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Exotic order in magnetic systems from Majorana fermions

Edmund Bennett

Published Nov 30, 2016• 0 citations
OpenAlex

Abstract

This thesis explores the theoretical representation of localised electrons in magnetic systems, using Majorana fermions. A motivation is provided for the Majorana fermion representation, which is then developed and applied as a mean-field theory and in the path-integral formalism to the Ising model in transversal-field (TFIM) in one, two and three dimensions, on an orthonormal lattice. In one dimension the development of domain walls precludes long-range order in discrete systems; this is as free energy savings due to entropy outweigh the energetic cost of a domain wall. An argument due to Peierls exists in 2D which allows the formation of domains of ordered spins amidst a disordered background, however, which may be extended to 3D. The forms of the couplings to the bosons used in the Random Phase Analysis (RPA) are considered and an explanation for the non-existence of the phases calculated in this thesis is discussed, in terms of spare degrees of freedom in the Majorana representation. This thesis contains the first known application of Majorana fermions at the RPA level.

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Exotic phases of interacting Majorana fermions and parafermions

O'Brien, Edward

In this thesis exotic phases of models preserving the symmetries of the one-dimensional quantum Ising and three-state Potts chains are considered, the natural habitats of Majorana fermions and parafermions, respectively. Along with numerical techniques, conformal field theory (CFT) is used to study the resulting physics. Chapter 1 gives an introduction to the field and explains the basics of the numerical techniques to be used throughout the thesis. CFT is briefly introduced in Chapter 2 before the key results necessary for the thesis are given. In Chapter 3, self-dual interactions are added to the critical Ising model, giving a range of different phases. A tricritical Ising point separates the Ising phase from an order-disorder coexistence phase on the chirally symmetric line, while a supersymmetric line provides the transition to an incommensurate phase in the general model. The model is solved exactly on a free-fermionic line giving insight into the points where only numerical analysis can be performed. This is supplemented by Appendix A, where the qualitative difference between similar perturbations is considered. Chapters 4 and 5 consider models with the symmetries of the three-state Potts model. Various phases are found including an order-disorder coexistence phase, a second critical Potts phase, a "not-A" phase, and a representation symmetry protected topological phase. The effect of lattice momentum on the stability of phases and the connection with conformal field theory operators is studied. Lattice realizations of several CFTs are found, such as the tricritical Potts CFT and a CFT expressible in two different forms, either in terms of a boson and fermion, or Potts and tricritical Ising CFTs.

•Jan 1, 2020•5 citations

Strong correlations and topological order in one-dimensional systems

Wade DeGottardi

This thesis presents theoretical studies of strongly correlated systems as well as topologically ordered systems in 1D. Non-Fermi liquid behavior characteristic of interacting 1D electron systems is investigated with an emphasis on experimentally relevant setups and observables. The existence of end Majorana fermions in a 1D p-wave superconductor subject to periodic, incommensurate and disordered potentials is studied. The Tomonaga-Luttinger liquid (TLL), a model of interacting electrons in one spatial dimension, is considered in the context of two systems of experimental interest. First, a study of the electronic properties of single-walled armchair carbon nanotubes in the presence of transverse electric and magnetic fields is presented. As a result of their effect on the band structure and electron wave functions, fields alter the nature of the (effective) Coulomb interaction in tubes. In particular, it is found that fields couple to nanotube bands (or valleys), a quantum degree of freedom inherited from the underlying graphene lattice. As revealed by a detailed TLL calculation, it is predicted that fields induce electrons to disperse into their spin, band, and charge components. Fields also provide a means of tuning the shell-filling behavior associated with short tubes. The phenomenon of charge fractionalization is investigated in a one-dimensional ring. TLL theory predicts that momentum-resolved electrons injected into the ring will fractionalize into clockwise- and counterclockwise-moving quasiparticles. As a complement to transport measurements in quantum wires connected to leads, non-invasive measures involving the magnetic field profiles around the ring are proposed. Topological aspects of 1D p-wave superconductors are explored. The intimate connection between non-trivial topology (fermions) and spontaneous symmetry breaking (spins) in one-dimension is investigated. Building on this connection, a spin ladder system endowed with vortex degrees of freedom is proposed in order to study the effects that inhomogeneous potentials have on the topological phase diagram. Periodic vortex patterns yield a rich parameter space for tuning into a topologically non-trivial phase. This analysis hinges on the development of a topological invariant based on the wave function of Majorana fermions which inhabit the ends of the system and are robust to disorder. The method is generalized to aperiodic and disordered potentials. The topological phase diagram of such systems is studied; numerical and analytic results are found to be in close agreement.

