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Solving dynamical mean-field theory using matrix product states

Wolf, Fabian Alexander

Published Jan 1, 2015• 0 citations
Publisher

Abstract

This thesis advances and applies matrix product state (MPS) based algorithms to the solution of dynamical mean-field theory (DMFT) and its variants. The advances enable to solve quantum many-body problems in and out of equilibrium that were previously out of reach for any numerical treatment. In equilibrium, this concerns in particular the computation of the electronic --- such as insulating, metallic, spin-freezed and many other --- phases of highly complex realistic models for correlated materials. In non-equilibrium, this concerns in particular the understanding of the fundamental mechanisms of the relaxation behavior of quantum many-body systems on short and intermediate time scales.

DOI
10.5282/edoc.18937

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This thesis advances and applies matrix product state (MPS) based algorithms to the solution of dynamical mean-field theory (DMFT) and its variants. The advances enable to solve quantum many-body problems in and out of equilibrium that were previously out of reach for any numerical treatment. In equilibrium, this concerns in particular the computation of the electronic --- such as insulating, metallic, spin-freezed and many other --- phases of highly complex realistic models for correlated materials. In non-equilibrium, this concerns in particular the understanding of the fundamental mechanisms of the relaxation behavior of quantum many-body systems on short and intermediate time scales.
We solve nonequilibrium dynamical mean-field theory (DMFT) using matrix product states (MPS). This allows us to treat much larger bath sizes and by that reach substantially longer times (factor $\ensuremath{\sim}2--3$) than with exact diagonalization. We show that the star geometry of the underlying impurity problem can have substantially better entanglement properties than the previously favored chain geometry. This has immense consequences for the efficiency of an MPS-based description of general impurity problems: in the case of equilibrium DMFT, it leads to an orders-of-magnitude speedup. We introduce an approximation for the two-time hybridization function that uses time-translational invariance, which can be observed after a certain relaxation time after a quench to a time-independent Hamiltonian.
In this thesis, the numerical simulation of strongly-interacting many-body quantum-mechanical systems using matrix product states (MPS) is considered. Compared to classical systems, quantum many-body systems possess an exponentially enlarged number of degrees of freedom, significantly complicating a simulation on a classical computer. Matrix-Product-States are a novel representation of arbitrary quantum many-body states. Using quantum information theory, it is possible to show that Matrix-Product-States provide a polynomial-sized representation of one-dimensional quantum systems, thus allowing an efficient simulation of one-dimensional quantum system on classical computers. Matrix-Product-States form the conceptual framework of the density-matrix renormalization group (DMRG). Based upon this connection, deeper understanding of the density matrix renormalization group can be obtained. After a general introduction in the first chapter of this thesis, the second chapter deals with Matrix-Product-States, focusing on the development of fast and stable algorithms. It is possible to extend the Matrix-Product-States approach to be able to represent arbitrary operators, the so-called Matrix-Product-Operators, which allows a fast and flexible calculation of arbitrary expectation values. To obtain algorithms to efficiently calculate groundstates, the density-matrix renormalization group is reformulated using the Matrix-Product-States framework. Further, time-dependent problems are considered. Two different algorithms are presented, one based on a Trotter decomposition of the time-evolution operator, the other one on Krylov subspaces. Finally, the evaluation of dynamical spectral functions is discussed, and a correction vector-based method is presented. In the following chapters, the methods presented in the second chapter, are applied to a number of different physical problems. The third chapter deals with the existence of chiral phases in isotropic one-dimensional quantum spin systems. A preceding analytical study based on a mean-field approach indicated the possible existence of those phases in an isotopic Heisenberg model with a frustrating zig-zag interaction and a magnetic field. In this thesis, the existence of the chiral phases will be shown numerically by using Matrix-Product-States-based algorithms. A key effect of interacting one-dimensional quantum-mechanical many-body systems is the spin-charge separation. However, up to now only signs of the spin-charge separation have been observed in experiments. In the fourth chapter, we propose an experiment using ultracold atomic gases in optical lattices, which allows a well controlled observation of the spin-charge separation (of different hyperfine states of the ultracold atoms) with current state of the art experimental techniques. Ultracold atoms in optical lattices are well described by (Bose)-Hubbard models. In order to support this proposal, we present numerical results for realistic system parameters. Matrix-Product-States are an excellent tool for the simulation of one-dimensional quantum systems, however, they are not well suited for the simulation of higher dimensional systems. For strongly-correlated systems, for instance cuprates-based high-temperature superconductors, quantum fluctuations play an essential role. Classical mean-field theories neglect any kind of fluctuations, thus they are not suitable to describe strongly-correlated systems. The dynamical mean-field theory (DMFT) fully takes local quantum fluctuations into account but neglects any kind of spatial fluctuations. The many-body problem on the lattice is mapped onto an impurity problem, which needs to be solved self-consistently. In the last chapter of this thesis, Matrix-Product-States-based algorithms are used to solve the impurity problem of the dynamical mean-field theory. We present results for a Hubbard model on a one-dimensional lattice and on a Bethe lattice obtained by the dynamical mean-field and compare them with exact results.
