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Bulletin of the American Physical Society

Classification of interacting fermionic phases by dimensional reduction

Raquel Queiroz, Eslam Khalaf, Ady Stern

Published Jan 7, 2016• 0 citations
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Abstract

We present a dimensional reduction argument to derive the classification of fermionic symmetry protected topological phases in the presence of interactions. The dimensional reduction proceeds by relating the topological character of a $d$-dimensional system to the number of zero-energy bound states localized at zero-dimensional topological defects present at its surface. This correspondence enables the construction of a symmetry preserving $n$-particle quartic interaction that renders the system topologically trivial. Our reduction shows that all phases with $\nu < n$ are topologically distinct, thereby reducing the non-interacting $\mathbb{Z}$ classification to $\mathbb{Z}_n$.

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arXiv:1609.07469•Physical review. B./Physical review. B•May 4, 2017•34 citations
We present a dimensional reduction argument to derive the classification of fermionic symmetry protected topological phases in the presence of interactions. The dimensional reduction proceeds by relating the topological character of a ddd-dimensional system to the number of zero-energy bound states localized at zero-dimensional topological defects present at its surface. This correspondence enables the construction of a symmetry preserving nnn-particle quartic interaction that renders the system topologically trivial. Our reduction shows that all phases with ν<n\nu < nν<n are topologically distinct, thereby reducing the non-interacting Z\mathbb{Z}Z classification to Zn\mathbb{Z}_nZn​.
We present a dimensional reduction argument to derive the classification reduction of fermionic symmetry protected topological phases in the presence of interactions. The dimensional reduction proceeds by relating the topological character of a d-dimensional system to the number of zero-energy bound states localized at zero-dimensional topological defects present at its surface. This correspondence leads to a general condition for symmetry preserving interactions that render the system topologically trivial, and allows us to explicitly write a quartic interaction to this end. Our reduction shows that all phases with topological invariant smaller than n are topologically distinct, thereby reducing the noninteracting Z classification to Z_{n}.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘ ’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
Symmetry protected topological (SPT) phases are a minimal generalization of the concept of topological insulators to interacting systems. In this paper, we describe the classification and properties of such phases for three-dimensional (3D) electronic systems with a number of different symmetries. For symmetries representative of all classes in the famous 10-fold way of free-fermion topological insulators/superconductors, we determine the stability to interactions. By combining with results on bosonic SPT phases, we obtain a classification of electronic 3D SPT phases for these symmetries. In cases with a normal U(1)U(1)U(1) subgroup we show that this classification is complete. We describe the nontrivial surface and bulk properties of these states. In particular, we discuss interesting correlated surface states that are not captured in a free-fermion description. We show that in many, but not all, cases, the surface can be gapped while preserving symmetry if it develops intrinsic topological order.
The conditions for both the stability and the breakdown of the topological classification of gapped ground states of noninteracting fermions, the tenfold way, in the presence of quartic fermion-fermion interactions are given for any dimension of space. This is achieved by encoding the effects of interactions on the boundary gapless modes in terms of boundary dynamical masses. Breakdown of the noninteracting topological classification occurs when the quantum nonlinear $\ensuremath{\sigma}$ models for the boundary dynamical masses favor quantum disordered phases. For the tenfold way, we find that (i) the noninteracting topological classification Z2{\mathbb{Z}}_{2}^{\phantom{\rule{0.16em}{0ex}}}Z2​ is always stable, (ii) the noninteracting topological classification Z\mathbb{Z}Z in even dimensions is always stable, and (iii) the noninteracting topological classification Z\mathbb{Z}Z in odd dimensions is unstable and reduces to ZN{\mathbb{Z}}_{N}^{\phantom{\rule{0.16em}{0ex}}}ZN​ that can be identified explicitly for any dimension and any defining symmetries. We also apply our method to the three-dimensional topological crystalline insulator SnTe from the symmetry class AII+R\mathrm{AII}+RAII+R, for which we establish the reduction $\mathbb{Z}\ensuremath{\rightarrow}{\mathbb{Z}}_{8}^{\phantom{\rule{0.16em}{0ex}}}$ of the noninteracting topological classification.
We classify interacting topological insulators and superconductors with order-two crystal symmetries (reflection or twofold rotation), focusing on the case where interactions reduce the noninteracting classification. We find that the free-fermion Z2{\mathbb{Z}}_{2}Z2​ classifications are stable against quartic contact interactions, whereas the Z\mathbb{Z}Z classifications reduce to ZN{\mathbb{Z}}_{N}ZN​, where NNN depends on the symmetry class and the dimension ddd. These results are derived using a quantum nonlinear $\ensuremath{\sigma}$ model (QNLSM) that describes the effects of the quartic interactions on the boundary modes of the crystalline topological phases. We use Clifford algebra extensions to derive the target spaces of these QNLSMs in a unified way. The reduction pattern of the free-fermion classification then follows from the presence or absence of topological terms in the QNLSMs, which is determined by the homotopy group of the target spaces. We show that this derivation can be performed using either a complex fermion or a real Majorana representation of the crystalline topological phases and demonstrate that these two representations give consistent results. To illustrate the breakdown of the noninteracting classification, we present examples of crystalline topological insulators and superconductors in one, two, and three dimensions whose surface modes are unstable against interactions. For the three-dimensional example, we show that the reduction pattern obtained by the QNLSM method agrees with the one inferred from the stability analysis of the boundary modes using bosonization.