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Conventional Quantum Theory: Fundamentals

Andrei Yu. Khrennikov

Published Mar 19, 2014• 0 citations
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Abstract

The aim of this chapter is to present (in a compact way) the fundamentals of conventional quantum theory. We select the for- mulation of QM as an axiomatic theory in the complete accordance with the Hilbert’s program on axiomatization of physical theories. We remark that the first step toward the present formulation of QM was done in the seminal work of Hilbert, Nordheim, and von Neumann [112]. This work was substantially extended, completed, and clarified in the book of von Neumann [296]. Another version of the rigorous mathematical approach to QM was presented in the book of Dirac [74]. From the mathematical viewpoint, the main difference between the approaches of von Neumann and Dirac is that the first one is based on the theory of self-adjoint operators in complex Hilbert space and the second one is based on the theory of self-adjoint operators acting (by using the modern mathematical terminology) in rigged Hilbert spaces. This theory operates with generalized eigenvectors belonging to the spaces of distributions. Although the von Neumann’s formalization of QM became dominant in quantum mathematical physics, the Dirac’s formalization is widely used in the works on the physical level of rigorousness. Moreover, the Dirac’s terminology, bra-and ket- vectors, became the standard for quantum information theory. However, since quantum information is based on the castrated version of QM, namely, QM in finite-dimensional Hilbert spaces, the so-called n-qubit spaces, the basic tool of the Dirac’s formalism, usage of generalized eigenvectors, is useless (since in the finite- dimensional case everything is reduced to manipulation with matrices). During the last 80 years, there were written hundreds of books on QM enlightening its foundational aspects. Unfortunately, the majority of these writings advertise exotic (and some of them really esoteric) views on QM and, in particular, on interpretation of the wave function. They are full of such terms as the collapse of the wave function, quantumnonlocality, manyworlds, thewave function of universe, the preparation of Schro¨dinger cats, influence of the future on the past, quantum teleportation. Of course, manipulations with such terminology create an atmosphere of mystery and a feeling that something unusual and impossible can happen. And this atmosphere plays a positive role in attracting young people to QM and especially to quantum foundations.

