Tang, Hong Wen, Huan Song, Fei Pan

Published Nov 1, 2015• 7 citations
Publisher

Abstract

This paper investigated unconditional secure communications in a passive eavesdropping (PE)wireless environment via a two-step method under Wyner's model. Firstly, with MIMO transmit beamforming, one can utilize the spatial degree of freedom (DoF) to cripple eavesdroppers' interceptions even though the eavesdropper's CSI is unknown. Consequently, note that the legitimate receivers will still continue to enjoy an advantage channel over eavesdroppers when they share similar conditions (background noise power, channel gains), we approach Eve's optimal bit error rate bound as a bridge to unit the beamforming end with the security codes. Followed by such effective security code, the proposed system could achieve almost error-free transmissions for the main channel while zero information obtained by the eavesdroppers and the unconditional security system was built. We launched extensive experiments to verify the proposed security systems and demonstrated its feasibility and implement ability.

DOI
10.1109/iccchinaw.2015.7961589

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This study investigates the framework of associating multiple‐input–multiple‐output (MIMO) beamforming with secure code to achieve unconditional secure communications in the wireless passive eavesdropping environment. The schemes are based on a two‐step method under Wyner's wiretap channel model. First, with MIMO transmit beamforming, one can utilise the spatial degree of freedom to cripple eavesdroppers’ interceptions even when he does not know the eavesdropper's channel state information. Consequently, by taking the threshold characteristics of the secure code, the legitimate receivers will continue to extend an average bit error rate advantage over eavesdroppers when they share similar conditions (background noise power and channel gains). By this way, the proposed system could achieve almost zero information obtained by the eavesdroppers while still keeping rather lower error transmissions for the main channel. A profound theoretical analysis for the MIMO advantage channel and the exact closed‐form expressions of secrecy outage probability for the secure code joint system are presented. The authors launch extensive experiments to verify the proposed security systems and demonstrate its feasibility and implement ability.

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Enhancing Physical Layer Security in MIMO Systems through Beamforming and Artificial Noise Techniques

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Physical layer security (PLS) has grown in popularity as it guarantees secure and reliable communication between wireless devices without restricting the ability of data analysts to eavesdrop. PLS benefits from the randomization property of the wireless channel, which improves immunity and protects against many dangers of information breaches from eavesdroppers. MIMO and Massive MIMO, which use numerous antennas at the transmitter and receiver ends, are fundamental technologies for improving efficiency in 5G and future network systems. The PLS still requires a significant amount of work before it can be employed in practical systems. The interception of eavesdroppers can be made difficult by adding artificial noise. This paper focuses on the physical layer security considering maximal ratio combining, and artificial noise with beamforming techniques to further enhance the secrecy rate. The proposed work demonstrates that the use of transmitter beamforming with artificial noise can significantly improve the degree of confidentiality of information being transmitted between a transmitter and an intended receiver while making it more difficult for eavesdroppers to intercept. The simulation results in terms of bit error rate show that the proposed method has a significant impact on the error rate performance of the eavesdropper.

