du Abstract-This work proposes the use of a unitary modulation scheme to enhance physical layer secrecy in multi-antenna wire less systems. The proposed scheme takes advantage of having only channel state information at the transmitter (CSIT) but not at the receiver and the eavesdropper. With CSIT, the transmitter can first take the LQ or singular value decomposition of the channel matrix and then replace its unitary component by an information bearing unitary matrix symbol. When the SNR is sufficiently high, the legitimate receiver is able to extract the unitary matrix by exploiting the uniqueness of the matrix decomposition. But the eavesdropper is incapable of doing so due to the ambiguity caused by the unknown unitary rotation on its channel, which ensures zero information leakage to the eavesdropper when the channels are independent. A detection scheme based on the chordal distance is proposed, and the achievable secrecy rate is derived and shown to depend only on the mutual information of the main channel. The simulation results demonstrate the effectiveness and secrecy advantages of our proposed unitary modulation scheme.
du Abstract-This work proposes the use of a unitary modulation scheme to enhance physical layer secrecy in multi-antenna wire less systems. The proposed scheme takes advantage of having only channel state information at the transmitter (CSIT) but not at the receiver and the eavesdropper. With CSIT, the transmitter can first take the LQ or singular value decomposition of the channel matrix and then replace its unitary component by an information bearing unitary matrix symbol. When the SNR is sufficiently high, the legitimate receiver is able to extract the unitary matrix by exploiting the uniqueness of the matrix decomposition. But the eavesdropper is incapable of doing so due to the ambiguity caused by the unknown unitary rotation on its channel, which ensures zero information leakage to the eavesdropper when the channels are independent. A detection scheme based on the chordal distance is proposed, and the achievable secrecy rate is derived and shown to depend only on the mutual information of the main channel. The simulation results demonstrate the effectiveness and secrecy advantages of our proposed unitary modulation scheme.
This work proposes the use of a unitary modulation scheme to enhance physical layer secrecy in multi-antenna wireless systems. The proposed scheme takes advantage of having only channel state information at the transmitter (CSIT) but not at the receiver and the eavesdropper. With CSIT, the transmitter can first take the LQ or singular value decomposition of the channel matrix and then replace its unitary component by an information-bearing unitary matrix symbol. When the SNR is sufficiently high, the legitimate receiver is able to extract the unitary matrix by exploiting the uniqueness of the matrix decomposition. But the eavesdropper is incapable of doing so due to the ambiguity caused by the unknown unitary rotation on its channel, which ensures zero information leakage to the eavesdropper when the channels are independent. A detection scheme based on the chordal distance is proposed, and the achievable secrecy rate is derived and shown to depend only on the mutual information of the main channel. The simulation results demonstrate the effectiveness and secrecy advantages of our proposed unitary modulation scheme.
We investigate the secure degrees of freedom (SDoF) of the multiple-input multiple-output (MIMO) wiretap channel with intersymbol interference (ISI) in the presence of a multi-antenna cooperative jammer. We focus on the practically relevant setting with no channel state information at the transmitters (CSIT). More specifically, the legitimate transmitter and the cooperative jammer only have statistical knowledge of the channel in terms of the effective number of ISI channel taps, i.e., channel impulse response (CIR) lengths, toward the legitimate receiver and the eavesdropper. Our main contribution is to show that in the absence of CSIT, positive SDoF can be achieved by carefully exploiting: 1) the heterogeneity of the CIR lengths toward both receivers and 2) the relative number of antennas at the four terminals. To achieve secrecy, we propose a scheme in which the transmitter strategically sends a mixture of information and artificial noise symbols in a way that exploits the heterogeneity of CIR lengths. Additionally, the cooperative jammer transmits artificial noise symbols in a way that completely masks all the information symbols that are received at the eavesdropping node. Under the proposed scheme, positive SDoF can be achieved, even when the number of antennas at the legitimate receiver is less than the number of antennas at the eavesdropper.
This work examines the advantages of having only channel state information at the transmitter (CSIT), and not at the receiver and the eavesdropper, when achieving secrecy in fading wiretap channels. The key idea is that, with only CSIT, the transmitter can pre-compensate for the amplitude and phase distortions on the main channel. This allows the receiver to decode coherently even without knowledge of the CSI, while leaving the eavesdropper confused by the unknown variations of its own channel. When the channel is reciprocal, this CSI assumption can be achieved in practice through reverse training, i.e., by having the receiver emit the training signal so that the transmitter can estimate the channel by itself. Two secrecy-enhancing transmission schemes are proposed to exploit the CSIT. The truncated channel inversion scheme is used when the receiver and the eavesdropper have no CSI available, and the truncated phase compensation scheme is adopted when they can practically measure the SNR. The achievable secrecy rates of these schemes are derived for both single-antenna and multi-antenna wireless fading scenarios. Numerical results show significant improvements in secrecy rate compared to the case with full CSI at all terminals.