DOI
10.1201/b15540-5

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I start by briefly overviewing quantum mechanics as it is standardly formulated and by discussing the question of whether this standard formulation needs to be supplemented by an interpretation. The overview is based mainly on Von Neumann (1932, 1955) and its aim is not to give the reader a crash course in quantum mechanics, but to present those parts of the standard formalism which I use in this book. For a more complete treatment, the reader may consult the standard textbooks on quantum mechanics or, for instance, Sudbery (1986) or Redhead (1987). The standard formulation The standard formulation of quantum mechanics can be introduced in four steps. The first step is that in quantum mechanics one describesthe physics of a system by means of a Hilbert space ℋ. This Hilbert space is a complex linear vector space on which an inner product is defined. Let's adopt the convention (please consult the Glossary at the end of the book for notational conventions) that α refers to a system and that is the Hilbert space that is associated with this system. Let ∣ℋ α 〉 denote a vector in ℋ α and let 〈ψ α ∣φ α 〉 be the inner product between the vectors ∣ψ α 〉 and ∣φ α 〉.
Quantum mechanics (QM) is not just a theory of micro-objects: it is our current fundamental theory of motion. It expresses a deeper understanding of Nature than classical mechanics. Precisely as classical mechanics, the conventional formulation of QM describes evolution of states and observables in time. Precisely as classical mechanics, this is not sufficient to deal with general relativistic systems, because these systems do not describe evolution in time; they describe correlations between observables. Therefore, a formulation of QM slightly more general than the conventional one – or a quantum version of the relativistic classical mechanics discussed in the previous chapter – is needed. In this chapter I discuss the possibility of such a formulation. In the last section I discuss the general physical interpretation of QM. QM can be formulated in a number of more or less equivalent formalisms: canonical (Hilbert spaces and self-adjoint operators), covariant (Feynman's sum-over-histories), algebraic (states as linear functionals over an abstract algebra of observables) and others. Generally, but not always, we are able to translate these formalisms into one another, but often what is easy in one formulation is difficult in another. A generalrelativistic sum-over-histories formalism has been developed by Jim Hartle. Here I focus on the canonical formalism, because the canonical formalism has provided the mathematical completeness and precision needed to explicitly construct the mathematical apparatus of quantum gravity. Later I will consider alternative formalisms.
Quantum physics consists of a formal core that is universally agreed upon (basically being a piece of mathematics with suggestive names for concepts matching related concepts of experimental culture) and an interpretational halo (trying to make this relation more precise) that remains highly disputed even after more than 90 years of modern quantum physics. The latter is the subject of the interpretation of quantum mechanics (see Part II), where many interpretations coexist and compete for the attention of those interested in what quantum physics really means. In this chapter, an axiomatic introduction to the undisputed formal core of quantum physics is given. The axioms described present nonrelativistic quantum statistical mechanics in the Schrödinger picture. The relativistic case is outside the scope of these axioms, as it must be treated by quantum field theory; see Chapter 7. As in any axiomatic setting (necessary for a formal discipline), there are a number of different but equivalent sets of axioms or postulates that can be used to define formal quantum physics. Since they are equivalent, their choice is a matter of convenience. The choice presented here is a formulation featuring three aspects: It emphasises the similarity of quantum mechanics and classical mechanics, gives most direct access to statistical mechanics, and is free from allusions to measurement. The reason for the first is that this similarity serves as a guide to meaning. From the axiomatic setting for quantum mechanics presented below, classical mechanics (in the Koopman setting discussed in Section 7.10) is obtained by simply restricting the operators to be diagonal, so that all operations happen pointwise on the diagonal elements. Thus, multiplication is commutative, and one can identify operators and functions. In particular, the density operator degenerates into a probability density. Therefore, the quantum case appears as a generalization of the classical case allowing for noncommutativity, so that both q-observables and the density operator are (usually infinite-dimensional) operators. The reason for the second is that statistical mechanics is the main tool for applications of quantum physics to the macroscopic systems we are familiar with. The reason for the third is that realistic measurements constitute a complex process involving macroscopic detectors, hence should be explained by quantum statistical mechanics rather than be part of the axiomatic foundations themselves. (This is in marked contrast to other foundations, and distinguishes the present system of axioms.)
As is well-known, Dirac [1 gave a very elegant foundation of quantum mechanics, which contained however some self-contradictory concepts from the mathematical point of view.J. von Neumann gave another foundation of the theory based upon his spectral theory of self-adjoint operators of Hilbert space.However the whole spec- tral theory is in fact not necessary and what Dirac actually needs 1 d is only that the self-adjoint operators t. and could be put in i dt diagonal forms.There is also another justification of "improper" iunctions introduced by Dirac to put these operators in the diagonal forms by means of the theory of distributions of L. Schwartz.But
This chapter contains a brief introduction to mathematical formalism and QM axiomatics. It is oriented to non-physicists. Since QM is a statistical theory it is natural to start with the classical probability model (Kolmogorov [ 191 ], 1933). Then we present the basics of the theory of Hilbert spaces and Hermitian operators and the representation of pure and mixed states by normalized vectors and density operators. This introduction is sufficient to formulate the axiomatics of QM in the form of five postulates. The projection postulate (the most questionable postulate of QM) is presented in a separate section. We sharply distinguish between the cases of quantum observables represented by Hermitian operators with nondegenerate and degenerate spectra, von Neumann’s and Ltiders’s forms of the projection postulate. The axiomatics is completed by a short section on the main interpretations of QM. The projection postulate (LUders’s form) plays a crucial role in the definition of quantum conditional (transition) probability. By operating with the latter we consider interference of probabilities for two incompatible observables as a modification of the formula of total probability by adding the interference term. This viewpoint to interference of probabilities was elaborated in a series of works by Khrennikov. Since classical probability theory is based on the 142 Boolean algebra of events, a violation of the law of total probability can be treated as the probabilistic sign of a violation of the laws of the Boolean logics. From this viewpoint, quantum theory can be considered as representing a new kind of logic, so-called quantum logic. The latter is also briefly presented in a separate section. We continue this review with a new portion of quantum mathematics, namely the notion of the tensor product of Hilbert spaces and the tensor product of operators. After the section on Dirac’s notation with ket and bra vector, we discuss briefly the notion of qubit and entanglement of a few qubits. This chapter concludes with a presentation of the detailed analysis of the probabilistic structure of the two-slit experiment in a bunch of different experimental contexts. This contextual structure leads to a violation of the law of total probability and non-Kolmogorovean probabilistic structure of this experiment.