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Physical Review Letters

Time-Local Equation for the Exact Optimized Effective Potential in Time-Dependent Density Functional Theory

Sheng-Lun Liao, Tak‐San Ho, HERSCHEL A. RABITZ, Shih‐I Chu

Published Jun 16, 2017• 19 citations
Publisher

Abstract

A long-standing challenge in the time-dependent density functional theory is to efficiently solve the exact time-dependent optimized effective potential (TDOEP) integral equation derived from orbital-dependent functionals, especially for the study of nonadiabatic dynamics in time-dependent external fields. In this Letter, we formulate a completely equivalent time-local TDOEP equation that admits a unique real-time solution in terms of time-dependent Kohn-Sham and effective memory orbitals. The time-local formulation is numerically implemented, with the incorporation of exponential memory loss to address the unaccounted for correlation component in the exact-exchange-only functional, to enable the study of the many-electron dynamics of a one-dimensional hydrogen chain. It is shown that the long time behavior of the electric dipole converges correctly and the zero-force theorem is fulfilled in the current implementation.

DOI
10.1103/physrevlett.118.243001

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A long-standing challenge in the time-dependent density functional theory is to efficiently solve the exact time-dependent optimized effective potential (TDOEP) integral equation derived from orbital-dependent functionals, especially for the study of nonadiabatic dynamics in time-dependent external fields. In this Letter, we formulate a completely equivalent time-local TDOEP equation that admits a unique real-time solution in terms of time-dependent Kohn-Sham and effective memory orbitals. The time-local formulation is numerically implemented, with the incorporation of exponential memory loss to address the unaccounted for correlation component in the exact-exchange-only functional, to enable the study of the many-electron dynamics of a one-dimensional hydrogen chain. It is shown that the long time behavior of the electric dipole converges correctly and the zero-force theorem is fulfilled in the current implementation.
The memory effect in time-dependent density functional theory (TDDFT) is important in simulating many time-dependent physical processes, and its implementation in real time has been a longstanding challenge, thus limiting most of TDDFT applications to either adiabatic or linear-response regime. In this paper, we conduct the non-adiabatic calculations for a one-dimensional two-electron Helium model in a triplet state using the recently formulated Sturm-Liouville-type time-local equation for the time-dependent optimized effective potential (TDOEP) with the exact exchange functional, and the results agree with the exact time-dependent Schrodinger equation solutions. It is also found that the time-dependent dipole moment and probability density calculated from the TDOEP approach are more accurate than those from the adiabatic time-dependent Krieger-Li-Iafrate (TDKLI) approximation and the adiabatic local spin density approximation. Specifically, the non-adiabatic and memory-dependent terms in the time-local TDOEP equation correctly describe the time-dependent structure of exchange-correlation potential and yield the probability density evolution. These findings should provide important insights toward future studies on memory effects in TDDFT.
The integral equation for the time-dependent optimized effective potential (TDOEP) in time-dependent density-functional theory is transformed into a set of partial-differential equations. These equations only involve occupied Kohn-Sham orbitals and orbital shifts resulting from the difference between the exchange-correlation potential and the orbital-dependent potential. Due to the success of an analog scheme in the static case, a scheme that propagates orbitals and orbital shifts in real time is a natural candidate for an exact solution of the TDOEP equation. We investigate the numerical stability of such a scheme. An approximation beyond the Krieger-Li-Iafrate approximation for the time-dependent exchange-correlation potential is analyzed.
We obtain the exact Kohn-Sham potentials VKS{V}_{\mathrm{KS}}VKS​ of time-dependent density-functional theory for one-dimensional Hubbard chains, driven by a dc external field, using the time-dependent electron density and current density obtained from exact many-body time evolution. The exact Vxc{V}_{\mathrm{xc}}Vxc​ is compared to the adiabatically exact Vxcad{V}_{\mathrm{xc}}^{\mathrm{ad}}Vxcad​ and the ``instantaneous ground state'' Vxcigs{V}_{\mathrm{xc}}^{\mathrm{igs}}Vxcigs​. The latter is shown to work effectively in some cases when the former fails. Approximations for the exchange-correlation potential Vxc{V}_{\mathrm{xc}}Vxc​ and its gradient, based on the local density and on the local current density, are also considered and both physical quantities are observed to be far outside the reach of any possible local approximation. Insight into the respective roles of ground-state and excited-state correlation in the time-dependent system, as reflected in the potentials, is provided by the pair correlation function.
Most present applications of time-dependent density functional theory use adiabatic functionals, i.e., the effective potential at time t is determined solely by the density at the same time. This paper discusses a method that aims to go beyond this approximation, by incorporating "memory" effects: the derived exchange-correlation potential will depend not only on present densities but also on the past. In order to ensure the potentials are causal, we formulate the action on the Keldysh contour for electrons in electromagnetic fields, from which we derive suitable Kohn-Sham equations. The exchange-correlation action is now a functional of the electron density and velocity field. A specific action functional is constructed which is Galilean invariant and yields a causal exchange-correlation vector potential for the Kohn-Sham equations incorporating memory effects. We show explicitly that the net exchange-correlation Lorentz force is zero. The potential is consistent with known dynamical properties of the homogeneous electron gas (in the linear response limit).
In the present thesis, a rigorous mathematical formulation of time-dependent density-functional theory for lattice systems is derived, serving a formally exact approach towards solving time-dependent many-particle Schrödinger problems. After introducing the necessary mathematical foundations, a one-to-one mapping from external potentials onto electronic densities obtained by solving the Schrödinger equation is introduced. Its properties and the related Banach spaces of scalar potentials and electronic densities are discussed in detail. It allows to precisely formulate the Kohn-Sham Iteration scheme, mapping a given many-particle to an effective single-particle Schrödinger problem, both generating the exact same density. Employing the Banach fixed point theorem, the Kohn-Sham Iteration scheme is proven to be convergent depending on the chosen initial density.
From the local force equation of quantum mechanics and by expanding the interacting wave function in terms of the noninteracting Kohn-Sham wave function, we derive differential equations defining the local Hartree-exchange and the local correlation potential of density functional theory. The derived equations apply to time-dependent as well as to time-independent problems. Approximations to the correlation part of the interacting wave function result in approximations to the effective potential which take the Hartree-exchange forces into account exactly. Under some assumptions, we find explicit expressions for the local effective potential. We analyze the local Hartree-exchange-only approximation for the ground and the first two excited states of an exactly solvable one-dimensional model system of helium and compare the results to an optimized effective potential approach.