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Extension of the Lieb-Schultz-Mattis and Kolb theorem -- a topological aspect

K. Nomura

Published Aug 22, 2016• 0 citations
OpenAlex

Abstract

The theorem of Lieb, Schultz and Mattis (LSM), which states that the S=1/2 XXZ spin chain has gapless or degenerate ground states, can be applied to broader models. However, in the original LSM theorem the non-frustrating system was assumed. Independently, Kolb considered the relation between the wave number $q$ and the twisting boundary condition. In our previous paper, reconsidering the LSM theorem and combining Kolb's discussion, we have extended the LSMK theorem for frustrating or non-symmetric cases. However, there remains a complexity in the proof of continuity. In this paper, we will simplify the proof than the previous work. Keywords: Lieb-Schultz-Mattis, rigorous theorem, frustration, one-dimension, topological aspect, Dzyalosinskii-Moriya

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The theorem of Lieb, Schultz and Mattis (LSM), which states that the S=1/2 XXZ spin chain has gapless or degenerate ground states, can be applied to broader models. Independently, Kolb considered the relation between the wave number $q$ and the twisting boundary condition, and he obtained a similar result as LSM. However, in frustrating cases it is known that there exist several exceptions for the assumption of the unique lowest state for the finite size, which is important in the traditional LSM theorem. In our previous paper, without the assumption of the uniqueness, we have extended the LSMK theorem for frustrating and non-symmetric cases. However, there remains a complexity in the proof of continuity. In this paper, we will simplify the proof than the previous work.

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Lieb, Schultz and Mattis (LSM) (1961 Ann. Phys., NY 16 407 ) studied the S = 1/2 XXZ spin chain. The theorems of LSM's paper can be applied to broader models. In the original LSM theorem the nonfrustrating system was assumed. However, reconsidering the LSM theorem, we can extend the LSM theorem for frustrating systems. Next, several researchers tried to extend the LSM theorem for excited states. In the cases , the lowest energy eigenvalues are continuous for wave number q . But we found that their proofs were insufficient, and improve upon them. In addition, we can prove the LSM theory without the assumption of the discrete symmetry, which means that LSM-type theorems are applicable for Dzyaloshinskii–Moriya type interactions or other nonsymmetric models.

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The theorem of Lieb, Schultz and Mattis (LSM), which states that the S=1/2 XXZ spin chain has gapless or degenerate ground states, can be applied to broader models. However, in the original LSM theorem the non-frustrating system was assumed. Independently, Kolb considered the relation between the wave number qqq and the twisting boundary condition. In our previous paper, reconsidering the LSM theorem and combining Kolb's discussion, we have extended the LSMK theorem for frustrating or non-symmetric cases. However, there remains a complexity in the proof of continuity. In this paper, we will simplify the proof than the previous work.
Keywords: Lieb-Schultz-Mattis, rigorous theorem, frustration, one-dimension, topological aspect, Dzyalosinskii-Moriya
The theorem of Lieb, Schultz and Mattis (LSM), which states that the S=1/2 XXZ spin chain has gapless or degenerate ground states, can be applied to broader models. Independently, Kolb considered the relation between the wave number qqq and the twisting boundary condition, and he obtained a similar result as LSM. However, in frustrating cases it is known that there exist several exceptions for the assumption of the unique lowest state for the finite size, which is important in the traditional LSM theorem. In our previous paper, without the assumption of the uniqueness, we have extended the LSMK theorem for frustrating and non-symmetric cases. However, there remains a complexity in the proof of continuity. In this paper, we will simplify the proof than the previous work.
Lieb, Schultz and Mattis (LSM) (1961 Ann. Phys., NY 16 407 ) studied the S = 1/2 XXZ spin chain. The theorems of LSM's paper can be applied to broader models. In the original LSM theorem the nonfrustrating system was assumed. However, reconsidering the LSM theorem, we can extend the LSM theorem for frustrating systems. Next, several researchers tried to extend the LSM theorem for excited states. In the cases , the lowest energy eigenvalues are continuous for wave number q . But we found that their proofs were insufficient, and improve upon them. In addition, we can prove the LSM theory without the assumption of the discrete symmetry, which means that LSM-type theorems are applicable for Dzyaloshinskii–Moriya type interactions or other nonsymmetric models.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
The Lieb-Schultz-Mattis (LSM) theorem and its higher-dimensional extensions forbid the existence of a unique, symmetric, and gapped ground state at fractional fillings in quantum many-body systems with a conserved particle number (or spin angular momentum) and the conventional translation symmetry of Euclidean lattices. In this work, we propose a generalization of the LSM theorem to quantum many-body systems on hyperbolic lattices, i.e., regular tessellations of two-dimensional negatively curved space. By leveraging concepts from hyperbolic band theory in a many-body setting, we adapt Oshikawa's flux-threading argument to periodic hyperbolic lattices with a non-Euclidean (Fuchsian) translation symmetry and compute a lower-bound to the ground-state degeneracy as a function of filling and lattice geometry. We explore the consequences of LSM constraints for gapped phases of hyperbolic quantum matter and suggest frustrated spin models on hyperbolic analogs of the square and triangular lattices as promising platforms for realizing symmetric spin liquids in hyperbolic space.
In closed systems, the celebrated Lieb-Schultz-Mattis (LSM) theorem states that a one-dimensional locally interacting half-integer spin chain with translation and spin rotation symmetries cannot have a non-degenerate gapped ground state. However, the applicability of this theorem is diminished when the system interacts with a bath and loses its energy conservation. In this letter, we propose that the LSM theorem can be revived in the entanglement Hamiltonian when the coupling to the bath renders the system short-range correlated. Specifically, we argue that the entanglement spectrum cannot have a non-degenerate minimum, isolated by a gap from other states. We further support the results with numerical examples where a spin-[Formula: see text] system is coupled to another spin-[Formula: see text] chain serving as the bath. Compared with the original LSM theorem that primarily addresses UV-IR correspondence, our findings reveal that the UV data and topological constraints also play a pivotal role in shaping the entanglement in open quantum many-body systems.
We propose and prove a family of generalized Lieb-Schultz-Mattis~(LSM) theorems for symmetry protected topological~(SPT) phases on boson/spin models in any dimensions. The ``conventional'' LSM theorem, applicable to e.g. any translation invariant system with an odd number of spin-1/2 particles per unit cell, forbids a symmetric short-range-entangled ground state in such a system. Here we focus on systems with no LSM anomaly, where global/crystalline symmetries and fractional spins within the unit cell ensure that any symmetric SRE ground state must be a non-trivial SPT phase with anomalous boundary excitations. Depending on models, they can be either strong or ``higher-order'' crystalline SPT phases, characterized by non-trivial surface/hinge/corner states. Furthermore, given the symmetry group and the spatial assignment of fractional spins, we are able to determine all possible SPT phases for a symmetric ground state, using the real space construction for SPT phases based on the spectral sequence of cohomology theory. We provide examples in one, two and three spatial dimensions, and discuss possible physical realization of these SPT phases based on condensation of topological excitations in fractionalized phases.