This Ph.D. thesis in mathematical physics concerns systems of interacting fermions with strong correlations. For these systems the physical properties can only be described in terms of the collective behavior of the fermions. Moreover, they are often characterized by a close competition between fermion localization versus delocalization, which can result in complex and exotic physical phenomena. Strongly correlated fermion systems are usually modelled by many-body Hamiltonians for which the kinetic- and interaction energy have the same order of magnitude. This makes them challenging to study as the application of conventional computational methods, like mean field- or perturbation theory, often gives unreliable results. Of particular interest are Hubbard-type models, which provide minimal descriptions of strongly correlated fermions. The research of this thesis focuses on such models defined on two-dimensional square lattices. One motivation for this is the so-called high-Tc problem of the cuprate superconductors. A main hypothesis is that there exists an underlying Fermi surface with nearly flat parts, i.e. regions where the surface is straight. It is shown that a particular continuum limit of the lattice system leads to an effective model amenable to computations. This limit is partial in that it only involves fermion degrees of freedom near the flat parts. The result is an effective quantum field theory that is analyzed using constructive bosonization methods. Various exactly solvable models of interacting fermions in two spatial dimensions are also derived and studied.
Extreme correlations arise as the limit of strong correlations, when the local interaction constant
U goes to infinity. This singular limit transforms canonical fermions to noncanonical Hubbard-type operators with a specific graded Lie algebra replacing the standard anticommutators. We are forced to deal with a fundamentally different and more complex lattice field theory. We study the $t\text{\ensuremath{-}}J$ model, embodying such extreme correlations. We formulate the picture of an extremely correlated electron liquid, generalizing the standard Fermi liquid. This quantum liquid breaks no symmetries, and has specific signatures in various physical properties, such as the Fermi-surface volume and the narrowing of electronic bands by spin- and density-correlation functions. We use Schwinger's source field idea to generate equations for the Green's function for the Hubbard operators. A local (matrix) scale transformation in the time domain to a quasiparticle Green's function is found to be optimal. This transformation allows us to generate vertex functions that are guaranteed to reduce to the bare values for high frequencies, i.e., are ``asymptotically free.'' The quasiparticles are fractionally charged objects, and we find an exact Schwinger-Dyson equation for their Green's function, i.e., the self-energy is given explicitly in terms of the singlet and triplet particle-hole vertex functions. We find a hierarchy of equations for the vertex functions, and further we obtain Ward identities so that systematic approximations are feasible. An expansion in terms of the density of holes measured from the Mott Hubbard insulating state follows from the nature of the theory. A systematic presentation of the formalism is followed by some preliminary explicit calculations. We find a
d-wave superconducting instability at low
T that formally resembles that found in the resonating valence-bond theory, but with a much reduced
Tc.
This Ph.D. thesis in mathematical physics concerns systems of interacting fermions with strong correlations. For these systems the physical properties can only be described in terms of the collective behavior of the fermions. Moreover, they are often characterized by a close competition between fermion localization versus delocalization, which can result in complex and exotic physical phenomena. Strongly correlated fermion systems are usually modelled by many-body Hamiltonians for which the kinetic- and interaction energy have the same order of magnitude. This makes them challenging to study as the application of conventional computational methods, like mean field- or perturbation theory, often gives unreliable results. Of particular interest are Hubbard-type models, which provide minimal descriptions of strongly correlated fermions. The research of this thesis focuses on such models defined on two-dimensional square lattices. One motivation for this is the so-called high-Tc problem of the cuprate superconductors. A main hypothesis is that there exists an underlying Fermi surface with nearly flat parts, i.e. regions where the surface is straight. It is shown that a particular continuum limit of the lattice system leads to an effective model amenable to computations. This limit is partial in that it only involves fermion degrees of freedom near the flat parts. The result is an effective quantum field theory that is analyzed using constructive bosonization methods. Various exactly solvable models of interacting fermions in two spatial dimensions are also derived and studied.
