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Cambridge University Press eBooks

Particles and waves

Vladimir Mitin, Viatcheslav A. Kochelap, Michael A. Stroscio

Published Dec 6, 2007• 0 citations
Publisher

Abstract

Introduction The evolution of microelectronics toward reduced device sizes has proceeded to a degree that renders conventional models, approaches, and theories inapplicable. Indeed, for objects with sizes of 100 nanometers or less it is frequently the case that the length scales associated with fundamental physical processes are comparable to the geometrical size of the device; also, fundamental time scales associated with physical processes are of the order of the time parameters for nanodevice operation. Therefore, on the nanoscale the theories and models underlying modern nanoelectronics become more complicated, and rely more and more on basic science. Generally, in the nanoworld the fundamental laws of physics that govern particles and material fields differ from those that apply to familiar macroscopic phenomena such as the motion of a baseball or a train. Instead of classical mechanics, that works so well for macroscopic phenomena, the motion of particles in the nanoworld is determined by the so-called wave mechanics or quantum mechanics. An underlying principle of central importance for nanophysics is the fundamental concept that all matter , including electrons, nuclei, and electromagnetic fields, behaves as both waves and particles , that is, wave–particle duality is a basic characteristic of all matter. At first glance, wave properties and particle properties for the same physical object are hardly compatible. To understand wave–particle duality, we will briefly review, in the following two subsections, the basic properties of particles and waves known from classical physics.

