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Strongly Correlated Electron Systems Near Criticality: From Nodal Semimetals to High-Temperature Superconductors

Philipp T. Dumitrescu

Published Jan 1, 2016• 1 citation
OpenAlex

Abstract

In this thesis, we will study aspects of two phases close to criticality arising in solid state systems with strong interactions between electrons. In the first part, we study finite temperature transport in a non-Fermi-liquid phase arising from a nodal semimetal with long-range interactions – the so-called Luttinger-Abrikosov-Beneslavskii phase. We are particularly interested in calculating the finite temperature shear viscosity of the phase and find that it is consistent with a bound proposed in the context of gauge-gravity duality. In the second part of the thesis, we study a minimal model of nematic fluctuations in the high-temperature superconductor iron selenide. Nematic fluctuations arising from a quantum critical point have been proposed to explain the phenomenology of several high-temperature superconductors. In a numerical simulation using determinant quantum Monte Carlo methods, we find no direct evidence of a nematic critical point. However, we still observe a wide region of superconductivity correlated with nematic fluctuations as well as an unusual antiferro-quadrupole order.

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Emergent low temperature phases in strongly correlated multi-orbital and cold atom systems

Christoph M. Puetter

This thesis considers various strongly correlated quantum phases in solid state and cold atom spin systems. In the first part we focus on phases emerging in multi-orbital materials. We study even-parity spin-triplet superconductivity originating from Hund's coupling between t2g orbitals and investigate the effect of spin-orbit interaction on spin-triplet and spin-singlet pairing. Various aspects of the pairing state are discussed against the backdrop of the spin-triplet superconductor Sr2RuO4. Motivated by the remarkable phenomena observed in the bilayer compound Sr3Ru2O7, which point to the formation of an electronic nematic phase in the presence of critical fluctuations, we investigate how such a broken symmetry state emerges from electronic interactions. Since the broken x-y symmetry is revealed experimentally by applying a small in-plane magnetic field component, we examine nematic phases in a bilayer system and the role of the in-plane magnetic field using a phenomenological approach. In addition, we propose a microscopic mechanism for nematic phase formation specific to Sr3Ru2O7. The model is based on a realistic multi-orbital band structure and local and nearest neighbour interactions. Considering all t2g-orbital derived bands on an equal footing, we find a nematic quantum critical point and a nearby meta-nematic transition in the phase diagram. This finding harbours important implications for the phenomena observed in Sr3Ru2O7. The second part is devoted to the study of the anisotropic bilinear biquadratic spin-1 Heisenberg model, where the existence of an unusual direct phase transition between a spin-nematic phase and a dimerized valence bond solid phase in the quasi-1D limit was conjectured based on Quantum Monte Carlo simulations. We establish the quasi-1D phase diagram using a large-N Schwinger boson approach and show that the phase transition is largely conventional except possibly at two particular points. We further discuss how to realize and to detect such phases in an optical lattice.

•Mar 26, 2012•1 citation

Quantum Criticality and Superconductivity in Systems Without Quasiparticles

Li, Chenyuan

The discovery of high-temperature superconductors has raises questions that extend beyond the scope of quasiparticles, a foundational concept in condensed matter theory. This dissertation explores new theoretical approaches to quantum matter without quasiparticle excitations, with a particular focus on quantum criticality and the associated superconductivity in correlated electron compounds. The soluble Sachdev-Ye-Kitaev (SYK) model has recently emerged as a fascinating platform to address the unusual metallic states with T-linear resistivity. We first consider differ- ent variants of random Hubbard models, which share many similarities to key aspects of the original SYK model. Using a large M analysis and a renormalization group method, we propose the existence of quantum critical points with fractionalized excitations separating two distinct phases, which provides insights into the quantum phase transitions and non-Fermi liquid behaviors observed in cuprate superconductors. In the second part of this dissertation, we examine the interplay between non-Fermi liquids and superconductivity with two different pairing mechanisms. Under the framework of random Hubbard model, we demonstrate that superconductivity emerging from non-Fermi liquids strongly deviates from the BCS theory by tuning the relative strength of hopping and exchange interactions. Furthermore, we investigate a two-dimensional Yukawa-SYK model with spatially randomn interactions coupling a Fermi surface to a scalar field associated with a quantum phase transition. Our theory agrees well with transport properties analysed in cuprates, such as a T-linear resistivity and Planckian dissipation.

