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Institute of Physics eBooks

Introduction to the quantum theory of solids

Rutu Parekh, Rasika Dhavse

Published Dec 1, 2023• 4 citations
Publisher

Abstract

Chapter 3 provides a brief review of a few concepts from classical Newtonian physics, and how this fails to explain phenomena at the nanoscopic scale. As is detailed within, the classical mechanical model is able to describe all observed physical phenomena; however, when it comes to the nanoscale this model breaks down, because the properties of the materials change dramatically. At this scale, the surface-to-volume ratio increases, gravitational forces become negligible and random molecular motion becomes more important. This changes the properties of the material and affects the devices that are fabricated at this scale. It is hence necessary to develop a new model that can explain such physical phenomena. This has led to a new branch of physics, i.e. quantum physics (QP) or quantum mechanics, which is able to explain the behavior observed at nanoscale. QP enables us to explain phenomena such as the photoelectric effect, Compton effect. etc. In this chapter, we introduce quantum mechanics and how it evolved in the late 19th and early 20th centuries. Further, light’s behaviour as a particle as well as a wave is described by the photoelectric effect and Young’s double-slit experiment, respectively. Further, the dual nature of the particle is explained using the de Broglie principle. Schrodinger’s equation is then explained, which gives the probability of finding a subatomic-scale particle at a certain position in a quantum well. In addition to the formulation of Schrodinger’s equation, its solution, the concept of a potential well, the characteristics of the wave function and its interpretation and significance, and, finally, the application of Schrodinger’s equation in the structure of an atom form subsequent parts of this chapter. The equation serves as a basis with which to understand band theory. Band theory explains the difference between conductors, insulators and semiconductors. Materials are distinguished according to the differences in their band gaps. Adding impurities or varying temperature changes the band gap in semiconductors, which consequently changes the properties of the semiconductor and its electrical conduction. One more important measure to understand and exploit the properties and behaviour of materials is Fermi–Dirac statistics. It is useful to acquire the probability of electrons at a given energy level at a specific temperature. These concepts can be utilised by physicists and chip makers to make more energy-efficient devices. Hence, this chapter details the fundamentals of quantum physics and how they relate to the electrical properties of nanodevices.

