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Journal of Physics A Mathematical and Theoretical

Development of a self-consistent approximation

Valter A. Ignatchenko, Dmitry S. Polukhin

Published Jan 25, 2016• 8 citations
Publisher

Abstract

Abstract A self-consistent approximation of a higher level than the standard self-consistent approximation, known in various fields of physics as the Migdal, Kraichnan or Born self-consistent approximation, is derived taking into account both the first and second terms of the series for the vertex function. In contrast to the standard approximation, the new self-consistent approximation is described by a system of two coupled nonlinear integral equations for the self-energy and the vertex function. In addition to all the diagrams with non-intersecting lines of correlation/interaction taken into account by the standard self-consistent approximation, the new approach takes into account in each term of the Green’s function expansion a significant number of diagrams with intersections of these lines. Because of this, the shape, linewidth, and amplitude of the resonance peaks of the dynamic susceptibility calculated in this approximation are much closer to the exact values of these characteristics. The advantage of the new self-consistent approach is demonstrated by the example of calculation of the dynamic susceptibility of waves in an inhomogeneous medium.

DOI
10.1088/1751-8113/49/9/095004

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Abstract A self-consistent approximation of a higher level than the standard self-consistent approximation, known in various fields of physics as the Migdal, Kraichnan or Born self-consistent approximation, is derived taking into account both the first and second terms of the series for the vertex function. In contrast to the standard approximation, the new self-consistent approximation is described by a system of two coupled nonlinear integral equations for the self-energy and the vertex function. In addition to all the diagrams with non-intersecting lines of correlation/interaction taken into account by the standard self-consistent approximation, the new approach takes into account in each term of the Green’s function expansion a significant number of diagrams with intersections of these lines. Because of this, the shape, linewidth, and amplitude of the resonance peaks of the dynamic susceptibility calculated in this approximation are much closer to the exact values of these characteristics. The advantage of the new self-consistent approach is demonstrated by the example of calculation of the dynamic susceptibility of waves in an inhomogeneous medium.
We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.
Besides the proof of a modified Luttinger–Ward–Klein variational principle and a related self-consistency idea, there is not much new in principle in this paper. L. Hedin, Phys. Rev . 139, A796–823 (1965) Summary In this chapter a set of equations is formulated that determine the self-energy and the one-body Green's function in terms of the screened Coulomb interaction between classical charges. The equations contain a correction to the classical picture in terms of a vertex function. The physical meaning of the various contributions is discussed. The simplest approximation for the vertex yields the random phase approximation for the polarizability and the GW approximation for the self-energy. Various aspects of the GWA are analyzed, with a focus on the physics that is added beyond Hartree– Fock. A brief summary of model cases illustrates the domain of validity and the limits of the GWA. In this chapter we elaborate in more detail on the question of how to calculate the onebody Green's function from a Dyson equation with a self-energy kernel. In the previous chapter a scheme was introduced to design approximations to the self-energy. However, the question of where to stop, which pieces of physics to include and which to neglect, is not yet settled. Of course, there is no unique answer, besides the exact solution, but different strategies can be more or less advantageous in practice. In a system with a few electrons, for example, different aspects will be important than in a system with many electrons. Here we are mostly interested in solids, or more generally in extended systems. In such systems, screening plays an essential role: the interaction between two charges is strongly modified, in general reduced, by the rearrangement of all the other charges. It is therefore most convenient to reformulate the equations such that screening appears explicitly. Some steps in this direction can be found in earlier chapters, in particular in Sec. 8.3, the formulation of the Ψ [ G , W ]-functional of the screened interaction W instead of the Ф[ G , v c ]-functional of the bare v c . In Sec. 10.5 the screened interaction approximation for the self-energy is derived, with the self-energy as a product of the one-body Green's function and the screened interaction W .
We introduce a scheme through which the ground-state electronic density n and total energy Ey[n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called G W diagram, where W is the dynamically screened electron4ectron interaction function) for the selfenergy operator C. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the G W framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-selfconsistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40-65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 1 4 1 7 % . The same line of argument leads us to conclude that, in our model, 2635% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of C, which is entirely absent in the GW scheme. 5 1 . INTRODUCTION The ground-state (GS) density-functional theory (DFT) due to Hohenberg and Kohn (1964) provides a rigorous foundation for determining properties of systems in their ground states (for reviews see Lundqvist and March (1983), Jones and Gunnarsson (1989) and Dreizler and Gross (1990)). The central position in this theory is taken by the total-energy functional EY[n] which, owing to its unique absolute minimum a t the GS electronic density n, can be used to obtain not only the GS energy but also the GS charge density. tPresent address: Max-Planck-Institut fur Festkorperforschung, HeisenbergstraRe 1, 70569 Stuttgart, Federal Republic of Germany. 0141-8637/97 $12 .00
We extend the self-consistent Green's functions formalism to take into account three-body interactions. We analyze the perturbative expansion in terms of Feynman diagrams and define effective one- and two-body interactions, which allows for a substantial reduction of the number of diagrams. The procedure can be taken as a generalization of the normal ordering of the Hamiltonian to fully correlated density matrices. We give examples up to third order in perturbation theory. To define nonperturbative approximations, we extend the equation-of-motion method in the presence of three-body interactions. We propose schemes that can provide nonperturbative resummation of three-body interactions. We also discuss two different extensions of the Koltun sum rule to compute the ground state of a many-body system.
Hedin's equations provide an elegant route to compute the exact one-body Green's function (or propagator) via the self-consistent iteration of a set of nonlinear equations. Its first-order approximation, known as GWGWGW, corresponds to a resummation of ring diagrams and has shown to be extremely successful in physics and chemistry. Systematic improvement is possible, although challenging, via the introduction of vertex corrections. Considering anomalous propagators and an external pairing potential, we derive a self-consistent set of closed equations equivalent to the famous Hedin equations but having as a first-order approximation, the particle-particle (pp) TTT-matrix approximation, where one performs a resummation of the ladder diagrams. This pp version of Hedin's equations offers a way to go systematically beyond the TTT-matrix approximation by accounting for low-order pp vertex corrections.
A new many-body theory perturbationally consistent to all orders of the perturbation is presented and applied to the Hubbard problem as an example. Use is made of the recent Kim and Wilson commutator projection operator to derive the Dyson equation for the one-particle Green's function and an exact set of coupled differential equations for the damping or self-energy term which are solved self-consistently. The Hubbard III result follows in our first approximation and the Esterling-Lange (EL)-type result in the second. Since we keep the hopping finite throughout the calculation, no degeneracy problem is encountered as in EL.