•Jan 1, 2024•0 citations

Transport and Collective Dynamics in Fermi and Non-Fermi Liquids

Eric Nilsson

Modern quantum materials host a wide range of electronic phases in which transport properties are governed by strong interactions and collective effects. This thesis investigates charge, heat, and momentum transport in interacting electronic systems across different theoretical frameworks, ranging from Fermi liquid theory to strongly coupled strange metals.The first part of the thesis focuses on two-dimensional Fermi liquids at finite temperature, where rapid electron-electron scattering can give rise to hydrodynamic behavior. A kinetic-theory framework allowing an exact treatment of quasiparticle distribution functions beyond the asymptotic low-temperature regime is used to compute the full spectrum of collective modes, providing a detailed characterization of long-lived odd-parity excitations and the intermediate transport regime between ballistic and hydrodynamic flow. The same framework is employed to determine the shear viscosity of interacting electron liquids beyond conventional perturbative limits.The second part of the thesis concerns strongly interacting quantum systems where the quasiparticle picture breaks down.Holographic duality is used to study transport and thermoelectric response in quantum critical systems subject to periodic potentials, providing a controlled framework for momentum relaxation and magnetotransport in non-Fermi liquids. The thesis further develops holographic models of collective charge dynamics in systems with dynamical electromagnetism, including bulk plasmons and surface plasmon polaritons, and explores connections between Fermi surface physics and holographic gauge-field dynamics.

•May 26, 2026•0 citations

Superfluidity in Strongly Correlated Systems

Eun Gook Moon

We study superfluidity in strongly correlated systems by focusing three features as follows. First, interplay between superfluidity and other order parameters near quantum critical points is studied. The onset positions of the order parameters with or without superconductivity determines how they interact with each other. For the spin density wave (SDW) transition, we find that the quantum critical point shifts by order |∆|, where ∆ is pairing amplitude, so that the region of SDW order is smaller in the superconductor than in the metal. This shift is larger than the |∆|2 shift predicted by theories of competing orders which ignore Fermi surface effects. Second, we study a doped antiferromagnetic Mott insulator motivated by copper based high temperature superconductors. Based on spin and charge fractionalization, the algebraic charge liquid phase whose bosonic spinons have energy gap but fermionic holons form Fermi surfaces and its superconductivity are studied. We show fluctuations of local SDW order orientation lead to d-wave superconductivity, and its quantum critical pairing mechanisms are investigated. Also, a theory of bound states between spinons and holons is studied. We show that the fractionalization induces a doubling electron-like quasiparticles, which naturally induces the fractionalized Fermi liquid. The bound state theory describes exotic properties of the underdoped Cuprates such as “nodal-antinodal dichotomy” at a mean field level description. At last, we study superfluidity of fermions in optical lattices near the Feshbach resonance. Due to divergence of scattering length at the resonance, universality is observed and characteristics of superfluidity has been studied. We extend such universal properties by considering superfluid-insulator transition with an even integer number of fermions per unit cell. The resulting insulator interpolates between a band insulator of fermions and a Mott insulator of fermion pairs.

•Dec 1, 2011•0 citations

Quantum Monte Carlo studies of a metallic spin-density wave transition

Max H. Gerlach

Plenty experimental evidence indicates that quantum critical phenomena give rise to much of the rich physics observed in strongly correlated itinerant electron systems such as the high temperature superconductors. A quantum critical point of particular interest is found at the zero-temperature onset of spin-density wave order in two- dimensional metals. The appropriate low-energy theory poses an exceptionally hard problem to analytic theory, therefore the unbiased and controlled numerical approach pursued in this thesis provides important contributions on the road to comprehensive understanding. After discussing the phenomenology of quantum criticality, a sign- problem-free determinantal quantum Monte Carlo approach is introduced and an extensive toolbox of numerical methods is described in a self-contained way. By the means of large-scale computer simulations we have solved a lattice realization of the universal effective theory of interest. The finite-temperature phase diagram, showing both a quasi-long-range spin-density wave ordered phase and a d-wave superconducting dome, is discussed in its entirety. Close to the quantum phase transition we find evidence for unusual scaling of the order parameter correlations and for non-Fermi liquid behavior at isolated hot spots on the Fermi surface.