DOI
10.1017/cbo9780511809095.003

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Introduction The evolution of microelectronics toward reduced device sizes has proceeded to a degree that renders conventional models, approaches, and theories inapplicable. Indeed, for objects with sizes of 100 nanometers or less it is frequently the case that the length scales associated with fundamental physical processes are comparable to the geometrical size of the device; also, fundamental time scales associated with physical processes are of the order of the time parameters for nanodevice operation. Therefore, on the nanoscale the theories and models underlying modern nanoelectronics become more complicated, and rely more and more on basic science. Generally, in the nanoworld the fundamental laws of physics that govern particles and material fields differ from those that apply to familiar macroscopic phenomena such as the motion of a baseball or a train. Instead of classical mechanics, that works so well for macroscopic phenomena, the motion of particles in the nanoworld is determined by the so-called wave mechanics or quantum mechanics. An underlying principle of central importance for nanophysics is the fundamental concept that all matter , including electrons, nuclei, and electromagnetic fields, behaves as both waves and particles , that is, wave–particle duality is a basic characteristic of all matter. At first glance, wave properties and particle properties for the same physical object are hardly compatible. To understand wave–particle duality, we will briefly review, in the following two subsections, the basic properties of particles and waves known from classical physics.
This is the third of three chapters that apply the concepts of Chapters 1, 2, and 3 to the three principal types of waves: mechanical, electromagnetic, and quantum. Although mechanical waves may be the most obvious in everyday life, and electromagnetic waves may be the most useful to our technological society, a case can be made that quantum waves are the most fundamental. As you'll see in this chapter, every bit of matter in the Universe behaves like a wave under certain circumstances, so it's hard to imagine anything more fundamental. If you're thinking that life in the macroscopic world moves along just fine without considering quantum effects, you should realize that the laws of classical physics are approximations, and all the quantum weirdness described in this chapter blends smoothly with classical physics when they overlap. Much of that weirdness comes from the dual wave and particle nature of matter and energy, and one of the goals of this chapter is to help you understand what's actually doing all this waving. This chapter begins with a comparison of the characteristics of waves and particles in Section 6.1, followed by a discussion of wave–particle duality in Section 6.2. You can read about the Schrödinger equation and probability wavefunctions in Sections 6.3 and 6.4, and quantum wave packets are discussed in Section 6.5. Wave and particle characteristics Before studying modern physics, most students think of particles and waves as belonging to fundamentally different categories of objects. That's understandable, because particles and waves have several very different characteristics, including the way in which they occupy space, the way they travel through openings, and the way they interact with other particles or waves. Here's a summary of some of the differentiating characteristics between particles and waves. Occupying space. Particles exist in a well-defined amount of space; if you could pause time at some instant during a tennis match, all of the spectators would agree on the position of the ball at that instant.
Introduction In this chapter we discuss the basic physical concepts and equations related to the behavior of particles in the nanoworld. We introduce the Schrödinger wave equation for particles and determine the ways to calculate observable physical quantities. We find that, in wave mechanics, the motion of a particle confined to a finite volume is always characterized by discrete values of the energy and standing-wave-like wavefunctions, i.e., such a motion is quantized. While motion in an infinite space (i.e., free motion) is not quantized and is described by propagating waves, the energy of the particle is characterized by a continuous range of values. Keeping in mind the diverse variants of nanostructures, by using wave mechanics we analyze some particular examples, which highlight important quantum properties of particles. Many of the examples analyzed can serve as the simplest models of nanostructures and will be exploited in following chapters to understand the fundamentals of processes in nanoelectronics. The Schrödinger wave equation From the previous chapter, we conclude that nanosize physical systems are quantum-mechanical systems, inasmuch as their sizes are comparable to typical de Broglie wavelengths of the particles composing these systems. In dealing with quantum-mechanical systems, one aims at determining the wavefunction of a single particle or of the whole system. As we will demonstrate in the subsequent discussion, knowledge of the wavefunction in quantum mechanics is sufficient to describe completely a particle or even a system of particles.
Chapter 3 provides a brief review of a few concepts from classical Newtonian physics, and how this fails to explain phenomena at the nanoscopic scale. As is detailed within, the classical mechanical model is able to describe all observed physical phenomena; however, when it comes to the nanoscale this model breaks down, because the properties of the materials change dramatically. At this scale, the surface-to-volume ratio increases, gravitational forces become negligible and random molecular motion becomes more important. This changes the properties of the material and affects the devices that are fabricated at this scale. It is hence necessary to develop a new model that can explain such physical phenomena. This has led to a new branch of physics, i.e. quantum physics (QP) or quantum mechanics, which is able to explain the behavior observed at nanoscale. QP enables us to explain phenomena such as the photoelectric effect, Compton effect. etc. In this chapter, we introduce quantum mechanics and how it evolved in the late 19th and early 20th centuries. Further, light’s behaviour as a particle as well as a wave is described by the photoelectric effect and Young’s double-slit experiment, respectively. Further, the dual nature of the particle is explained using the de Broglie principle. Schrodinger’s equation is then explained, which gives the probability of finding a subatomic-scale particle at a certain position in a quantum well. In addition to the formulation of Schrodinger’s equation, its solution, the concept of a potential well, the characteristics of the wave function and its interpretation and significance, and, finally, the application of Schrodinger’s equation in the structure of an atom form subsequent parts of this chapter. The equation serves as a basis with which to understand band theory. Band theory explains the difference between conductors, insulators and semiconductors. Materials are distinguished according to the differences in their band gaps. Adding impurities or varying temperature changes the band gap in semiconductors, which consequently changes the properties of the semiconductor and its electrical conduction. One more important measure to understand and exploit the properties and behaviour of materials is Fermi–Dirac statistics. It is useful to acquire the probability of electrons at a given energy level at a specific temperature. These concepts can be utilised by physicists and chip makers to make more energy-efficient devices. Hence, this chapter details the fundamentals of quantum physics and how they relate to the electrical properties of nanodevices.
One of the earliest and most important tenets of quantum mechanics is the wave-particle duality: light behaves sometimes like a wave and at other times as particle and similarly an electron can also behave both like a particle and as a wave. When the formal laws of quantum mechanics are formulated, the central quantity that describes the particles is the wave function. This points to the need for a good understanding of the properties of the waves. This chapter introduces the concepts and most essential applications that are required to follow the discussion of quantum mechanical laws and systems. The basic characteristics of the waves, such as the superposition principle are presented, and the interference and the diffraction phenomena are discussed. The Young’s double slit experiment in analysed and the formation of interference pattern is explicitly shown. The Rayleigh criterion for the microscopic resolution is also derived.
Wave-particle duality is widely regarded as one of the conceptual pillars of modern quantum theory, providing the framework through which the behavior of microscopic matter can be consistently interpreted. According to this principle, microscopic entities such as electrons, photons, atoms and even complex molecules exhibit both wave-like and particle-like properties depending on the experimental configuration used to observe them. This duality is quantitatively formalized through the De Broglie relation, which associates a wavelength with any particle possessing momentum. The present work provides a comprehensive theoretical analysis of the physical and mathematical foundations of wave-particle duality, focusing particularly on the De Broglie wavelength and the kinetic energy of the electron in both non-relativistic and relativistic regimes. The connection between the De Broglie hypothesis and Schrödinger’s equation is discussed in detail, highlighting the role of the kinetic energy operator and the interpretation of matter waves in terms of quantum wave packets. Experimental evidence supporting the wave nature of matter, including electron diffraction experiments and interferometry techniques, is also reviewed. Beyond their conceptual importance, these principles underpin several modern technologies, including electron microscopy, nanoscale semiconductor devices and quantum metrology. The analysis demonstrates that the De Broglie relation provides a unifying framework connecting momentum, wavelength and kinetic energy, thereby forming a fundamental bridge between classical mechanics, quantum theory and modern technological applications.
In order to understand the properties of nanoparticles, it is very much required to have knowledge of quantum mechanics. This chapter introduces the basic concept of quantum mechanics. This chapter starts with quantum theory for radiation. It has been observed that the phenomena related to intense radiation like interference, diffraction, etc., could be well described with the help of Maxwell’s wave theory. But in the case of weakly intensed light, wave theory cannot be used to predict the related experimental phenomena. In this regard, quantum theory has been developed considering the particle nature of radiation. This evaluation of quantum theory has been briefly discussed in this chapter. In the world of matter, Newton’s law is successfully used to predict the position, velocity, acceleration, etc., of any macroscopic particle. But this couldn’t be used for particles of tiny dimensions like electrons, neutrons, etc. The difference is that for macroscopic particles we can measure their position and velocity with some accuracy, but for tiny particles, called quantum particles, it is difficult to determine their position and velocity at any given point in time. Wave theory has been presented by Schrödinger to predict features of quantum particles. We have given a few examples where Schrödinger’s wave theory can successfully explain quantum particles’ behavior under static as well as dynamic conditions. But in a real system, we cannot use this theory. We have discussed a few approximation methods to be used with Schrödinger’s wave theory in the case of a real system.