Achieving secure transmission in wireless network is a significantly important research topic. Classic cryptography encrypts a confidential message to an unreadable cipher message. Thus only the authentic receiver with correct secrecy key is able to decrypt the message. However, with the growing computational capability of adversaries, the requirement of secrecy key generation and distribution is getting stringent. Another method to achieve wireless security, which has attracted much attention in recent years, is through physical layer processing, named physical layer security. In a typical wiretap channel model consisting of a transmitter, a legal receiver and an adversary (illegal receiver), early works have proven that it is possible to achieve positive secrecy rate using multiple antenna techniques, such as beamforming, at the transmitter. In this thesis, we focus on two types of malicious behaviors of the adversary: passive eavesdropping and active attack. For the passive eavesdropping, we first consider the multi-input-single-output (MISO) wiretap channel, in which the legitimate transmitter utilizes the artificial noise aided precoding strategy to maximize the achievable secrecy rate of the channel. Both scenarios of known and unknown channel state information (CSI) for the eavesdropper channels are considered. By deriving the closed-form expression of ergodic secrecy rate, we prove that there exists an optimal power ratio between the information signal and the artificial noise. We then extend our study to a four-node fading channel model in a wireless relay network, which includes two single-antenna users, one single-antenna eavesdropper and one relay node equipped with multiple antennas. By studying the decode-and-forward (DF) scheme, cooperative jamming (CJ) scheme and one proposed hybrid relay scheme, relay-and-jamming (RJ), we aims to find the optimal relay scheme with the condition that the transmitter and the relay node are under individual power constraints and the CSI of the illegitimate channel is only statistically known. Our analysis shows that the hybrid RJ scheme is optimal when the transmitter has a relatively small power budget and/or the transmitter is far away from the intended receiver. Besides the passive eavesdropping, the adversary could also choose the active attack. The pilot spoofing attack is one active attack conducted by the adversary during the channel estimation phase of the legitimate transmission. In practical systems, the pilot signals are usually known \textit{a priori} and repeatedly used information. In this attack, an intelligent adversary spoofs the transmitter on the estimation of CSI by sending the identical pilot signal as the legitimate receiver. By doing so, the adversary could obtain a larger channel rate in the data transmission phase, and also drastically weaken the strength of the received signal at the legitimate receiver if the adversary utilizes large enough power. Due to the serious consequences caused by such an attack, we first propose an energy ratio detector (ERD) that explores the asymmetry of received signal power levels at the transmitter and the legitimate receiver when the attack occurs. Our analysis shows that the ERD could provide very high probability of detection with certain requirement on the false alarming probability. Furthermore, we design a two-way training based scheme to provide not only attack detection but also secure transmission. The two-way training based detector (TWTD) exploits the intrusive component created by the adversary, followed by a secure beamforming-assisted data transmission. In addition to the good detection performance, our scheme could estimate both legitimate and illegitimate channels, with which the beamforming could be designed for data transmission.
This dissertation studies physical layer security in wireless networks using an information theoretic framework. The central theme of this work is exploring the effect of delayed or no channel state information (CSI) on physical layer security in various wireless channel models. We begin with the fast Rayleigh fading wiretap channel, over which a legitimate transmitter wishes to have secure communication with a legitimate receiver in the presence of an eavesdropper. Subject to an average power constraint on the input, and with no CSI at any user, we show that the input distribution that achieves the secrecy capacity for this wiretap channel is discrete with a finite number of mass points. This enables us to evaluate the exact secrecy capacity of this channel numerically. Next, we consider multi-user models, specifically, the wiretap channel with M helpers, the K-user multiple access wiretap channel, and the K-user interference channel with an external eavesdropper, when no eavesdropper's CSI is available at the transmitters. In each case, we establish the optimal sum secure degrees of freedom (s.d.o.f.) by providing achievable schemes and matching converses. We show that the unavailability of the eavesdropper's CSI at the transmitter (CSIT) does not reduce the s.d.o.f. of the wiretap channel with helpers. However, there is loss in s.d.o.f. for both the multiple access wiretap channel and the interference channel with an external eavesdropper. In particular, we show that in the absence of eavesdropper's CSIT, the K-user multiple access wiretap channel reduces to a wiretap channel with (K-1) helpers from a sum s.d.o.f. perspective, and the optimal sum s.d.o.f. reduces from K(K-1)/(K(K-1)+1) to (K-1)/K. For the interference channel with an external eavesdropper, the optimal sum s.d.o.f. decreases from K(K-1)/(2K-1) to (K-1)/2 in the absence of the eavesdropper's CSIT. Our results show that the lack of eavesdropper's CSIT does not have a significant impact on the optimal s.d.o.f. for any of the three channel models, especially when the number of users is large. We, then, study multiple-input multiple-output (MIMO) multi-user channels. We begin with the case when full CSIT is available. We consider a two-user MIMO multiple access wiretap channel with N antennas at each transmitter, N