DOI
10.1088/978-0-7503-4811-9ch3

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Chapter 3 provides a brief review of a few concepts from classical Newtonian physics, and how this fails to explain phenomena at the nanoscopic scale. As is detailed within, the classical mechanical model is able to describe all observed physical phenomena; however, when it comes to the nanoscale this model breaks down, because the properties of the materials change dramatically. At this scale, the surface-to-volume ratio increases, gravitational forces become negligible and random molecular motion becomes more important. This changes the properties of the material and affects the devices that are fabricated at this scale. It is hence necessary to develop a new model that can explain such physical phenomena. This has led to a new branch of physics, i.e. quantum physics (QP) or quantum mechanics, which is able to explain the behavior observed at nanoscale. QP enables us to explain phenomena such as the photoelectric effect, Compton effect. etc. In this chapter, we introduce quantum mechanics and how it evolved in the late 19th and early 20th centuries. Further, light’s behaviour as a particle as well as a wave is described by the photoelectric effect and Young’s double-slit experiment, respectively. Further, the dual nature of the particle is explained using the de Broglie principle. Schrodinger’s equation is then explained, which gives the probability of finding a subatomic-scale particle at a certain position in a quantum well. In addition to the formulation of Schrodinger’s equation, its solution, the concept of a potential well, the characteristics of the wave function and its interpretation and significance, and, finally, the application of Schrodinger’s equation in the structure of an atom form subsequent parts of this chapter. The equation serves as a basis with which to understand band theory. Band theory explains the difference between conductors, insulators and semiconductors. Materials are distinguished according to the differences in their band gaps. Adding impurities or varying temperature changes the band gap in semiconductors, which consequently changes the properties of the semiconductor and its electrical conduction. One more important measure to understand and exploit the properties and behaviour of materials is Fermi–Dirac statistics. It is useful to acquire the probability of electrons at a given energy level at a specific temperature. These concepts can be utilised by physicists and chip makers to make more energy-efficient devices. Hence, this chapter details the fundamentals of quantum physics and how they relate to the electrical properties of nanodevices.
The identity and size of atoms is explicable only in quantum physics. The double slit experiment illustrates the wave-particle duality of light and of matter. To describe quantum interference the concept of a complex probability is introduced, the squared amplitude of which is the probability of a particle being at a particular location. The uncertainty relation requires atomic motion in solids even at absolute zero. The symmetry of exchanging indistinguishable particles leads to the classification of particles as fermions or bosons. The exclusion principle applies to electrons and rationalises the Periodic Table and much more. Electrons in solids exist in bands of energy. Band theory explains why some materials are electrical conductors, others are insulators or semiconductors. Chemical bonding involves quantum tunnelling of electrons. Hydrogen may diffuse in solids by quantum tunnelling. The temperature dependence of the specific heat of a solid is explicable only in quantum physics.
Quantum mechanics is a theory to explain and predict the behavior of particles such as electrons, protons, neutrons, atomic nuclei, atoms, and molecules, as well as the photon–the particle associated with electromagnetic radiation or light. From quantum theory we obtain the laws of chemistry as well as explanations for the properties of materials, such as crystals, semiconductors, superconductors, and superfluids. Applications of quantum behavior give us transistors, computer chips, lasers, and masers. The relatively new field of molecular biology, which leads to our better understanding of biological structures and life processes, derives from quantum considerations. Thus, quantum behavior encompasses a large fraction of modern science and technology. Quantum theory was developed during the first half of the twentieth century through the efforts of many scientists. In 1926, E. Schrödinger interjected wave mechanics into the array of ideas, equations, explanations, and theories that were prevalent at the time to explain the growing accumulation of observations of quantum phenomena. His theory introduced the wave function and the differential wave equation that it obeys. Schrödinger's wave mechanics is now the backbone of our current conceptional understanding and our mathematical procedures for the study of quantum phenomena. Our presentation of the basic principles of quantum mechanics is contained in the first three chapters. Chapter 1 begins with a treatment of plane waves and wave packets, which serves as background material for the subsequent discussion of the wave function for a free particle.
This chapter starts with the historical development of quantum mechanics and explanations of key concepts behind fundamental discoveries such as Planck's hypothesis, the photoelectric effect, Bohr's atomic model, Compton scattering, the de Broglie hypothesis, the Pauli exclusion principle, the Schrödinger equation, Heisenberg quantum mechanics and the uncertainty principle, the Born interpretation of wave function, the Davisson and Germer experiment, and Dirac relativistic quantum mechanics, which made important contributions to the foundation of modern quantum mechanics. Concepts like the particle properties of radiation, the wave properties of matter, quantized energy and momentum, and the idea that one can no longer know exactly where a single particle like an electron is at any instant of time are brought out clearly through this chapter. A list of important quantum mechanical parameters along with solved examples and unsolved exercises on the key concepts are included towards the end.
