We now turn to the subject of thermodynamics, and to describing the process of thermalization of quantum systems. A quantum system that interacts with another system large enough to obey the usual rules of thermodynamics, is referred to as an open system. The thermal system with which it interacts is often referred to as a thermal bath , or simply as the environment. We will use these terms interchangeably. Modeling the behavior of open quantum systems has many applications. One of these is to model the noise that they are subjected to by their surroundings, noise that we will wish to control using measurement and feedback loops in Chapter 5. There are also two important connections between quantum measurements, information theory, and thermodynamics. The first of these is that the thermodynamic entropy of a macroscopic system can be identified with the information-theoretic entropy that characterizes the lack of knowledge of an observer about the microstates of the system. In turn, if an observer is allowed to make microscopic measurements on the system, then this modifies the thermodynamic rules regarding the conversion of heat to work. Such is the subject of Maxwell’s demon. Curiously it took more than a century to understand how Maxwell’s demon, essentially a microscopic measurement and feedback process, fits within the second law of thermodynamics. In another twist, it turns out that the process of erasing information requires an increase in the thermodynamic entropy of the environment, and this increase is directly related to the amount of information erased.
We now turn to the subject of thermodynamics, and to describing the process of thermalization of quantum systems. A quantum system that interacts with another system large enough to obey the usual rules of thermodynamics, is referred to as an open system. The thermal system with which it interacts is often referred to as a thermal bath , or simply as the environment. We will use these terms interchangeably. Modeling the behavior of open quantum systems has many applications. One of these is to model the noise that they are subjected to by their surroundings, noise that we will wish to control using measurement and feedback loops in Chapter 5. There are also two important connections between quantum measurements, information theory, and thermodynamics. The first of these is that the thermodynamic entropy of a macroscopic system can be identified with the information-theoretic entropy that characterizes the lack of knowledge of an observer about the microstates of the system. In turn, if an observer is allowed to make microscopic measurements on the system, then this modifies the thermodynamic rules regarding the conversion of heat to work. Such is the subject of Maxwell’s demon. Curiously it took more than a century to understand how Maxwell’s demon, essentially a microscopic measurement and feedback process, fits within the second law of thermodynamics. In another twist, it turns out that the process of erasing information requires an increase in the thermodynamic entropy of the environment, and this increase is directly related to the amount of information erased.
We review a general theory of thermodynamics of information processing. The background of this topic is the recently-developed nonequilibrium statistical mechanics and quantum (and classical) information theory. These theories are closely related to the modern technologies to manipulate and observe small systems; for example, macromolecules and colloidal particles in the classical regime, and quantum-optical systems and quantum dots in the quantum regime. First, we review a generalization of the second law of thermodynamics to the situations in which small thermodynamic systems are subject to quantum feedback control. The generalized second law is expressed in terms of an inequality that includes the term of information obtained by the measurement, as well as the thermodynamic quantities such as the free energy. This inequality leads to the fundamental upper bound of the work that can be extracted by a “Maxwell's demon”, which can be regarded as a feedback controller with a memory that stores measurement outcomes. Second, we review generalizations of the second law of thermodynamics to the measurement and information erasure processes of the memory of the demon that is a quantum system. The generalized second laws consist of inequalities that identify the lower bounds of the energy costs that are needed for the measurement and the information erasure. The inequality for the erasure leads to the celebrated Landauer's principle for a special case. Moreover, these inequalities enable us to reconcile Maxwell's demon with the second law of thermodynamics. In these inequalities, thermodynamic quantities and information contents are treated on an equal footing. In fact, the inequalities are model-independent, so that they can be applied to a broad class of information processing. Therefore, these inequalities can be called the second law of “information thermodynamics”.
The rather new field of quantum thermodynamics intends to derive thermodynamics from quantum mechanics, as well as to study thermodynamical behavior of quantum systems. It turns out that, indeed, thermalization can be obtained even for very small quantum systems due to the interaction with an appropriate environment. The consideration of an ensemble, as in statistical mechanics, is not necessary. However, the total system - consisting of system and environment - in quantum thermodynamics is usually considered to be closed. In particular, there exists no interaction with an external observer. Since quantum measurements typically influence the measured system, one may wonder which influence such an observation will have in the quantum thermodynamical setting. In this thesis, we study this influence of measurements in quantum thermodynamical systems. It turns out that various concepts known from statistical mechanics arise from such a "quantum thermodynamics under observation", although they do not have any meaning in the isolated quantum thermodynamical setting. The model discussed in the first part consists of a two-level system coupled to a large spin environment, the magnetization of which is measured periodically. This leads to quasi-classical trajectories for the system and - as in statistical mechanics - thermalization and temperature only have a meaning in terms of an ensemble average or a long-time average. Calculating these averages, we prove the ergodicity of the system. Interestingly, the entropy of the obtained attractor state depends on the time between the measurements and can be shown to be connected with the subjective lack of knowledge of the observer. In case of optimal measurements, the ensemble averaged state of the system under periodic measurements equals the state of the system in the quantum thermodynamical model without measurements. Introducing a detuning between system and environment, we find that the system can be prepared in almost arbitrary thermal states due to the periodic measurements. Even the creation of inversion becomes possible. As shown in numerical simulations, our results, which were analytically obtained for large environments, are even applicable to describe the behavior of the system coupled to small environments consisting of only a few spins. Besides measurements of the environment, we also study direct projective measurements of the system, as well as measurements with finite duration, obtaining that the dynamics of the system is almost independent of the concrete realization of the measurements. In the second part of the thesis, we discuss the meaning of temperature fluctuations in quantum thermodynamical systems. In statistical mechanics, there exist different approaches to the problem of temperature fluctuations, which lead to the well-known temperature fluctuation formula. The nature and operational accessibility of these fluctuations, however, remains rather unclear. We argue that according to quantum thermodynamics a system relaxes into a quasi-stationary thermal state and therefore the temperature does not fluctuate. However, since temperature is not an observable, it can only be determined indirectly. For modular systems, we show that the fluctuations of the temperature estimate obtained from a single energy measurement, indeed, are given by the temperature fluctuation formula derived in statistical mechanics, but only within a certain temperature range. The validity range of this formula increases with increasing size of the system. Thus, one can conclude that these "temperature fluctuations" can be interpreted as representing a fundamental limit for the instantaneous determination of temperature.