•Aug 1, 2012•0 citations

Exotic phases of correlated electrons in two dimensions

Yuan-Ming Lu

Exotic phases and associated phase transitions in low dimensions have been a fascinating frontier and a driving force in modern condensed matter physics since the 80s. Due to strong correlation effect, they are beyond the description of mean-field theory based on a single-particle picture and Landau's symmetry-breaking theory of phase transitions. These new phases of matter require new physical quantities to characterize them and new languages to describe them. This thesis is devoted to the study on exotic phases of correlated electrons in two spatial dimensions. We present the following efforts in understanding two-dimensional exotic phases: (1) Using Zn vertex algebra, we give a complete classification and characterization of different one-component fractional quantum Hall (FQH) states, including their ground state properties and quasiparticles. (2) In terms of a non-unitary transformation, we obtain the exact form of statistical interactions between composite fermions in the lowest Landau level (LLL) with v=1/(2m), m=1,2... By studying the pairing instability of composite fermions we theoretically explains recently observed FQHE in LLL with v=1/2,1/4. (3) We classify different Z2 spin liquids (SLs) on kagome lattice in Schwinger-fermion representation using projective symmetry group (PSG). We propose one most promising candidate for the numerically discovered SL state in nearest-neighbor Heisenberg model on kagome lattice}. (4) By analyzing different Z2 spin liquids on honeycomb lattice within PSG classification, we find out the nature of the gapped SL phase in honeycomb lattice Hubbard model, labeled sublattice pairing state (SPS) in Schwinger-fermion representation. We also identify the neighboring magnetic phase of SPS as a chiral-antiferromagnetic (CAF) phase and analyze the continuous phase transition between SPS and CAF phase. For the first time we identify a SL called 0-flux state in Schwinger-boson representation with one (SPS) in Schwinger-fermion representation by a duality transformation. (5) We show that when certain non-collinear magnetic order coexists in a singlet nodal superconductor, there will be Majorana bound states in vortex cores/on the edges of the superconductor. This proposal opens a window for discovering Majorana fermions in strongly correlated electrons. (6) Motivated by recent numerical discovery of fractionalized phases in topological flat bands, we construct wavefunctions for spin-polarized fractional Chern insulators (FCI) and time reversal symmetric fractional topological insulators (FTI) by parton approach. We show that lattice symmetries give rise to different FCI/FTI states even with the same filling fraction. For the first time we construct FTI wavefunctions in the absence of spin conservation which preserve all lattice symmetries. The constructed wavefunctions also set up the framework for future variational Monte Carlo simulations.

•Jan 1, 2011•0 citations

Dynamical response theory of interacting Majorana fermions and its application to generic Kitaev quantum spin liquids in a field