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Due to the broadcast nature, wireless links are open to malicious intrusions from outsiders, which makes the security issues a critical concern in the wireless communicationsover them. Physical-layer security techniques, which are based on the Shannon’s unconditional secrecy model, are effective in addressing the security issue while meeting the required performance level. According to the Wyner’s wiretap channel model, to achieve unconditionally security communication, the first step is to build up a wiretap channel with better channel quality between the legitimate communication peers than that of the eavesdropper; and the second step is to employ a robust security code to ensure that the legitimate users experience negligible errors while the eavesdropper is subject to 0.5 error probability. \nMotivated by this idea, in this thesis, we build wiretap channels for the single antenna systems without resorting to the spatial degree in commonly observed the multiple-input multiple-output (MIMO) systems. Firstly, to build effective wiretap channels, we design a novel scheme, called multi-round two-way communications (MRTWC). By taking feedback mechanisms into the design of Low Density Parity Check (LDPC) codes, our scheme adds randomness to the feedback signals from the destination to keep the eavesdropper ignorant while adding redundancy with the LDPC codes so that the legitimate receiver can correctly receive and decode the signals. Then, the channel BERs are specifically quantified according to the crossover probability in the case of Binary Symmetric Channel (BSC), or the Signal to Noise Ratio (SNR) in the case of AWGN and Rayleigh channels. Thus, the novel scheme can be utilized to address the security and reliability. Meanwhile, we develop a cross-layer approach to building the wiretap channel, which is suitable for high dynamic scenarios. By taking advantage of multiple parameters freedom in the discrete fractional Fourier transform (DFRFT) for single antenna systems, the proposed scheme introduces a distortion parameter instead of a general signal parameter for wireless networks based on DFRFT. The transmitter randomly flip-flops the uses of the distortion parameter and the general signal parameter to confuse the eavesdropper. An upper-layer cipher sequence will be employed to control the flip-flops. This cryptographic sequence in the higher layer is combined with the physical layer security scheme with random parameter fipping in DFRFT to guarantee security advantages over the main communication channel. \nAs the efforts on the second step, this thesis introduces a novel approach to generate security codes, which can be used for encoding with low complexity by taking advantage of a matrix general inverse algorithm. The novel constructions of the security codes are based on binary and non-binary resilient functions. With the proposed security codes, we prove that our novel security codes can ensure 0.5 error probability seen by the wiretapper while close to zero by the intended receiver if the error probability of the wiretapper’s channel is over a derived threshold. Therefore, the unconditionally secure communication of legitimate partners can be guaranteed. It has been proved mathematically that the non-binary security codes could achieve closer to the security capacity bound than any other reported short-length security codes under BSC. \nFinally, we develop the framework of associating the wiretap channel building approach with the security codes. The advantages between legitimate partners are extended via developing the security codes on top of our cross-layer DFRFT and feedback MRTWC security communication model. In this way, the proposed system could ensure almost zero information obtained by the eavesdroppers while still keeping rather lower error transmissions for legitimate users. Extensive experiments are carried out to verify the proposed security schemes and demonstrate the feasibility and implement ability. An USRP testbed is also constructed, under which the physical layer security mechanisms are implemented and tested. Our study shows that our proposed security schemes can be implemented in practical communications settings.

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Achieving Secure Communications in Dense Multiuser Mimo Systems for 5G and Beyond

Berk Akgun

Traditional approaches for providing confidentiality of wirelessly transmitted signals are often based on cryptographic techniques. While these techniques ensure that messages are encrypted and secured against eavesdropping, they are not sufficient to protect important transmission attributes at the physical (PHY) layer. Specifically, several elds in the headers of PHY and medium access control (MAC) frames are typically sent unencrypted to maintain proper protocol functionality (e.g., sender/receiver identification). As a result, they leak side-channel information (SCI), including payload size, frequency and phase oset, modulation and coding scheme, identities of communication nodes, frame type, transmission rate, etc. These SCI can be exploited by an adversary to launch various passive (eavesdropping) and active (jamming) attacks. To complement cryptographic techniques used at upper layers and prevent the leakage of SCI at the PHY/MAC layers, PHY-layer security techniques have been introduced. These techniques exploit the characteristics of the wireless channel along with multiple-input multiple-output (MIMO) technologies, in which multiple transmitting and receiving antennas are utilized to prevent information leakage to eavesdroppers and/or avoid jamming attacks. In particular, if the signal-to-interference-plus-noise ratio (SINR) at an adversary is lower than the one at a legitimate receiver, secure communication can be achieved through the so-called wiretap coding. MIMO systems enable the transmitter and/or the receiver to generate artificial noise, called friendly jamming (FJ), so as to reduce the SINR at the adversary without impacting the SINR at the legitimate receiver. In this dissertation, we focus on exploring the security threats to next-generation wireless systems. We develop MIMO-based PHY-layer security methods to achieve reliable and secret communications in these systems. First, we consider a broadcast channel, in which a multi-antenna transmitter (Alice) sends K confidential information signals to K legitimate receivers (Bobs) in the presence of L eavesdropping devices (Eves). Alice uses MIMO precoding to generate the information signals along with her own Tx-based friendly jamming (TxFJ). Interference at each Bob is removed via a technique called MIMO zero-forcing. This TxFJ, however, leaves an eavesdropping \vulnerability region" in the proximity of each Bob, which can be exploited by a nearby Eve. Specically, because of the high correlation in the channel state information (CSI) at a Bob and nearby Eves, the TxFJ becomes less effective in preventing eavesdropping at these Eves. We address this problem by augmenting TxFJ with receiver-based friendly jamming (RxFJ), generated by each Bob. 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Worst-case robust masked beamforming for secure broadcasting

