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Why the quantum? Insights from classical theories with a statistical restriction

Robert W. Spekkens

Published Jan 1, 2016• 3 citations
Publisher

Abstract

A significant part of quantum theory can be obtained by postulating a single conceptual innovation relative to classical theories, namely, that agents face a fundamental restriction on what they can know about the physical state of any system. This talk will consider a particular sort of statistical restriction wherein only classical variables with vanishing Poisson bracket can be known simultaneously. When this principle is applied to a classical statistical theory of three-level systems (trits), the resulting theory is found to be operationally equivalent to the stabilizer formalism for qutrits. Applied to a classical theory of harmonic oscillators, it yields quantum mechanics restricted to quadrature eigenstates and observables. Finally, applied to a classical statistical theory of bits, it yields a theory that is almost equivalent to (but interestingly different from) the stabilizer formalism for qubits. I will discuss the significance of these results for the project of deriving the formalism of quantum theory from physical principles.

DOI
10.14288/1.0103165

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A significant part of quantum theory can be obtained by postulating a single conceptual innovation relative to classical theories, namely, that agents face a fundamental restriction on what they can know about the physical state of any system. This talk will consider a particular sort of statistical restriction wherein only classical variables with vanishing Poisson bracket can be known simultaneously. When this principle is applied to a classical statistical theory of three-level systems (trits), the resulting theory is found to be operationally equivalent to the stabilizer formalism for qutrits. Applied to a classical theory of harmonic oscillators, it yields quantum mechanics restricted to quadrature eigenstates and observables. Finally, applied to a classical statistical theory of bits, it yields a theory that is almost equivalent to (but interestingly different from) the stabilizer formalism for qubits. I will discuss the significance of these results for the project of deriving the formalism of quantum theory from physical principles.
In this paper and a companion paper, we attempt to systematically investigate the possibility that the concept of information may enable a derivation of the quantum formalism from a set of physically comprehensible postulates. To do so, we formulate an abstract experimental set-up and a set of assumptions based on generalizations of experimental facts that can be reasonably taken to be representative of quantum phenomena, and on theoretical ideas and principles, and show that it is possible to deduce the quantum formalism. In particular, we show that it is possible to derive the abstract quantum formalism for finite-dimensional quantum systems and the formal relations, such as the canonical commutation relationships and Dirac's Poisson Bracket rule, that are needed to apply the abstract formalism to particular systems of interest. The concept of information, via an information-theoretic invariance principle, plays a key role in the derivation, and gives rise to some of the central structural features of the quantum formalism.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.
Where does quantum mechanics part ways with classical mechanics? How does quantum randomness differ fundamentally from classical randomness? We cannot fully explain how the theories differ until we can derive them within a single axiomatic framework, allowing an unambiguous account of how one theory is the limit of the other. Here we derive non-relativistic quantum mechanics and classical statistical mechanics within a common framework. The common axioms include conservation of average energy and conservation of probability current. But two axioms distinguish quantum mechanics from classical statistical mechanics: an "ontic extension" defines a nonseparable (global) random variable that generates physical correlations, and an "epistemic restriction" constrains allowed phase space distributions. The ontic extension and epistemic restriction, with strength on the order of Planck's constant, imply quantum entanglement and uncertainty relations. This framework suggests that the wave function is epistemic, yet it does not provide an ontic dynamics for individual systems.
Phenomena of damped harmonic oscillator is important in the description of the elementary dissipative processes of linear responses in our physical world. Its classical description is clear and understood, however it is not so in the quantum physics, where it also has a basic role. Starting from the Rosen-Chambers restricted variation principle a Hamilton like variation approach to the damped harmonic oscillator will be given. The usual formalisms of classical mechanics, as Lagrangian, Hamiltonian, Poisson brackets, will be covered too. We shall introduce two Poisson brackets. The first one has only mathematical meaning and for the second, the so-called constitutive Poisson brackets, a physical interpretation will be presented. We shall show that only the fundamental constitutive Poisson brackets are not invariant throughout the motion of the damped oscillator, but these show a kind of universal time dependence in the universal time scale of the damped oscillator. The quantum mechanical Poisson brackets and commutation relations belonging to these fundamental time dependent classical brackets will be described. Our objective in this work is giving clearer view to the challenge of the dissipative quantum oscillator.
Recent developments in the mathematical foundations of quantum mechanics have brought the theory closer to that of classical probability and statistics. On the other hand, the unique character of quantum physics sets many of the questions addressed apart from those met classically in stochastics. Furthermore, concurrent advances in experimental techniques and in the theory of quantum computation have led to a strong interest in questions of quantum information, in particular in the sense of the amount of information about unknown parameters in given observational data or accessible through various possible types of measurements. This scenery is outlined (with an audience of statisticians and probabilists in mind).
In this paper, we will explore some of the basic elements of the mathematical formulation of quantum mechanics. In the first section, I will list the motivations for introducing a probability model that is quite different from that of the classical probability theory, but still shares quite a few significant commonalities. Later in the paper, I will discuss the quantum probability theory in detail, while paying a brief attention to some of the axioms (by Birkhoff and von Neumann) that illustrate both the commonalities and differences between classical mechanics and quantum mechanics. This paper will end with a presentation of two theorems that form the core of quantum mechanics.