Peng Rao, Roderich Moessner, Johannes Knolle

Motivated by the appearance of Majorana fermions in a broad range of correlated and topological electronic systems, we develop a general method to compute the dynamical response of interacting Majorana fermions in the random-phase approximation (RPA). This can be applied self-consistently on top of Majorana mean-field theory backgrounds, thereby in particular providing a powerful tool to analyze behavior in the vicinity of (various heavily studied) exactly soluble models. Prime examples are quantum spin liquids (QSL) with emergent Majorana excitations, with the celebrated exact solution of Kitaev. We employ the RPA to study in considerable detail phase structure and dynamics of the extended Kitaev honeycomb K J Γ model, with and without an applied field. First, we benchmark our method with Kitaev's exactly soluble model, finding a remarkable agreement. The interactions between Majorana fermions even turn out to mimic the effect of local Z 2 flux excitations, which we explain analytically. Second, we show how small non-Kitaev couplings J and Γ induce Majorana bound states, resulting in sharp features in the dynamical structure factor in the presence of fractionalization: such “spinon excitons” naturally appear, and can coexist and interact with the broad Majorana continuum. Third, for increasing couplings or field, our theory predicts instabilities of the Kitaev QSL (KQSL) triggered by the condensation of the sharp modes. From the high-symmetry momenta of the condensation we can deduce which magnetically ordered phases surround the KQSL, in good agreement with previous finite-size numerics. We discuss implications for experiments and the broad range of applicability of our method to other QSL and Majorana systems.

arXiv:2503.10330•Physical review. B./Physical review. B•Jul 14, 2025•7 citations

Quantum Ising Systems, Edge Modes, and Rabi Lattice

Somenath Jalal

The thesis contains theoretical study of number of systems in low dimension, which are related to quantum Ising model. The main results are emergence of Majorana fermions in condensed matter system. We discuss an array of cavity-QED system, describing atom-photon (spin-boson) interacting problem, namely Rabi lattice model, and calculated its phase diagram. More importantly we showed that in any dimension, the system has Ising dynamics in strong atom-photon coupling limit. For 1D, a special relation between end-to-end spin-spin correlation is presented, which is very much different form the bulk spin-spin correlation. The entanglement between cavities is calculated and shown to have maximum value at the phase transition point. Other problems we studied were the frustrated quantum Ising model and its phase diagram as well as existence of Majorana like edge modes in different phases of the model. The fermionic version of the frustrated quantum Ising problem is also presented. On a different but related note, we present some beautiful results on Falicov Kimball (FK) model, a fermionic model similar to Hubbard model, on a square lattice. Using a canonical representation for electrons (invented by Brijesh Kumar), the FK model is mapped to classical Ising model (at infinite Hubbard interaction limit) on 2D lattice. We performed classical Monte Carlo simulation to study magnetization as a function of Hubbard interaction and also as a function of temperature. The motivation was to study (quantum) charge fluctuation (thus, quantum fluctuation of top of classical Ising thermodynamics) due to finite Hubbard interaction term. We also devote a chapter for basic numerical techniques, such as Density matrix Renormalization Group method, Exact diagonalization for spin system and classical Monte Carlo simulation (for classical 2D Ising model), which we have used in this thesis.

arXiv:1608.07380•Aug 26, 2016•0 citations

Non-Linear Canonical Methods in Strongly Correlated Electron Systems

Matteo Bazzanella

In this thesis some new ideas to perform the analysis of Strongly Correlated Electronic Systems (SCES) are developed. In particular the use of non-linear canonical transformations is considered thoroughly. Using such transformations it is possible, in some circumstances, to simplify the quantum problem redefining the fermionic degrees of freedom used to describe the system. To understand and use effectively these non-linear transformations it is convenient to work in the Majorana fermion representation, i.e., to represent the quantum mechanical operators in terms of Majorana fermions. These objects can be imagined as algebraic constituents of the fermionic degrees of freedom. In a fermionic system, different equivalent sets of (emergent) Majorana fermions can be used to build the fermionic operators that characterize the system. The non-linear transformations can be seen as a way to mix these equivalent sets. Thanks to this insight, it becomes possible to determine the full structure of the group of canonical transformations and to identify an advantageous framework, which allows their use in the study of a generic SCES system. To test these statements the Hubbard and the Kondo lattice models were intensively studied making use of non-linear canonical transformations, obtaining interesting results in both cases. For example, in the Hubbard model a free fermion mean-field description of the paramagnetic Mott insulator was identified, while in the Kondo lattice it was possible to describe already at mean-field level the spin-selective Kondo insulating phase, consistently (from a quantitative and qualitative point of view) with the known numerical results. Moreover the method elaborated for the study of the Hubbard model is suitable for a systematic generalization to other situations and shows great room for improvement. These results prove that, thanks to the redefinition of the degrees of freedom used in the analysis of the system, it becomes possible to obtain quite non-trivial results already at mean-field level, or to consider very involved (but meaningful) correlated quantum states via simple variational trial states. This will potentially permit a more judicious and profitable choice of the fundamental degrees of freedom, allowing for an improvement of the efficiency of the analytical and numerical techniques used in the analysis of many SCES systems.