Introduction The evolution of microelectronics toward reduced device sizes has proceeded to a degree that renders conventional models, approaches, and theories inapplicable. Indeed, for objects with sizes of 100 nanometers or less it is frequently the case that the length scales associated with fundamental physical processes are comparable to the geometrical size of the device; also, fundamental time scales associated with physical processes are of the order of the time parameters for nanodevice operation. Therefore, on the nanoscale the theories and models underlying modern nanoelectronics become more complicated, and rely more and more on basic science. Generally, in the nanoworld the fundamental laws of physics that govern particles and material fields differ from those that apply to familiar macroscopic phenomena such as the motion of a baseball or a train. Instead of classical mechanics, that works so well for macroscopic phenomena, the motion of particles in the nanoworld is determined by the so-called wave mechanics or quantum mechanics. An underlying principle of central importance for nanophysics is the fundamental concept that all matter , including electrons, nuclei, and electromagnetic fields, behaves as both waves and particles , that is, wave–particle duality is a basic characteristic of all matter. At first glance, wave properties and particle properties for the same physical object are hardly compatible. To understand wave–particle duality, we will briefly review, in the following two subsections, the basic properties of particles and waves known from classical physics.
Quantum mechanics is the fundamental theory of nature at small scales and low energies of atoms and subatomic particles. Quantum mechanics is inescapable. Nearly all fields of modern physics, from elementary particles to the big bang, from semiconductors to solar energy cells, are related to quantum physics. Particles have characteristic trait of both particles and waves. The Schrodinger equation is the basic equation of quantum mechanics. The Schrodinger equation was established based on the quantization of energy conservation using quantum operators and the de Broglie relation. Wave function plays an important role in quantum mechanics. The probability interpretation assumes that the norm of the wave function measures the probability of the system in a particular coordinate or representation, in which the total probability is normalized.
Chapter 4 deals with Quantum Mechanical (QM) phenomena. The first section describes the first attempts at quantization of energy, momentum, angular momentum, etc. We start with Plank's solution to the black-body problem, introducing the concept of photons: discrete packets of electromagnetic energy. We show how Plank's description of black-body radiation is perfectly fit by the cosmic microwave radiation, providing the strongest evidence for the Big-Bang at the origin of the Universe. We then describe Bohr's solution to the paradoxical stability of atoms, introducing quantization of angular momentum (or action) and correctly predicting the energy levels of the hydrogen atom. We show how Einstein used Plank's idea to explain the photo-electric effect (an effect exploited in CCD cameras and solar cells) and how he used Bohr's understanding of energy levels in atoms to provide an intuitive explanation of Plank's law. Einstein insight opened the way to the field of spectroscopy and the development of the laser. In the second section, following the lead of Dirac, we show that QM is equivalent to Linear Algebra in the space of complex functions (which describe the state of the system). We show that Schrödinger's equation is a natural consequence of that description, once the relation between energy and frequency established by Plank (for photons) and de Broglie (for particles) is taken into account. In the context of the chiral ammonia molecule we discuss the queerness of QM which describes physical systems as superposition of states (such as left and right chirality state of a molecule, dead and alive cat). We show that this queerness is nonetheless supported by experiments and is behind much of our technology: masers and lasers, atomic clocks, semiconductors (diodes, transistors, etc.). In the following section we introduce the representation of operators in QM (the equivalent of matrices in linear algebra): momentum, position, energy, etc. which correspond to measurements on the system. We show that the non-commutability of some operators (common with matrix operations) leads to Heisenberg uncertainty principle: the position and momentum of a particle cannot be determined with absolute precision. We discuss the solution of Schrödinger's equation for free particles demonstrating their equivalence with EM phenomena: particles undergo refraction and diffraction, exemplifying the particle/wave duality inherent to QM systems. We discuss QM tunneling and its use in the Scanning Tunneling Microscope. In the following section we study Dirac's equation: the successful attempt by Dirac to unify QM with Einstein's relativity, with the resulting prediction of anti-particles and spin. We then solve for the energy levels of electrons in the hydrogen atom (from Schrödinger's equation) and show that the existence of spin profoundly affects the behavior of electrons in an atom: they cannot share the same energy level, a rule known as Pauli's exclusion principle. Pauli's principle is central to the understanding of the chemical properties of atoms and fully explains Mendeleev's periodic table of the elements. In the next section we discuss along with two exactly soluble systems (diatomic rotational and vibrational levels), various approximations used to study systems (e.g. molecules) for which there are no analytical solutions. In particular, we introduce Pauling's variational approach, Hückel molecular orbital theory and time independent perturbation theory. We apply those approaches to determine the energy levels in alkenes, in multi-electron atoms and in systems under constant electric or magnetic field (such as in Magnetic Resonance Imaging). In the last section we discuss time dependent perturbation theory. We use it to establish the rules allowing for transitions between energy levels and revisit Einstein description of absorption/emission phenomena.