•Jan 1, 2017•0 citations

Quantum Liquid Crystal Phases in Strongly Correlated Fermionic Systems

Kai Sun

"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."

ProQuest LLC eBooks•Jan 1, 2009•0 citations
In this thesis, we will study aspects of two phases close to criticality arising in solid state systems with strong interactions between electrons. In the first part, we study finite temperature transport in a non-Fermi-liquid phase arising from a nodal semimetal with long-range interactions – the so-called Luttinger-Abrikosov-Beneslavskii phase. We are particularly interested in calculating the finite temperature shear viscosity of the phase and find that it is consistent with a bound proposed in the context of gauge-gravity duality. In the second part of the thesis, we study a minimal model of nematic fluctuations in the high-temperature superconductor iron selenide. Nematic fluctuations arising from a quantum critical point have been proposed to explain the phenomenology of several high-temperature superconductors. In a numerical simulation using determinant quantum Monte Carlo methods, we find no direct evidence of a nematic critical point. However, we still observe a wide region of superconductivity correlated with nematic fluctuations as well as an unusual antiferro-quadrupole order.
This thesis considers various strongly correlated quantum phases in solid state and cold atom spin systems. In the first part we focus on phases emerging in multi-orbital materials. We study even-parity spin-triplet superconductivity originating from Hund's coupling between t2g orbitals and investigate the effect of spin-orbit interaction on spin-triplet and spin-singlet pairing. Various aspects of the pairing state are discussed against the backdrop of the spin-triplet superconductor Sr2RuO4. Motivated by the remarkable phenomena observed in the bilayer compound Sr3Ru2O7, which point to the formation of an electronic nematic phase in the presence of critical fluctuations, we investigate how such a broken symmetry state emerges from electronic interactions. Since the broken x-y symmetry is revealed experimentally by applying a small in-plane magnetic field component, we examine nematic phases in a bilayer system and the role of the in-plane magnetic field using a phenomenological approach. In addition, we propose a microscopic mechanism for nematic phase formation specific to Sr3Ru2O7. The model is based on a realistic multi-orbital band structure and local and nearest neighbour interactions. Considering all t2g-orbital derived bands on an equal footing, we find a nematic quantum critical point and a nearby meta-nematic transition in the phase diagram. This finding harbours important implications for the phenomena observed in Sr3Ru2O7. The second part is devoted to the study of the anisotropic bilinear biquadratic spin-1 Heisenberg model, where the existence of an unusual direct phase transition between a spin-nematic phase and a dimerized valence bond solid phase in the quasi-1D limit was conjectured based on Quantum Monte Carlo simulations. We establish the quasi-1D phase diagram using a large-N Schwinger boson approach and show that the phase transition is largely conventional except possibly at two particular points. We further discuss how to realize and to detect such phases in an optical lattice.
The discovery of high-temperature superconductors has raises questions that extend beyond the scope of quasiparticles, a foundational concept in condensed matter theory. This dissertation explores new theoretical approaches to quantum matter without quasiparticle excitations, with a particular focus on quantum criticality and the associated superconductivity in correlated electron compounds. The soluble Sachdev-Ye-Kitaev (SYK) model has recently emerged as a fascinating platform to address the unusual metallic states with T-linear resistivity. We first consider differ- ent variants of random Hubbard models, which share many similarities to key aspects of the original SYK model. Using a large M analysis and a renormalization group method, we propose the existence of quantum critical points with fractionalized excitations separating two distinct phases, which provides insights into the quantum phase transitions and non-Fermi liquid behaviors observed in cuprate superconductors. In the second part of this dissertation, we examine the interplay between non-Fermi liquids and superconductivity with two different pairing mechanisms. Under the framework of random Hubbard model, we demonstrate that superconductivity emerging from non-Fermi liquids strongly deviates from the BCS theory by tuning the relative strength of hopping and exchange interactions. Furthermore, we investigate a two-dimensional Yukawa-SYK model with spatially randomn interactions coupling a Fermi surface to a scalar field associated with a quantum phase transition. Our theory agrees well with transport properties analysed in cuprates, such as a T-linear resistivity and Planckian dissipation.