•Nov 14, 2014•0 citations
This thesis explores the theoretical representation of localised electrons in magnetic systems, using Majorana fermions. A motivation is provided for the Majorana fermion representation, which is then developed and applied as a mean-field theory and in the path-integral formalism to the Ising model in transversal-field (TFIM) in one, two and three dimensions, on an orthonormal lattice. In one dimension the development of domain walls precludes long-range order in discrete systems; this is as free energy savings due to entropy outweigh the energetic cost of a domain wall. An argument due to Peierls exists in 2D which allows the formation of domains of ordered spins amidst a disordered background, however, which may be extended to 3D. The forms of the couplings to the bosons used in the Random Phase Analysis (RPA) are considered and an explanation for the non-existence of the phases calculated in this thesis is discussed, in terms of spare degrees of freedom in the Majorana representation. This thesis contains the first known application of Majorana fermions at the RPA level.
In this thesis exotic phases of models preserving the symmetries of the one-dimensional quantum Ising and three-state Potts chains are considered, the natural habitats of Majorana fermions and parafermions, respectively. Along with numerical techniques, conformal field theory (CFT) is used to study the resulting physics. Chapter 1 gives an introduction to the field and explains the basics of the numerical techniques to be used throughout the thesis. CFT is briefly introduced in Chapter 2 before the key results necessary for the thesis are given. In Chapter 3, self-dual interactions are added to the critical Ising model, giving a range of different phases. A tricritical Ising point separates the Ising phase from an order-disorder coexistence phase on the chirally symmetric line, while a supersymmetric line provides the transition to an incommensurate phase in the general model. The model is solved exactly on a free-fermionic line giving insight into the points where only numerical analysis can be performed. This is supplemented by Appendix A, where the qualitative difference between similar perturbations is considered. Chapters 4 and 5 consider models with the symmetries of the three-state Potts model. Various phases are found including an order-disorder coexistence phase, a second critical Potts phase, a "not-A" phase, and a representation symmetry protected topological phase. The effect of lattice momentum on the stability of phases and the connection with conformal field theory operators is studied. Lattice realizations of several CFTs are found, such as the tricritical Potts CFT and a CFT expressible in two different forms, either in terms of a boson and fermion, or Potts and tricritical Ising CFTs.
This thesis presents theoretical studies of strongly correlated systems as well as topologically ordered systems in 1D. Non-Fermi liquid behavior characteristic of interacting 1D electron systems is investigated with an emphasis on experimentally relevant setups and observables. The existence of end Majorana fermions in a 1D p-wave superconductor subject to periodic, incommensurate and disordered potentials is studied. The Tomonaga-Luttinger liquid (TLL), a model of interacting electrons in one spatial dimension, is considered in the context of two systems of experimental interest. First, a study of the electronic properties of single-walled armchair carbon nanotubes in the presence of transverse electric and magnetic fields is presented. As a result of their effect on the band structure and electron wave functions, fields alter the nature of the (effective) Coulomb interaction in tubes. In particular, it is found that fields couple to nanotube bands (or valleys), a quantum degree of freedom inherited from the underlying graphene lattice. As revealed by a detailed TLL calculation, it is predicted that fields induce electrons to disperse into their spin, band, and charge components. Fields also provide a means of tuning the shell-filling behavior associated with short tubes. The phenomenon of charge fractionalization is investigated in a one-dimensional ring. TLL theory predicts that momentum-resolved electrons injected into the ring will fractionalize into clockwise- and counterclockwise-moving quasiparticles. As a complement to transport measurements in quantum wires connected to leads, non-invasive measures involving the magnetic field profiles around the ring are proposed. Topological aspects of 1D p-wave superconductors are explored. The intimate connection between non-trivial topology (fermions) and spontaneous symmetry breaking (spins) in one-dimension is investigated. Building on this connection, a spin ladder system endowed with vortex degrees of freedom is proposed in order to study the effects that inhomogeneous potentials have on the topological phase diagram. Periodic vortex patterns yield a rich parameter space for tuning into a topologically non-trivial phase. This analysis hinges on the development of a topological invariant based on the wave function of Majorana fermions which inhabit the ends of the system and are robust to disorder. The method is generalized to aperiodic and disordered potentials. The topological phase diagram of such systems is studied; numerical and analytic results are found to be in close agreement.