To understand in detail the relation between unitary quantum theory that describes our world at the microscopic scale and thermodynamics, which was long believed only to apply to macroscopic objects, is one of the most interesting and long-standing problems in physics. Recently, this problem has received renewed attention, in particular from the community of quantum information theory, but also from the field of statistical mechanics, inspired from stochastic thermodynamics. These results suggest that thermodynamics is also relevant for individual quantum systems, provided that they can be brought into contact with thermal baths. In this thesis, I use recently developed tools to provide new results both on fundamental questions, but also on questions which are of practical relevance for potential miniaturized thermal machines. In terms of fundamental questions, the results in this thesis contribute to understanding how the basic laws of thermodynamics and statistical mechanics can be understood directly from unitary quantum mechanics. In particular, I discuss and answer the following questions: i) How can we quantify the third law of thermodynamics using information theoretic methods? ii) How can we quantify the "thermodynamic value" of a state-transition in quantum systems? iii) How can we axiomatically characterize the non-equilibrium free energy and relative entropy? iv) How can we justify statistical ensembles from an operational perspective, without having to introduce either some probability measures or an information theoretic entropy measure? v) How can we understand the equilibration of closed quantum systems, how long does it take and how difficult is it to avoid? In the second part of the thesis I discuss in detail how experimental restrictions, which become important at the quantum scale, influence the ultimate thermodynamic bounds for thermal machines. In particular, the results in this thesis provide thermodynamic bounds on work-extraction and efficiencies of thermal machines in situations where 1.) an experimenter only has limited field strengths available, 2.) an experimenter cannot control the interactions between particles, but external fields arbitrarily well, and 3.) situations in which a small quantum system can only be strongly coupled to heat baths. These bounds are tight and I provide explicit examples illustrating the different behaviours. Finally, I come back to a classic problem in statistical physics: The emergence of spontaneous symmetry breaking. Here, I provide general and rigorous new results that show how symmetry-breaking stationary states emerge from fluctuations in order parameters in dissipative lattice models.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
Adiabatic measurements, followed by feedback and erasure protocols, have often been considered as a model to embody Maxwell’s Demon paradox and to study the interplay between thermodynamics and information processing. Such studies have led to the conclusion, now widely accepted in the community, that Maxwell’s Demon and the second law of thermodynamics can peacefully coexist because any gain provided by the demon must be offset by the cost of performing the measurement and resetting the demon’s memory to its initial state. Statements of this kind are collectively referred to as second laws of information thermodynamics and have recently been extended to include quantum theoretical scenarios. However, previous studies in this direction have made several assumptions, particularly about the feedback process and the demon’s memory readout, and thus arrived at statements that are not universally applicable and whose range of validity is not clear. In this work, we fill this gap by precisely characterizing the full range of quantum feedback control and erasure protocols that are overall consistent with the second law of thermodynamics. This leads us to conclude that the second law of information thermodynamics is indeed universal : it must hold for any quantum feedback control and erasure protocol, regardless of the measurement process involved, as long as the protocol is overall compatible with thermodynamics. Our comprehensive analysis not only encompasses new scenarios but also retrieves previous ones, doing so with fewer assumptions. This simplification contributes to a clearer understanding of the theory.
With the approaching second quantum revolution, the study of quantum thermodynamics, particularly heat flow, has become even more relevant for two main reasons. First, understanding heat and other types of noise is essential for protecting quantum information and preventing decoherence. Second, the ability to manufacture and control quantum systems developed for the quantum computer allows for experimental study of quantum thermodynamics in entirely new settings. In this thesis, several systems involving quantum systems in contact with baths are studied theoretically in experimentally available settings. First, two rectification or diode setups for heat currents are proposed using a dark-state mechanism. In one system, the dark-state mechanism is imperfect but very robust. In the other system, the dark-state mechanism relies on quantum entanglement and is much better but more fragile towards decoherence. Next, a quantum version of the Wheatstone bridge is built using the same entanglement-powered dark state mechanism. After having studied several boundary-driven quantum systems, the lessons learned are generalized into resonance conditions using a general linear chain of weakly interacting chains of strongly interacting spins. The final two chapters focus on the ability to study statistical physics in realizable quantum systems. First, a Maxwell's demon setup is proposed. A demon-controlled qutrit is coupled to two non-Markovian baths. The information back-flow from the non-Markovian baths allows the demon to more effectively transfer heat from the cold bath to the hot bath. Second, the Mott insulator to superfluid phase transition in a lattice of transmons is examined. The ground state has a variable particle number and is prepared using adiabatic state preparation. This allows for the exploration of the entire phase diagram.