Yanqun Tang, Wei Li, Dongtang Ma +2 more

This paper studies masked beamforming schemes for secure communication in broadcast multiple-input multiple-output (MIMO) systems with a passive multiple-antenna eavesdropper. Assuming no information about the eavesdropper is available at the transmitter, we aim to maximize the transmit power of the artificial noise while meeting mean square error (MSE) constraints at the legitimate receivers and the total power constraint at the transmitter. Based on imperfect channel state information (CSI) of the legitimate receivers at the transmitter, we present a worst-case robust masked beamforming algorithm. By exploiting alternating iterative optimization, the proposed algorithm recasts the non-convex optimization problem as two semidefinite program (SDP) based subproblems, which are solvable with interior-point methods. Simulation results are provided to illustrate the secrecy performance of the proposed algorithm.

IEEE Wireless Communications and Networking Conference•Apr 1, 2013•11 citations
This paper investigated unconditional secure communications in a passive eavesdropping (PE)wireless environment via a two-step method under Wyner's model. Firstly, with MIMO transmit beamforming, one can utilize the spatial degree of freedom (DoF) to cripple eavesdroppers' interceptions even though the eavesdropper's CSI is unknown. Consequently, note that the legitimate receivers will still continue to enjoy an advantage channel over eavesdroppers when they share similar conditions (background noise power, channel gains), we approach Eve's optimal bit error rate bound as a bridge to unit the beamforming end with the security codes. Followed by such effective security code, the proposed system could achieve almost error-free transmissions for the main channel while zero information obtained by the eavesdroppers and the unconditional security system was built. We launched extensive experiments to verify the proposed security systems and demonstrated its feasibility and implement ability.
This study investigates the framework of associating multiple‐input–multiple‐output (MIMO) beamforming with secure code to achieve unconditional secure communications in the wireless passive eavesdropping environment. The schemes are based on a two‐step method under Wyner's wiretap channel model. First, with MIMO transmit beamforming, one can utilise the spatial degree of freedom to cripple eavesdroppers’ interceptions even when he does not know the eavesdropper's channel state information. Consequently, by taking the threshold characteristics of the secure code, the legitimate receivers will continue to extend an average bit error rate advantage over eavesdroppers when they share similar conditions (background noise power and channel gains). By this way, the proposed system could achieve almost zero information obtained by the eavesdroppers while still keeping rather lower error transmissions for the main channel. A profound theoretical analysis for the MIMO advantage channel and the exact closed‐form expressions of secrecy outage probability for the secure code joint system are presented. The authors launch extensive experiments to verify the proposed security systems and demonstrate its feasibility and implement ability.
Physical layer security (PLS) has grown in popularity as it guarantees secure and reliable communication between wireless devices without restricting the ability of data analysts to eavesdrop. PLS benefits from the randomization property of the wireless channel, which improves immunity and protects against many dangers of information breaches from eavesdroppers. MIMO and Massive MIMO, which use numerous antennas at the transmitter and receiver ends, are fundamental technologies for improving efficiency in 5G and future network systems. The PLS still requires a significant amount of work before it can be employed in practical systems. The interception of eavesdroppers can be made difficult by adding artificial noise. This paper focuses on the physical layer security considering maximal ratio combining, and artificial noise with beamforming techniques to further enhance the secrecy rate. The proposed work demonstrates that the use of transmitter beamforming with artificial noise can significantly improve the degree of confidentiality of information being transmitted between a transmitter and an intended receiver while making it more difficult for eavesdroppers to intercept. The simulation results in terms of bit error rate show that the proposed method has a significant impact on the error rate performance of the eavesdropper.
Due to the broadcast nature, wireless links are open to malicious intrusions from outsiders, which makes the security issues a critical concern in the wireless communicationsover them. Physical-layer security techniques, which are based on the Shannon’s unconditional secrecy model, are effective in addressing the security issue while meeting the required performance level. According to the Wyner’s wiretap channel model, to achieve unconditionally security communication, the first step is to build up a wiretap channel with better channel quality between the legitimate communication peers than that of the eavesdropper; and the second step is to employ a robust security code to ensure that the legitimate users experience negligible errors while the eavesdropper is subject to 0.5 error probability. \nMotivated by this idea, in this thesis, we build wiretap channels for the single antenna systems