Exotic phases and associated phase transitions in low dimensions have been a fascinating frontier and a driving force in modern condensed matter physics since the 80s. Due to strong correlation effect, they are beyond the description of mean-field theory based on a single-particle picture and Landau's symmetry-breaking theory of phase transitions. These new phases of matter require new physical quantities to characterize them and new languages to describe them. This thesis is devoted to the study on exotic phases of correlated electrons in two spatial dimensions. We present the following efforts in understanding two-dimensional exotic phases: (1) Using Zn vertex algebra, we give a complete classification and characterization of different one-component fractional quantum Hall (FQH) states, including their ground state properties and quasiparticles. (2) In terms of a non-unitary transformation, we obtain the exact form of statistical interactions between composite fermions in the lowest Landau level (LLL) with v=1/(2m), m=1,2... By studying the pairing instability of composite fermions we theoretically explains recently observed FQHE in LLL with v=1/2,1/4. (3) We classify different Z2 spin liquids (SLs) on kagome lattice in Schwinger-fermion representation using projective symmetry group (PSG). We propose one most promising candidate for the numerically discovered SL state in nearest-neighbor Heisenberg model on kagome lattice}. (4) By analyzing different Z2 spin liquids on honeycomb lattice within PSG classification, we find out the nature of the gapped SL phase in honeycomb lattice Hubbard model, labeled sublattice pairing state (SPS) in Schwinger-fermion representation. We also identify the neighboring magnetic phase of SPS as a chiral-antiferromagnetic (CAF) phase and analyze the continuous phase transition between SPS and CAF phase. For the first time we identify a SL called 0-flux state in Schwinger-boson representation with one (SPS) in Schwinger-fermion representation by a duality transformation. (5) We show that when certain non-collinear magnetic order coexists in a singlet nodal superconductor, there will be Majorana bound states in vortex cores/on the edges of the superconductor. This proposal opens a window for discovering Majorana fermions in strongly correlated electrons. (6) Motivated by recent numerical discovery of fractionalized phases in topological flat bands, we construct wavefunctions for spin-polarized fractional Chern insulators (FCI) and time reversal symmetric fractional topological insulators (FTI) by parton approach. We show that lattice symmetries give rise to different FCI/FTI states even with the same filling fraction. For the first time we construct FTI wavefunctions in the absence of spin conservation which preserve all lattice symmetries. The constructed wavefunctions also set up the framework for future variational Monte Carlo simulations.
Motivated by the appearance of Majorana fermions in a broad range of correlated and topological electronic systems, we develop a general method to compute the dynamical response of interacting Majorana fermions in the random-phase approximation (RPA). This can be applied self-consistently on top of Majorana mean-field theory backgrounds, thereby in particular providing a powerful tool to analyze behavior in the vicinity of (various heavily studied) exactly soluble models. Prime examples are quantum spin liquids (QSL) with emergent Majorana excitations, with the celebrated exact solution of Kitaev. We employ the RPA to study in considerable detail phase structure and dynamics of the extended Kitaev honeycomb K J Γ model, with and without an applied field. First, we benchmark our method with Kitaev's exactly soluble model, finding a remarkable agreement. The interactions between Majorana fermions even turn out to mimic the effect of local Z 2 flux excitations, which we explain analytically. Second, we show how small non-Kitaev couplings J and Γ induce Majorana bound states, resulting in sharp features in the dynamical structure factor in the presence of fractionalization: such “spinon excitons” naturally appear, and can coexist and interact with the broad Majorana continuum. Third, for increasing couplings or field, our theory predicts instabilities of the Kitaev QSL (KQSL) triggered by the condensation of the sharp modes. From the high-symmetry momenta of the condensation we can deduce which magnetically ordered phases surround the KQSL, in good agreement with previous finite-size numerics. We discuss implications for experiments and the broad range of applicability of our method to other QSL and Majorana systems.