Experimental advances have made it possible to realize and control quantum many-body systems, allowing the experimental study of non-equilibrium phenomena. Due to the Hilbert space growing exponentially with the number of particles, advanced numerical techniques are usually required to understand many-body effects at the theoretical level. In this thesis, we address the question of how to efficiently simulate the non-equilibrium dynamics of many-body systems using matrix product states (MPS). In particular, we consider quantum systems in interaction with macroscopic environments, as they appear in Anderson impurity problems, quantum thermodynamics, or open quantum systems. We develop a low-entanglement representation of the environment with only short-range interactions, perfectly suitable for simulations with MPS. We further show that an interleaved ordering of tight-binding chains can significantly reduce the creation of entanglement, as opposed to an intuitive implementation of the Hamiltonian's geometry. Our approach allows long-time simulations and an analysis of the environmental dynamics, in which, after a sudden quench, we find clear signatures of many-body effects. We employ our techniques to compute spectral functions of impurity models, with possible applications to dynamical mean-field theory impurity solvers, and to calculate dissipation in the non-equilibrium Anderson model with explicit time-dependence, as relevant for ongoing experiments with oscillating tip atomic force microscopes.
Dynamical mean-field theory (DMFT) is a widely used, nonperturbative computational framework for strongly correlated electron systems. This thesis extends DMFT in two directions: treating disorder and higher-order correlators away from equilibrium, and using near-term quantum computers as impurity solvers. In the first part, we develop two methodological advances for the nonequilibrium DMFT treatment of disordered, interacting systems. The first overcomes the central computational bottleneck of the recently developed nonequilibrium DMFT plus coherent potential approximation (DMFT+CPA) by replacing its explicit numerical disorder averaging with an exact analytical integration, exploiting a normalization property of the Schwinger-Keldysh contour; applied to a disorder-and-interaction quench of the Anderson-Hubbard model, this reveals that weak random disorder promotes thermalization. The second demonstrates that the out-of-time-order correlator (OTOC) can be successfully computed within the existing DMFT+CPA framework, by generalizing the Schwinger-Keldysh contour to a double-folded structure; as a proof-of-principle demonstration, weak disorder is found to accelerate the OTOC's decay in the half-filled Anderson-Hubbard model in the intermediate-coupling regime. In the second part, we explore the use of near-term quantum computers as DMFT impurity solvers. A stable real-time DMFT iteration scheme, designed for compatibility with quantum hardware, is first developed and validated classically against the metal-to-insulator transition. A symmetry-adapted variational quantum eigensolver (VQE) is then benchmarked as the Anderson impurity solver for the converged DMFT Hamiltonian, and is found to reproduce ground-state energies accurately and to extract the single-particle Green's function reliably at intermediate to strong coupling, while accurate ground-state energies are shown not to guarantee accurate dynamics at weak coupling, a key challenge for extending such approaches to correlated metals. Together, we demonstrate that DMFT can be methodologically extended to study disordered and interacting systems away from equilibrium, and to incorporate near-term quantum hardware as a genuinely new computational resource to enhance its capabilities.
Dynamical Mean-Field Theory (DMFT) has opened new perspectives for the investigation of strongly correlated electron systems and greatly improved our understanding of correlation effects in models and materials. In contrast to Hartree-Fock-type approximations the mean field of DMFT is dynamical, whereby local quantum fluctuations are fully taken into account. DMFT becomes exact in the limit of high spatial dimensions or coordination number. Using DMFT the dynamics of correlated electron systems can be investigated non-perturbatively at all interaction strengths, electron densities and temperatures. By merging density functional theory with DMFT a powerful method for the calculation of the properties of correlated electron materials has become available, which is applicable to bulk systems and heterostructures, including topological states of matter. The inclusion of non-local correlations into DMFT makes it possible to explore unconventional superconductivity and the critical behavior at thermal or quantum phase transitions. By generalizing DMFT to non-equilibrium states also the real-time dynamics of correlated systems can be investigated. In this brief review the foundations and current status of DMFT are discussed along with characteristic physical insights obtained with this approach.
This PhD thesis conducts a focused study of strongly correlated materials with localized electron orbitals. We have studied two real materials (LuNiO3_33​ and VO2_22​) and one model system, i.e., the Anderson impurity model. The thesis is divided into two parts. In the first part, we use the DFT+UUU method, to calculate the equilibrium phase transitions of LuNiO3_33​ as an example of rare-earth nickelates under a substrate-induced strain, and the nonequilibrium phase transitions of VO2_22​ as an example of narrow-gap Mott insulators under laser-pulse-induced photoexcitations. The effect of adding UUU is manifested in both materials as the change of band structure in response to the change of orbital occupancies of electrons, i.e., the soft band effect. This effect brings about competitions of electrons between different orbitals and gives rise to multiple metastable states. In the second part, we go beyond band theory and study how we can use the density matrix renormalization group (DMRG) method based on matrix product states (MPS) to perform real-time evolutions of the Anderson impurity model, towards the goal of building a real-time impurity solver for the nonequilibrium dynamical mean-field theory (DMFT). We study both the quenched and periodically driven single-impurity Anderson models (SIAM) and have obtained some complexity results based on a non-standard implementation of DMRG (the 4-MPS method) we developed in the thesis. We find in the star geometry of the SIAM that the ordering of the bath orbitals in the MPS affects dramatically the increase of entanglement entropy and thus the computational complexity of the simulation.