without resorting to the spatial degree in commonly observed the multiple-input multiple-output (MIMO) systems. Firstly, to build effective wiretap channels, we design a novel scheme, called multi-round two-way communications (MRTWC). By taking feedback mechanisms into the design of Low Density Parity Check (LDPC) codes, our scheme adds randomness to the feedback signals from the destination to keep the eavesdropper ignorant while adding redundancy with the LDPC codes so that the legitimate receiver can correctly receive and decode the signals. Then, the channel BERs are specifically quantified according to the crossover probability in the case of Binary Symmetric Channel (BSC), or the Signal to Noise Ratio (SNR) in the case of AWGN and Rayleigh channels. Thus, the novel scheme can be utilized to address the security and reliability. Meanwhile, we develop a cross-layer approach to building the wiretap channel, which is suitable for high dynamic scenarios. By taking advantage of multiple parameters freedom in the discrete fractional Fourier transform (DFRFT) for single antenna systems, the proposed scheme introduces a distortion parameter instead of a general signal parameter for wireless networks based on DFRFT. The transmitter randomly flip-flops the uses of the distortion parameter and the general signal parameter to confuse the eavesdropper. An upper-layer cipher sequence will be employed to control the flip-flops. This cryptographic sequence in the higher layer is combined with the physical layer security scheme with random parameter fipping in DFRFT to guarantee security advantages over the main communication channel. \nAs the efforts on the second step, this thesis introduces a novel approach to generate security codes, which can be used for encoding with low complexity by taking advantage of a matrix general inverse algorithm. The novel constructions of the security codes are based on binary and non-binary resilient functions. With the proposed security codes, we prove that our novel security codes can ensure 0.5 error probability seen by the wiretapper while close to zero by the intended receiver if the error probability of the wiretapper’s channel is over a derived threshold. Therefore, the unconditionally secure communication of legitimate partners can be guaranteed. It has been proved mathematically that the non-binary security codes could achieve closer to the security capacity bound than any other reported short-length security codes under BSC. \nFinally, we develop the framework of associating the wiretap channel building approach with the security codes. The advantages between legitimate partners are extended via developing the security codes on top of our cross-layer DFRFT and feedback MRTWC security communication model. In this way, the proposed system could ensure almost zero information obtained by the eavesdroppers while still keeping rather lower error transmissions for legitimate users. Extensive experiments are carried out to verify the proposed security schemes and demonstrate the feasibility and implement ability. An USRP testbed is also constructed, under which the physical layer security mechanisms are implemented and tested. Our study shows that our proposed security schemes can be implemented in practical communications settings.
Traditional approaches for providing confidentiality of wirelessly transmitted signals are often based on cryptographic techniques. While these techniques ensure that messages are encrypted and secured against eavesdropping, they are not sufficient to protect important transmission attributes at the physical (PHY) layer. Specifically, several elds in the headers of PHY and medium access control (MAC) frames are typically sent unencrypted to maintain proper protocol functionality (e.g., sender/receiver identification). As a result, they leak side-channel information (SCI), including payload size, frequency and phase oset, modulation and coding scheme, identities of communication nodes, frame type, transmission rate, etc. These SCI can be exploited by an adversary to launch various passive (eavesdropping) and active (jamming) attacks. To complement cryptographic techniques used at upper layers and prevent the leakage of SCI at the PHY/MAC layers, PHY-layer security techniques have been introduced. These techniques exploit the characteristics of the wireless channel along with multiple-input multiple-output (MIMO) technologies, in which multiple transmitting and receiving antennas are utilized to prevent information leakage to eavesdroppers and/or avoid jamming attacks. In particular, if the signal-to-interference-plus-noise ratio (SINR) at an adversary is lower than the one at a legitimate receiver, secure communication can be achieved through the so-called wiretap coding. MIMO systems enable the transmitter and/or the receiver to generate artificial noise, called friendly jamming (FJ), so as to reduce the SINR at the adversary without impacting the SINR at the legitimate receiver. In this dissertation, we focus on exploring the security threats to next-generation wireless systems. We develop MIMO-based PHY-layer security methods to achieve reliable and secret communications in these systems. First, we consider a broadcast channel, in which a multi-antenna transmitter (Alice) sends K confidential information signals to K legitimate receivers (Bobs) in the presence of L eavesdropping devices (Eves). Alice uses MIMO precoding to generate the information signals along with her own Tx-based friendly