The thesis contains theoretical study of number of systems in low dimension, which are related to quantum Ising model. The main results are emergence of Majorana fermions in condensed matter system. We discuss an array of cavity-QED system, describing atom-photon (spin-boson) interacting problem, namely Rabi lattice model, and calculated its phase diagram. More importantly we showed that in any dimension, the system has Ising dynamics in strong atom-photon coupling limit. For 1D, a special relation between end-to-end spin-spin correlation is presented, which is very much different form the bulk spin-spin correlation. The entanglement between cavities is calculated and shown to have maximum value at the phase transition point. Other problems we studied were the frustrated quantum Ising model and its phase diagram as well as existence of Majorana like edge modes in different phases of the model. The fermionic version of the frustrated quantum Ising problem is also presented. On a different but related note, we present some beautiful results on Falicov Kimball (FK) model, a fermionic model similar to Hubbard model, on a square lattice. Using a canonical representation for electrons (invented by Brijesh Kumar), the FK model is mapped to classical Ising model (at infinite Hubbard interaction limit) on 2D lattice. We performed classical Monte Carlo simulation to study magnetization as a function of Hubbard interaction and also as a function of temperature. The motivation was to study (quantum) charge fluctuation (thus, quantum fluctuation of top of classical Ising thermodynamics) due to finite Hubbard interaction term. We also devote a chapter for basic numerical techniques, such as Density matrix Renormalization Group method, Exact diagonalization for spin system and classical Monte Carlo simulation (for classical 2D Ising model), which we have used in this thesis.
In this thesis some new ideas to perform the analysis of Strongly Correlated Electronic Systems (SCES) are developed. In particular the use of non-linear canonical transformations is considered thoroughly. Using such transformations it is possible, in some circumstances, to simplify the quantum problem redefining the fermionic degrees of freedom used to describe the system. To understand and use effectively these non-linear transformations it is convenient to work in the Majorana fermion representation, i.e., to represent the quantum mechanical operators in terms of Majorana fermions. These objects can be imagined as algebraic constituents of the fermionic degrees of freedom. In a fermionic system, different equivalent sets of (emergent) Majorana fermions can be used to build the fermionic operators that characterize the system. The non-linear transformations can be seen as a way to mix these equivalent sets. Thanks to this insight, it becomes possible to determine the full structure of the group of canonical transformations and to identify an advantageous framework, which allows their use in the study of a generic SCES system. To test these statements the Hubbard and the Kondo lattice models were intensively studied making use of non-linear canonical transformations, obtaining interesting results in both cases. For example, in the Hubbard model a free fermion mean-field description of the paramagnetic Mott insulator was identified, while in the Kondo lattice it was possible to describe already at mean-field level the spin-selective Kondo insulating phase, consistently (from a quantitative and qualitative point of view) with the known numerical results. Moreover the method elaborated for the study of the Hubbard model is suitable for a systematic generalization to other situations and shows great room for improvement. These results prove that, thanks to the redefinition of the degrees of freedom used in the analysis of the system, it becomes possible to obtain quite non-trivial results already at mean-field level, or to consider very involved (but meaningful) correlated quantum states via simple variational trial states. This will potentially permit a more judicious and profitable choice of the fundamental degrees of freedom, allowing for an improvement of the efficiency of the analytical and numerical techniques used in the analysis of many SCES systems.