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IEEE/CIC International Conference on Communications in China (ICCC)

Secure beamforming transmission with limited training and feedback

Jianwei Hu, Yueming Cai, Nan Yang, Xiangyun Zhou, Weiwei Yang

Published Jul 1, 2016• 0 citations
Publisher

Abstract

We consider the secure beamforming transmission over a quasi-static block fading channel from a multi-antenna transmitter to a desired single-antenna receiver, in the presence of a passive single-antenna eavesdropper. We focus on a practical scenario where the transmitter can only acquire the statistical channel knowledge of the eavesdropper and the partial channel knowledge of the legitimate receiver through a finite amount of signaling overhead. To keep control of the outage events caused by the limited channel knowledge, We firstly propose a strategy to determine the wiretap code parameters under the outage constraints, based on which we establish a necessary transmission condition to guarantee a positive secrecy rate. Aided by this transmission condition, we propose an on-off-based transmission scheme and characterize the secrecy throughput performance of the system. Our designed transmission scheme is beneficial for the deployment of physical layer security in practical frequency division duplex (FDD) systems with limited training and feedback.

DOI
10.1109/iccchina.2016.7636775

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We consider the secure beamforming transmission over a quasi-static block fading channel from a multi-antenna transmitter to a desired single-antenna receiver, in the presence of a passive single-antenna eavesdropper. We focus on a practical scenario where the transmitter can only acquire the statistical channel knowledge of the eavesdropper and the partial channel knowledge of the legitimate receiver through a finite amount of signaling overhead. To keep control of the outage events caused by the limited channel knowledge, We firstly propose a strategy to determine the wiretap code parameters under the outage constraints, based on which we establish a necessary transmission condition to guarantee a positive secrecy rate. Aided by this transmission condition, we propose an on-off-based transmission scheme and characterize the secrecy throughput performance of the system. Our designed transmission scheme is beneficial for the deployment of physical layer security in practical frequency division duplex (FDD) systems with limited training and feedback.
We design a novel artificial-noise-aided secure ON-OFF transmission scheme in a wiretap channel. We consider a practical scenario, where the multi-antenna transmitter only obtains partial channel knowledge from the single-antenna receiver through limited training and feedback but has no channel knowledge about the single-antenna eavesdropper. In the design, we first propose a three-period block transmission protocol to capture the practical training and quantization features. We then characterize the statistics of the received signal-to-noise ratios at the receiver and the eavesdropper. Under the secrecy outage constraint, we exploit the ON-OFF scheme to perform secure transmission and derive a closed-form expression for the secrecy throughput. Moreover, we investigate the optimization problem of maximizing the secrecy throughput by proposing an iterative algorithm to determine the optimal power allocation between the information signal and artificial noise, as well as the optimal codeword transmission rate. Furthermore, we define the net secrecy throughput (NST), which takes the signaling overhead into account and address the problem of optimally allocating the block resource to the training and feedback overhead. Numerical results clearly demonstrate how the optimal signaling overhead changes with the number of transmit antennas, and there exists an optimal number of antennas that maximizes the NST.
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Exploiting the randomness embedded in wireless channels, the physical-layer security techniques can provide additional security robustness against malicious eavesdropping at the physical layer of communication systems. To further this line of study, this thesis focuses on developing advanced multi-antenna transmission strategies for enhancing the secrecy performance of wireless communication systems. Assuming perfect channel feedback from the desired receiver and none from the eavesdropper, we consider beamforming with smartly injected artificial noise, aiming to confuse the eavesdropper whilst leaving the desired receiver unaffected. The system parameters are either chosen to be fixed for all transmissions, or adaptively adjusted based on the channel feedback from the desired receiver. For both cases, we provide novel and explicit design solutions for achieving the maximum throughput subject to a secrecy outage constraint. We then derive accurate approximations for the maximum throughput, and give new insights into the additional power cost for achieving a higher security level and the throughput gain of adaptive transmission over non-adaptive transmission. Having investigated the perfect feedback scenario, we then relax the feedback assumption and consider practical effects imposed by limited feedback constraints on the channel from the desired receiver to the transmitter. To deal with quantization error due to limited feedback whilst also accounting for unknown channel of the eavesdropper, we specify a connection outage constraint to guarantee the reliability of desired communication and a secrecy outage constraint to guard against malicious eavesdropping. Under dual outage constraints, we derive a novel optimized rate-adaptive transmission design to maximize the average secrecy throughput. New insights regarding the optimal power/feedback allocation and the number of feedback bits required for efficient quantization are obtained through our analysis. Our preceding study focused on isolated point-to-point transmission without any interference. However, the performance of contemporary wireless networks is often limited by interference from concurrent transmissions. To characterize the impact of interference on secure communication, we consider an interference-limited large-scale network. To confuse the malicious eavesdroppers, in addition to information-bearing signals, the transmitters are designed to generate artificial noise through either beamforming or antenna sectoring in a distributed manner. For both cases, using tools from stochastic geometry, we provide a statistical characterization of the reliability performance of desired communication and the secrecy performance against eavesdropping. We then investigate the networkwide secrecy throughput performance and optimize the transmit power allocation. Our analysis reveals interesting differences between the beamforming and sectoring approaches in terms of the optimal power allocation and the maximum networkwide secrecy throughput.
Secrecy on the physical layer is a promising technique to simplify the overall cross-layer secrecy concept. In many recent works on the multiple antenna wiretap channel, perfect channel state information to the intended receiver as well as the passive eavesdropper are assumed. In this work, the transmitter has only partial information about the channel to the eavesdropper, but full information on the main channel to the intended receiver. The applied channel model is the flat-fading multiple-input single-output wiretap channel. We minimize the outage probability of secure transmission under single-stream beamforming. Additionally, we derive a suboptimal beamforming scheme based on a Markov bound, which performs reasonably well. The results generalize the cases with perfect as well as without channel state information of the eavesdropper channel. Numerical simulations illustrate the secrecy outage probability over the degree of channel knowledge and confirm the theoretical results.
We study secure multi-antenna transmission with limited feedback from the intended receiver and no feedback from the malicious eavesdropper. Our system uses the artificial-noise-aided beamforming approach to enhance secrecy, considering slow fading channels with outage constraints on the reliability performance of legitimate communication and the secrecy performance against eavesdropping. Our analytical results provide conditions on the minimum number of feedback bits and the minimum strength of the intended channel for making secure transmission possible. We observe that strengthening the secrecy outage constraint puts higher requirements on the number of feedback bits and the strength of the intended channel. To maximize the achievable secrecy rate, the optimal transmit power allocation between the information signal and the artificial noise is also derived in closed form.