Strongly correlated systems show a variety of intriguing properties and have been extensively studied over the years. In this thesis two strongly correlated systems are discussed: the two-dimensional antiferromagnet and the Luttinger liquid. The Luttinger liquid has attracted much interest as a paradigm of non-Fermi liquid behavior. In the first part of the thesis, basic properties of Fermi liquids are briefly described while those of Luttinger liquids are considered in more detail. The differences in spectral properties of Luttinger liquids and Fermi liquids are discussed, as are the consequences for photoemission experiments. In this context Luttinger liquids with boundaries, treated in Papers I, II, and III, are introduced. The exact single-electron Green's function at finite temperature is calculated with bosonization methods, for both periodic and finite open-boundary systems. The corresponding local spectral density is analyzed. For a system with open boundaries, the well-known zero temperature bulk behavior always crosses over to a boundary dominated regime for small energies, while at finite temperature the low energy behavior becomes quadratic. For a periodic finite-size system we also calculate the Coulomb-blockade-like oscillations and study their dependence on interaction and temperature. The two-dimensional antiferromagnet has attracted much attention due to its connection to the undoped phase of the ceramic high-temperature superconductors. In the second part of the thesis including Papers IV and V, the two-dimensional Heisenberg antiferromagnet defined on the triangular and the honeycomb lattices is studied. We use the Schwinger-boson mean-field theory to investigate the stability of the ground state with respect to frustration. For the honeycomb lattice model we find an increased Néel stability as compared to the classical case. The dynamic structure factor is considered for various temperatures and the spin-wave velocity and the susceptibility are presented as functions of frustration for spin S=1/2. In the case of the intrinsically frustrated triangular lattice model we obtain, in the limit of infinite spin, results in complete agreement with the linear spin-wave theory. In contrast to the latter, however, two of the three modes acquire a mass for finite spin. The origin of this effect is discussed.
Strongly correlated electron systems show a rich variety of interesting physical phenomena. However, their theoretical description poses a highly non-trivial task, and even the simplest models cannot be solved exactly. In this thesis the intricate behavior of the single impurity Anderson model (SIAM) and the Hubbard model is investigated. The main emphasis is laid on two-particle Green functions of these systems. To this end, existing approximation schemes are extended to be capable of treating susceptibilities as well. The quality and range of applicability of these approximations is discussed in detail. The physical pictures behind the phenomena encountered in these systems are introduced. A prominent many-body effect is the emergence of temperature dependent low energy quasiparticles in both models. The occurrence of such excitations is a result of the dynamical screening of local magnetic moments, a characteristic feature of the Kondo effect. It is argued, that within the presented approximations, the low temperature phase of these models can usually be described as a Fermi liquid. As a counterexample, the Hubbard model is shown to exhibit pronounced non-Fermi liquid behavior in situations, where a van Hove singularity in the non-interacting density of states is found in the vicinity of the Fermi level. The magnetic properties of the Hubbard model are discussed in view of the two archetypical pictures of magnetism: local moment magnetism and itinerant Stoner-magnetism. Critical temperatures for antiferromagnetic, ferromagnetic and incommensurate phase transitions are calculated, and the influence of the lattice structure and frustration is examined. In strongly correlated metallic situations, the complicated competition between Kondo-screening and local moment magnetism can lead to a reentrant behavior of the N\'eel temperature. A direct signature of the Kondo effect in the Hubbard model is found in the dynamic magnetic susceptibility, where a localized collective mode emerges at very low temperatures. It is connected to the breakup of a singlet formed by the local moments with their Kondo-screening cloud, and consequently the excitation energy is of the order of the low energy scale T*.
This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in
d-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. Although an exhaustive microscopic formulation for cuprate superconductivity has not been achieved yet, the Extended Hubbard Models have been in the meanwhile applied to other problems in condensed matter; they are actually considered the reference paradigm for treating all those systems in which electronic correlations cannot be neglected. \\\\As observed above, this thesis focuses in particular on 1-D chains: indeed in last years the progress in technological synthesization and small-scale observations has shown that there are many classes of materials exhibiting a strong one-dimensional character, such as organic (super)conductors, linear-chain polymers, quantum wires, quantum-dot chains, one-dimensional cuprates. Many experimental results confirm that such materials exhibit a quite rich behaviour, with different phases, charge-spin separation, as well as a strong electronic correlations. However, a sufficient understanding of these phenomena on a theoretical point of view has not been reached yet. This is due to the fact the usual theoretical methods can be shown to fail in D=1, and theoreticians are thus forced to develop new schemes for approaching the problem of many interacting fermions in such dimension. The latter therefore represents a fascinating challenge. Some progress has been made and many aspects are nowadays more clear; nevertheless, due to the lack of