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Physical Review B

Mott transition in three-orbital Hubbard model with orbital splitting

Tomoko Kita, Takuma Ohashi, Norio Kawakami

Published Nov 28, 2011• 26 citations
Publisher

Abstract

We study the Mott transition in the three-orbital Hubbard model. To investigate how the orbital level splitting and the Ising-type Hund's coupling affect the Mott transition in the case of two electrons per site, we use the dynamical mean-field theory combined with continuous-time quantum Monte Carlo simulations. The calculation of the double occupancy reveals that the critical interaction strength separating a metallic phase and two kinds of insulating phases shows a nonmonotonic behavior as a function of the level splitting. We find that this behavior is characteristic for $1/3$ filling, in comparison with the preceding results for different fillings and for two-orbital models. Strong competition between the two insulators results in an intriguing first-order transition to an insulating phase having intermediate characters between Mott and band insulators. It is also found that the two insulators show different behaviors in the phase boundary with the metallic phase in the interaction-temperature plane, which is reflected in a difference in the quasiparticle behavior around the transition. We also discuss the orbital selective Mott transition for larger Hund's coupling, which is compared with previous study at zero temperature.

DOI
10.1103/physrevb.84.195130

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We study the Mott transition in the three-orbital Hubbard model. To investigate how the orbital level splitting and the Ising-type Hund's coupling affect the Mott transition in the case of two electrons per site, we use the dynamical mean-field theory combined with continuous-time quantum Monte Carlo simulations. The calculation of the double occupancy reveals that the critical interaction strength separating a metallic phase and two kinds of insulating phases shows a nonmonotonic behavior as a function of the level splitting. We find that this behavior is characteristic for 1/31/31/3 filling, in comparison with the preceding results for different fillings and for two-orbital models. Strong competition between the two insulators results in an intriguing first-order transition to an insulating phase having intermediate characters between Mott and band insulators. It is also found that the two insulators show different behaviors in the phase boundary with the metallic phase in the interaction-temperature plane, which is reflected in a difference in the quasiparticle behavior around the transition. We also discuss the orbital selective Mott transition for larger Hund's coupling, which is compared with previous study at zero temperature.
We investigate the effects of crystal field splitting in a doped two-band Hubbard model with different bandwidths within dynamical mean-field theory (DMFT), using a quantum Monte Carlo impurity solver. In addition to an orbital-selective Mott phase (OSMP) of the narrow band, which is adiabatically connected with the well-studied OSMP in the half-filled case without crystal field splitting, we find, for sufficiently strong interaction and a suitable crystal field, also an OSMP of the wide band. We establish the phase diagram (in the absence of magnetic or orbital order) at moderate doping as a function of interaction strength and crystal field splitting and show that also the wide-band OSMP is associated with non-Fermi-liquid behavior in the case of Ising-type Hund rule couplings. Our numerical results are supplemented by analytical strong-coupling studies of spin order and spectral functions at integer filling.
We study the Mott metal-insulator transition in the two-band Hubbard model with different hopping amplitudes t1 and t2 for the two orbitals on the two-dimensional square lattice by using non-magnetic variational wave functions, similarly to what has been considered in the limit of infinite dimensions by dynamical mean-field theory. We work out the phase diagram at half filling (i.e. two electrons per site) as a function of R = t2/t1 and the on-site Coulomb repulsion U, for two values of the Hund's coupling J = 0 and J/U = 0.1. Our results are in good agreement with previous dynamical mean-field theory calculations, demonstrating that the non-magnetic phase diagram is only slightly modified from infinite to two spatial dimensions. Three phases are present: a metallic one, for small values of U, where both orbitals are itinerant; a Mott insulator, for large values of U, where both orbitals are localized because of the Coulomb repulsion; and the so-called orbital-selective Mott insulator (OSMI), for small values of R and intermediate Us, where one orbital is localized while the other one is still itinerant. The effect of the Hund's coupling is two-fold: on one side, it favors the full Mott phase over the OSMI; on the other side, it stabilizes the OSMI at larger values of R.
Using the dynamical mean field theory with Lanczos method as its impurity solver, we study the orbital-selective Mott transition (OSMT) in the two-orbital J model and Jz model. In the multi-orbital systems, the Mott metal-insulator transition occurs successively when the widths of the bands are different. As the narrow orbital becomes Mott insulator while the wide orbital is still in metallic phase, we find an orbital-selective Mott phase (OSMP). There are two different Hubbard models that are frequently used to describe the OSMT, which are named J model and Jz model, respectively. The J Model is composed of the whole Hund's rule coupling terms, including the spin-flip term, the pair-hopping term and the Ising type Hund's rule coupling term. However, there is only Ising type Hund's rule coupling term in the Jz model.#br#We study the ratio of bandwidth W2/W1 on the OSMT by analyzing the results of the density of states and quasi-particle weight. Comparing the phase diagrams obtained from the J and Jz models with the Hund's rule coupling J(Jz)=U/4, we find that the OSMP region of the J model is much larger than that of the Jz model when W2/W1=0.5 or W2/W1=0.2. When the ratio of bandwidth increases to W2/W1=0.8, the OSMP disappears completely in the Jz model. However in the J model, we can still find the OSMT but the area of the OSMP shrinks significantly. Therefore, the OSMT happens more easily in the J model than in the Jz model.#br#In order to discuss the cooperative effect of the bandwidth and Hund's rule coupling on the OSMT, we compare the phase diagrams for different Hund's rule couplings J(Jz)=U/4 and J(Jz)=U/2. We find that when the bandwidth W2/W1≥q 0.7, the OSMT disappears in Jz model in the case of either Jz=U/4 or Jz=U/2. However, the OSMP always exists in the J model if the bandwidths of the two orbitals are different, suggesting that the rotation invariances of the Hund's rule couplings can protect the OSMP. Therefore, one should be more careful when using the Jz model instead of the J model to study the OSMP.
We study by dynamical mean-field theory the ground state of a quarter-filled Hubbard model of two bands with different bandwidths. At half-filling, this model is known to display an orbital selective Mott transition, with the narrower band undergoing Mott localization while the wider one being still itinerant. At quarter-filling, the physical behavior is different and to some extent reversed. The interaction generates an effective crystal field splitting, absent in the Hamiltonian, that tends to empty the narrower band in favor of the wider one, which also become more correlated than the former at odds with the orbital selective paradigm. Upon increasing the interaction, the depletion of the narrower band can continue till it empties completely and the system undergoes a topological Lifshitz transition into a half-filled single-band metal that eventually turns insulating. Alternatively, when the two bandwidths are not too different, a first order Mott transition intervenes before the Lifshitz's one. The properties of the Mott insulator are significantly affected by the interplay between spin and orbital degrees of freedom.
We extend previous studies on orbital-selective Mott transitions in the paramagnetic state of the half-filled degenerate two-band Hubbard model to the general doped case, using a high-precision quantum Monte Carlo dynamical mean-field theory solver. For sufficiently strong interactions, orbital-selective Mott transitions as a function of total band filling are clearly visible in the band-specific fillings, quasiparticle weights, double occupancies, and spectra. The results are contrasted with those of single-band models for similar correlation strengths.