antennas at the legitimate receiver, and K antennas at the eavesdropper. We determine the optimal sum s.d.o.f. for this model for all values of N and K. We subdivide our problem into several regimes based on the values of N and K, and provide achievable schemes based on real and vector space alignment techniques for fixed and fading channel gains, respectively. To prove the optimality of the achievable schemes, we provide matching converses for each regime. Our results show how the number of eavesdropper antennas affects the optimal sum s.d.o.f. of the multiple access wiretap channel. In line with the theme of this dissertation, we next consider the MIMO wiretap channel with one helper and the two-user MIMO multiple access channel when no eavesdropper CSIT is available. In each case, the eavesdropper has K antennas while the remaining terminals have N antennas. We determine the optimal sum s.d.o.f. for each channel model for the regime K<= N, and we show that in this regime, the multiple access wiretap channel reduces to the wiretap channel with a helper in the absence of eavesdropper CSIT. For the regime N<= K<= 2N, we obtain the optimal linear s.d.o.f., and show that the multiple access wiretap channel and the wiretap channel with a helper have the same optimal s.d.o.f. when restricted to linear encoding strategies. In the absence of any such restrictions, we provide an upper bound for the sum s.d.o.f. of the multiple access wiretap channel in the regime N<= K<= 2N. Our results show that unlike in the single-input single-output (SISO) case, there is loss of s.d.o.f. for even the wiretap channel with a helper due to lack of eavesdropper CSIT, when K>= N. Finally, we explore the effect of delayed CSIT on physical layer security. In particular, we consider the two user multiple-input single-output (MISO) broadcast channel with confidential messages, in which the nature of CSIT from each user can be of the form I_{i}, i=1,2 where I_{i} belongs to {P, D,N}, and the forms P, D and N correspond to perfect and instantaneous, completely delayed, and no CSIT, respectively. Thus, the overall CSIT can be any of nine possible states corresponding to all possible values of (I_{1},I_{2}). While the optimal sum s.d.o.f. in the homogeneous settings corresponding to I_1=I_2 are already known in the literature, we focus on the heterogeneous settings where I_1 is not equal to I_2 and establish the optimal s.d.o.f. region in each case. We further consider the case where the CSIT state varies with time. Each state (I_1,I_2) can then occur for \lambda_{I_{1}I_{2}} fraction of the total duration. We determine the s.d.o.f. region of the MISO broadcast channel with confidential messages under such an alternating CSIT setting, with a mild symmetry assumption, where \lambda_{I_{1} I_{2}}=\lambda_{I_{2}I_{1}}.
The thesis focuses on the privacy of communication that can be ensured by means of the physical layer, i.e., by appropriately chosen coding and resource allocation schemes. The fundamentals of physical-layer security have been already formulated in the 1970s by Wyner (1975), Csiszár and Körner (1978). But only nowadays we have the technical progress such that these ideas can find their way in current and future communication systems, which has driven the growing interest in this area of research in the last years. We analyze two physical-layer approaches that can ensure the secret transmission of private information in wireless systems in presence of an eavesdropper. One is the direct transmission of the information to the intended receiver, where the transmitter has to simultaneously ensure the reliability and the secrecy of the information. The other is a two-phase approach, where two legitimated users first agree on a common and secret key, which they use afterwards to encrypt the information before it is transmitted. In this case, the secrecy and the reliability of the transmission are managed separately in the two phases. The secrecy of the transmitted messages mainly depends on reliable information or reasonable and justifiable assumptions about the channel to the potential eavesdropper. Perfect state information about the channel to a passive eavesdropper is not a rational assumption. Thus, we introduce a deterministic model for the uncertainty about this channel, which yields a set of possible eavesdropper channels. We consider the optimization of worst-case rates in systems with multi-antenna Gaussian channels for both approaches. We study which transmit strategy can yield a maximum rate if we assume that the eavesdropper can always observe the corresponding worst-case channel that reduces the achievable rate for the secret transmission to a minimum. For both approaches, we show that the resulting max-min problem over the matrices that describe the multi-antenna system can be reduced to an equivalent problem over the eigenvalues of these matrices. We characterize the optimal resource allocation under a sum power constraint over all antennas and derive waterfilling solutions for the corresponding worst-case channel to the eavesdropper for a constraint on the sum of all channel gains. We show that all rates converge to finite limits for high signal-to-noise ratios (SNR), if we do not restrict the number of antennas for the eavesdropper. These limits are characterized by the quotients of the eigenvalues resulting from the Gramian matrices of both channels. For the low-SNR regime, we observe a rate increase that depends only on the differences of these eigenvalues for the direct-transmission approach. For the key generation approach, there exists no dependence from the eavesdropper channel in this regime. The comparison of both approaches shows that the superiority of an approach over the other mainly depends on the SNR and the quality of the eavesdropper channel. The direct-transmission approach is advantageous for low SNR and comparably bad eavesdropper channels, whereas the key generation approach benefits more from high SNR and comparably good eavesdropper channels. All results are discussed in combination with numerous illustrations.