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Equilibration of Measurement Statistics Under Complex Dynamics

Cozmin Ududec, Nathan Wiebe, Joseph Emerson

Published Aug 16, 2012• 2 citations
OpenAlex

Abstract

There has been considerable recent progress in clarifying the conditions under which quantum systems equilibrate. We demonstrate that effective equilibration of an isolated system can occur under much weaker conditions than previously considered, by requiring only an assumption of sufficiently complex dynamics (which encodes a condition on the complexity of the system eigenvectors) and natural information-theoretic constraints resulting from the infeasibility of collecting an astronomically large amount of measurement data. In particular, we prove that, for generic Hamiltonian systems, the measurement statistics for maximally fine-grained measurements on pure states are effectively indistinguishable from the micro-canonical distribution after a finite equilibration time. We demonstrate that our assumptions correspond to physically realistic conditions by numerically confirming their validity for both generic many-body systems limited to two-body interactions and the quantum kicked-top in a globally chaotic regime.

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There has been considerable recent progress in clarifying the conditions under which quantum systems equilibrate. We demonstrate that effective equilibration of an isolated system can occur under much weaker conditions than previously considered, by requiring only an assumption of sufficiently complex dynamics (which encodes a condition on the complexity of the system eigenvectors) and natural information-theoretic constraints resulting from the infeasibility of collecting an astronomically large amount of measurement data. In particular, we prove that, for generic Hamiltonian systems, the measurement statistics for maximally fine-grained measurements on pure states are effectively indistinguishable from the micro-canonical distribution after a finite equilibration time. We demonstrate that our assumptions correspond to physically realistic conditions by numerically confirming their validity for both generic many-body systems limited to two-body interactions and the quantum kicked-top in a globally chaotic regime.
The question of how irreversibility can emerge as a generic phenomenon when the underlying mechanical theory is reversible has been a long-standing fundamental problem for both classical and quantum mechanics. We describe a mechanism for the appearance of irreversibility that applies to coherent, isolated systems in a pure quantum state. This equilibration mechanism requires only an assumption of sufficiently complex internal dynamics and natural information-theoretic constraints arising from the infeasibility of collecting an astronomical amount of measurement data. Remarkably, we are able to prove that irreversibility can be understood as typical without assuming decoherence or restricting to coarse-grained observables, and hence occurs under distinct conditions and time scales from those implied by the usual decoherence point of view. We illustrate the effect numerically in several model systems and prove that the effect is typical under the standard random-matrix conjecture for complex quantum systems.
It has recently been shown that small quantum subsystems generically equilibrate, in the sense that they spend most of the time close to a fixed equilibrium state. This relies on just two assumptions: that the state is spread over many different energies, and that the Hamiltonian has non-degenerate energy gaps. Given the same assumptions, it has also been shown that closed systems equilibrate with respect to realistic measurements. We extend these results in two important ways. Firstly, we prove equilibration over a finite (rather than infinite) time-interval, allowing us to bound the equilibration time. Secondly, we weaken the non-degenerate energy gaps condition, showing that equilibration occurs provided that no energy gap is hugely degenerate.
One of the main questions of research on quantum many-body systems following unitary out of equilibrium dynamics is to find out how local expectation values equilibrate in time. For non-interacting models, this question is rather well understood. However, the best known bounds for general quantum systems are vastly crude, scaling unfavorable with the system size. Nevertheless, empirical and numerical evidence suggests that for generic interacting many-body systems, generic local observables, and sufficiently well-behaved states, the equilibration time does not depend strongly on the system size, but only the precision with which this occurs does. In this discussion paper, we aim at giving very simple and plausible arguments for why this happens. While our discussion does not yield rigorous results about equilibration time scales, we believe that it helps to clarify the essential underlying mechanisms, the intuition and important figure of merits behind equilibration. We then connect our arguments to common assumptions and numerical results in the field of equilibration and thermalization of closed quantum systems, such as the eigenstate thermalization hypothesis as well as rigorous results on interacting quantum many-body systems. Finally, we complement our discussions with numerical results - both in the case of examples and counter-examples of equilibrating systems.
Equilibrium statistical mechanics provides powerful tools to understand physics at the macroscale. Yet, the question remains how this can be justified based on a microscopic quantum description. Here, we extend the ideas of pure state quantum statistical mechanics, which focus on single time statistics, to show the equilibration of isolated quantum processes. Namely, we show that most multitime observables for sufficiently large times cannot distinguish a nonequilibrium process from an equilibrium one, unless the system is probed for an extremely large number of times or the observable is particularly fine-grained. A corollary of our results is that the size of non-Markovianity and other multitime characteristics of a nonequilibrium process also equilibrate.
We investigate the role of a statistical complexity measure to assign equilibration in isolated quantum systems. While unitary dynamics preserve global purity, expectation values of observables often exhibit equilibration-like behavior, raising the question of whether a measure of complexity can track this process. In addition to examining observable equilibration, we extend our analysis to study how the complexity of the quantum states evolves, providing insight into the transition from initial coherence to equilibrium. We define a classical statistical complexity measure based on observable entropy and deviation from equilibrium, which captures the dynamical progression towards equilibration and effectively distinguishes between complex and non-complex trajectories. In particular, our measure is sensitive to non-complex dynamics. Such dynamics include the quasi-periodic behavior exhibited by low-dimensional initial states, where the system explores a limited region of Hilbert space while preserving coherence. Numerical simulations of an Ising-like non-integrable Hamiltonian spin-chain model support these findings. Our work provides new insight into the emergence of equilibrium behavior from unitary dynamics and advances complexity as a meaningful tool in the study of the emergence of classicality in microscopic systems.
Understanding how macroscopic systems exhibit irreversible thermal behavior has been a longstanding challenge, first brought to prominence by Boltzmann. Recent advances have established rigorous conditions for isolated quantum systems to equilibrate to a maximum entropy state, contingent upon weak assumptions. These theorems, while powerful, applied for a sudden quench. However, natural processes involve finite-time perturbations or quenches, which raises a crucial question: Can these systems still equilibrate under more realistic, finite-time dynamics? In this work, we extend the established results to account for finite-time quenches, demonstrating that, even under finite-time perturbations, the system will equilibrate provided it populates many significant energy levels. While the mathematical proof is more intricate than in the instantaneous case, the physical conclusion remains the same: sufficient perturbation leads to equilibration. Our results provide a broader and more physically realistic framework for understanding thermalization in isolated quantum systems.