Modern quantum materials host a wide range of electronic phases in which transport properties are governed by strong interactions and collective effects. This thesis investigates charge, heat, and momentum transport in interacting electronic systems across different theoretical frameworks, ranging from Fermi liquid theory to strongly coupled strange metals.The first part of the thesis focuses on two-dimensional Fermi liquids at finite temperature, where rapid electron-electron scattering can give rise to hydrodynamic behavior. A kinetic-theory framework allowing an exact treatment of quasiparticle distribution functions beyond the asymptotic low-temperature regime is used to compute the full spectrum of collective modes, providing a detailed characterization of long-lived odd-parity excitations and the intermediate transport regime between ballistic and hydrodynamic flow. The same framework is employed to determine the shear viscosity of interacting electron liquids beyond conventional perturbative limits.The second part of the thesis concerns strongly interacting quantum systems where the quasiparticle picture breaks down.Holographic duality is used to study transport and thermoelectric response in quantum critical systems subject to periodic potentials, providing a controlled framework for momentum relaxation and magnetotransport in non-Fermi liquids. The thesis further develops holographic models of collective charge dynamics in systems with dynamical electromagnetism, including bulk plasmons and surface plasmon polaritons, and explores connections between Fermi surface physics and holographic gauge-field dynamics.
We study superfluidity in strongly correlated systems by focusing three features as follows. First, interplay between superfluidity and other order parameters near quantum critical points is studied. The onset positions of the order parameters with or without superconductivity determines how they interact with each other. For the spin density wave (SDW) transition, we find that the quantum critical point shifts by order |∆|, where ∆ is pairing amplitude, so that the region of SDW order is smaller in the superconductor than in the metal. This shift is larger than the |∆|2 shift predicted by theories of competing orders which ignore Fermi surface effects. Second, we study a doped antiferromagnetic Mott insulator motivated by copper based high temperature superconductors. Based on spin and charge fractionalization, the algebraic charge liquid phase whose bosonic spinons have energy gap but fermionic holons form Fermi surfaces and its superconductivity are studied. We show fluctuations of local SDW order orientation lead to d-wave superconductivity, and its quantum critical pairing mechanisms are investigated. Also, a theory of bound states between spinons and holons is studied. We show that the fractionalization induces a doubling electron-like quasiparticles, which naturally induces the fractionalized Fermi liquid. The bound state theory describes exotic properties of the underdoped Cuprates such as “nodal-antinodal dichotomy” at a mean field level description. At last, we study superfluidity of fermions in optical lattices near the Feshbach resonance. Due to divergence of scattering length at the resonance, universality is observed and characteristics of superfluidity has been studied. We extend such universal properties by considering superfluid-insulator transition with an even integer number of fermions per unit cell. The resulting insulator interpolates between a band insulator of fermions and a Mott insulator of fermion pairs.
Plenty experimental evidence indicates that quantum critical phenomena give rise to much of the rich physics observed in strongly correlated itinerant electron systems such as the high temperature superconductors. A quantum critical point of particular interest is found at the zero-temperature onset of spin-density wave order in two- dimensional metals. The appropriate low-energy theory poses an exceptionally hard problem to analytic theory, therefore the unbiased and controlled numerical approach pursued in this thesis provides important contributions on the road to comprehensive understanding. After discussing the phenomenology of quantum criticality, a sign- problem-free determinantal quantum Monte Carlo approach is introduced and an extensive toolbox of numerical methods is described in a self-contained way. By the means of large-scale computer simulations we have solved a lattice realization of the universal effective theory of interest. The finite-temperature phase diagram, showing both a quasi-long-range spin-density wave ordered phase and a d-wave superconducting dome, is discussed in its entirety. Close to the quantum phase transition we find evidence for unusual scaling of the order parameter correlations and for non-Fermi liquid behavior at isolated hot spots on the Fermi surface.