jamming (TxFJ). Interference at each Bob is removed via a technique called MIMO zero-forcing. This TxFJ, however, leaves an eavesdropping \vulnerability region" in the proximity of each Bob, which can be exploited by a nearby Eve. Specically, because of the high correlation in the channel state information (CSI) at a Bob and nearby Eves, the TxFJ becomes less effective in preventing eavesdropping at these Eves. We address this problem by augmenting TxFJ with receiver-based friendly jamming (RxFJ), generated by each Bob. Specifically, we allow each Bob to use self-interference suppression (SIS) techniques to transmit a friendly jamming signal while simultaneously receiving an information signal over the same channel. These SIS techniques exploit circulators to attenuate the self-interference power of RxFJ at Bobs and utilize analog/digital cancellation methods to clean out any remaining residual self-interference. Considering the resulting broadcast channel, we rst study a two-user scenario and develop a secrecy encoding scheme for constructing the signals intended to two Bobs. We characterize the corresponding achievable secrecy sum-rate and formulate an optimization problem to maximize this metric. We then extend our approach to K-user scenarios and study a power minimization problem. Particularly, in our analysis we minimize the powers allocated to information and friendly jamming signals (both TxFJ and RxFJ) while guaranteeing individual secrecy rates for various Bobs. The problem is solved for the cases when the eavesdropper's CSI (ECSI) is known or unknown (but with a known distribution). Simulations show the effectiveness of the proposed solutions. Furthermore, we discuss how to schedule transmissions when the rate requirements need to be satised on average rather than instantaneously. In low and high power regime, a scheduling algorithm that serves only the strongest receivers is shown to outperform the one that schedules all receivers. Next, we consider a single-cell massive MIMO system in which a base station (BS) with a large number of antennas transmits simultaneously to several single antenna users. The BS acquires the CSI for various receivers using uplink pilot transmissions. We demonstrate the vulnerability of the CSI estimation process to a pilot-contamination (PC) attack that aims at minimizing the sum-rate of downlink transmissions by contaminating uplink pilots. We rst study PC attacks for two downlink power allocation strategies under the assumption that the attacker knows the locations of the BS and its users. Later on, we relax this assumption and consider the case when such knowledge is probabilistic. The formulated problems are solved using stochastic optimization, Lagrangian minimization, and game-theoretic methods. A closed-form solution for a special case of the problem is obtained. Furthermore, we analyze the \achievable individual secrecy rates" under PC attacks, and provide an upper-bound on these rates. We also study this scenario without a priori knowledge of user locations at the attacker by introducing chance constraints. Another attack model is considered, where the attacker generates jamming signals in both the CSI estimation and data transmission phases by exploiting inband full-duplex techniques. Our results indicate that such attacks can degrade the throughput of a massive MIMO system by more than 50%, and reduce fairness among users significantly.
This paper examines linear beamforming methods for secure communications in a multiuser wiretap channel with a single transmitter, multiple legitimate receivers, and a single eavesdropper, where all nodes are equipped with multiple antennas. No information regarding the eavesdropper is presumed at the transmitter, and we examine both the broadcast MIMO downlink with independent information, and the multicast MIMO downlink with common information for all legitimate receivers. In both cases the information signal is transmitted with just enough power to guarantee a certain SINR at the desired receivers, while the remainder of the power is used to broadcast artificial noise. The artificial interference selectively degrades the passive eavesdropper's signal while remaining orthogonal to the desired receivers. We analyze the confidentiality provided by zero-forcing and optimal minimum-power beamforming designs for the broadcast channel, and optimal minimum-MSE beamformers for the multicast channel. Numerical simulations for the relative SINR and BER performance of the eavesdropper demonstrate the effectiveness of the proposed physical-layer security schemes.
This paper studies masked beamforming schemes for secure communication in broadcast multiple-input multiple-output (MIMO) systems with a passive multiple-antenna eavesdropper. Assuming no information about the eavesdropper is available at the transmitter, we aim to maximize the transmit power of the artificial noise while meeting mean square error (MSE) constraints at the legitimate receivers and the total power constraint at the transmitter. Based on imperfect channel state information (CSI) of the legitimate receivers at the transmitter, we present a worst-case robust masked beamforming algorithm. By exploiting alternating iterative optimization, the proposed algorithm recasts the non-convex optimization problem as two semidefinite program (SDP) based subproblems, which are solvable with interior-point methods. Simulation results are provided to illustrate the secrecy performance of the proposed algorithm.