traditional techniques, the need for a comparison with exact results is perhaps more urgent in D=1 than in higher dimensions. The aim of this thesis is to provide some results to the research in this field. The present work is organized as follows: the two first chapters are introductory, while chapters 3 and 4 mostly contain the author's original contribution. More explicitly, {\\bf chapter 1} is an introduction to the Hubbard models (both the ordinary and the Extended) and is meant for the reader who is non-familiar with these models. We tried to emphasize the motivation that historically led to their introduction and the physical contexts in which they are applied, not necessarily in one-dimension. \\\\{\\bf Chapter 2} is instead devoted to general problematics of one dimensional physics. We have tried to stress that there is a number of physically interesting materials that can be regarded as actual 1-D systems; we give a brief account of the difficulties leading the usual theoretical approaches, such as mean-field and Fermi Liquid, to fail in D=1. While briefly describing the important results of the proposed alternative formulations (Luttinger Liquid, Renormalization Group), we also point out the points that are still unsatisfactory, and emphasize the importance that exactly integrable models have in this field. \\\\Matching the subjects of chapter 1 and 2, the subsequent ones contain the results of our investigation of exactly solvable Extended Hubbard model on 1-D chains. \\\\We wish to emphasize to the reader non familiar with integrable systems that the literature on this subject is often strongly concerned with the mathematical aspects of the involved methods, leaving the determination of the physical features of the derived integrable models as a secondary issue. On the contrary, we believe that both aspects of the research deserve a relevant role in the study. For these reasons, while chapter 3 contains new results about the general formulation of integrability for fermionic systems, chapter 4 is devoted to the investigation of the physical features for some models whose integrability has been proved in the previous chapter. \\\\More explicitly, in {\\bf chapter 3} (apart from a preliminary introduction of sec.3.1) the theory of integrable {\\it fermionic} systems has been developed within the frame of the Quantum Inverse Scattering Method (QISM). The latter is a technique for obtaining integrable models, traditionally formulated with success for spin systems; its more recent application to electron systems was leaving many unsatisfactory aspects. To overcome this weaknesses, in sec.3.2 we both clarify the theory of matrix representation for fermionic operators, and describe a method for obtaining integrable models of fermions (straightforwardly readable in terms of fermion operators), starting from the the solutions of a
mathbbC-number equation (known as Yang-Baxter Equation). In sec.3.3 we first work out a general method of search for solutions of such equation; secondly we explicitly find 96 solutions, corresponding to 96 integrable Extended Hubbard models (most of which are new) for which a set of mutually commuting operators is proved to exist. In sec.3.4 we formulate a general theorem concerning the symmetries of the integrable models in QISM, and widely discuss the symmetries and supersymmetries for the class of extended Hubbard Models.\\\\ {\\bf Chapter 4} is devoted to the investigation of the physical properties of the integrable Extended Hubbard models found in chapter 3. We introduce a technique, called Sutherland's species technique, that, when applicable, yields an effective reduction of the Hilbert space and considerably simplifies the problem of diagonalizing the Hamiltonian. In fact, such technique is proved to be applicable to all the 96 models found above, and is used to determine the exact ground state phase diagram and the thermodynamics of the models. In particular we both recover in a quite straightforward way the phase diagram of a known model, and that of two new models (Model 2 and Model 3) that were not known before. \\\\The phase diagram exhibit structured forms with respect to the filling (density of electrons) and the on-site Coulomb repulsion (
U); the pressure and the compressibility in the ground state are also calculated. Model 2 exhibits a superconducting phase particularly enhanced towards positive values of
U, as well as a band-controlled insulator-superconductor transition at half filling; model 3 is the first example of exactly solved model with an asymmetric shape with respect to half-filling, due to the absence of particle-hole invariance of the Hamiltonian; a filling controlled metal-insulator transition is found to occur for this model. Generalizations to the other cases are also discussed. \\\\As to the thermodynamics, we compute the exact partition function of Model 3, which we believe to be particular worth of interest due to the above asymmetry. We then derive the exact specific heat of the model as a function of the temperature, which exhibits an interesting two-peak behaviour as well as a nearly universal crossing point. These results are discussed and compared with similar ones present in the literature. The chapters are of course linked each to another according to the above scheme; nevertheless, it has been a purpose of the author to make them as independently readable as possible. In particular, the reader who is more interested in the physical aspects of the models rather than in the general formalism of fermionic QISM can skip chapter 3 (at least in a first-sight reading) and pass directly to chapter 4; apart from some references to previous formulas the understanding should not be affected.\\\\{\\it \\noindent \\underline{Notational Remark:}} The customary symbol to denote the electron filling is
n; this has in fact been used throughout the two first introductory chapters. Nevertheless, in order to avoid possible misunderstanding with other extensive quantities, in chapter 3~and~4~the~symbol~has been changed into
rho