"This thesis is devoted to the investigation of the quantum liquid crystal phases in strongly correlated electronic systems. Such phases are characterized by their partially broken spatial symmetries and are observed in various strongly correlated systems as being summarized in Chapter 1. In quantum liquid crystal phases formed by fermions, behaviors beyond Landau's theory of the Fermi liquids appear naturally, signed by the absence of well-defined quasiparticle excitations. Although quantum liquid crystal phases often involve strong-coupling physics, the associated symmetry analysis can often be carried out also in a relatively weak coupling regime and this is the main approach taken in this thesis. Two different quantum liquid crystal phases, the nematic state and the smectic state, are studied in Chapters 2 and 3 respectively, by investigating various instabilities of a Landau Fermi liquid. A nematic phase is a state that breaks the rotational symmetry spontaneously but preserves the translational symmetries. It can be reached by the Pomeranchuk instability of a Landau Fermi liquid. The Pomeranchuk instability in the charge (spin-singlet) sector of a Fermi liquid was studied previously within a random phase approximation and by a high-dimensional bosonization method. In Chapter 2, we concentrate on the Pomeranchuk instability in the spin-triplet sector, and two different classes of ordered phases are discovered, dubbed the a and ,8-phases by analogy to the superfluid 3He-A and B-phases. The Fermi surfaces in the a-phases exhibit spontaneous anisotropic distortions, while in the ,8-phases the Fermi surfaces remain circular or spherical with topologically non-trivial spin configurations in momentum space. The behaviors of the low energy bosonic excitations are studied both in the order phases (a and .B) and at the quantum critical point separating the ordered phases from the Fermi liquid phase. In Chapter 3, the smectic phase and the quantum phase transition between a metallic nematic state and a metallic smectic phase are investigated using the random phase approximation, by considering the formation of a unidirectional charge density wave in an electronic nematic state. The associated quantum critical point is investigated within the Hertz-Millis approach. Non-Fermi liquid behaviors are discovered both at the quantum phase transition and in the smectic ordered phase. The theory we studied here provides a simple description for the so-called ""fluctuating stripe"" phase in cuprates. Similar to its classical counterpart, the phase transition between the nematic and smectic phases are described by a ""gauge-like"" theory as required by the rotational invariance in close analogy with the McMillan-deGennes theory of the smectic-nematic phase transition in classical liquid crystals. However, unlike the classical McMillandeGennes theory, in which the coupling between the ""gauge-like"" nematic fluctuations and the ""matter-like"" smectic fields is relevant, in the sense of renormalization group, this coupling is irrelevant at the quantum phase transition. This property enables the study of low energy fluctuations and the fate of fermions near this quantum critical point. In Chapter 4, quantum liquid crystal phases with a broken time-reversal symmetry are investigated. We start by studying the general scenario of timereversal symmetry breaking phases in the absence of magnetic ordering in systems with long-lived low-energy fermionic quasiparticle excitations in two dimensions. Using a Berry phase approach, we classified possible time-reversal symmetry breaking phases by the accompanying spatial symmetry breaking patterns. Two of the simplest situations are referred to as the type I state, which breaks simultaneously the space-inversion symmetry and the time-reversal symmetry, and the type I I state, in which the chiral symmetry is broken in addition to the breaking of the time-reversal symmetry. Although the starting point is general and has little relation with the quantum liquid crystal phases, both type I and type II states defined above are realized by (generalized) Pomeranchuk instabilities. In fact , a type I I state is usually a nematic state which also breaks the time-reversal symmetry. Interestingly, the type II states also shows spontaneously generated Hall effect even in the absence of a magnetic field, which is known as the spontaneous anomalous Hall effect. In Chapter 5, we investigate the stability of a quadratic band-crossing point in two-dimensional fermionic systems that provide an explicit example, within well controlled approximations, for the nematic ordering discussed in Chapter 2 and spontaneous anomalous Hall effect discussed in Chapter 4. At the non-interacting level, we show that a quadratic band-crossing point exists and is topologically stable when the Berry flux of this crossing point is ±27r and the point symmetry group at this point has either fourfold or sixfold rotational symmetries. Strikingly, we find that this would-be topologically stable quadratic band-crossing is marginally unstable against short-range interactions: a quadratic band-crossing point in two dimensions is unstable against shortrange repulsion, no matter how weak! Four ordered phases are found in this system, the quantum anomalous Hall state, the quantum spin Hall phase, the nematic phase, and the nematic-spin-nematic phase."