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Must the Microcausality Condition Be Interpreted Causally? Beyond Reduction and Matters of Fact

Jordi Cat

Published Jan 1, 2000• 1 citation
OpenAlex

Abstract

The 'microcausality' condition in quantum field theory is typically resented and justified on the basis of general principles of physical causality. I explore in detail a number of alternative causal interpretations of this condition. I conclude that none is fully satisfactory, independent of further and controversial assumptions about the object and scope of quantum field theories. In particular the stronger causal readings require a fully reductionist and fundamentalist attitude to quantum field theory. I argue, in a deflationary spirit, for a reading of the 'microcausality' condition as mere boundary condition, inspired by Relativity, that different possible formulations of quantum field theory must obey

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In gauge theories, globally charged observables necessarily depend non-locally on the kinematical fields, with this dependence extending to the asymptotic boundary of spacetime. Despite this, we show that a subset of such observables can be consistently regarded as local to the bulk, in a manner that respects microcausality and leaves locality properties of uncharged observables untouched. A sufficient condition for this is to impose kinematically non-local boundary conditions on the large gauge sector of the theory, and to invoke a relational notion of localisation for observables. This reveals a relatively underappreciated link between boundary conditions, and different notions of microcausality and locality. We develop this point through a detailed case study in scalar QED, describing non-local boundary conditions that allow a large family of observables on a codimension-1 bulk surface to be viewed as local to that surface, despite being dressed by asymptotic Wilson lines. We show that this property continues to hold within a perturbative quantisation of the theory, and we argue that this leads to a consistent local net of algebras that includes these charged observables in bulk algebras. We explain how this setup may be understood in terms of a preferred dynamical reference frame for small gauge transformations appearing in the boundary conditions. Many features of the theory (such as microcausality, the vacuum state, and the net of algebras of observables) depend on the choice of this frame, and we briefly discuss some repercussions of this for algebraic formulations of QFT. While our analysis is performed in QED, we expect our results to carry over qualitatively to more complicated theories including gravity.

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Axiomatic quantum field theory is one approach to the project of merging the special theory of relativity with that of ordinary quantum mechanics. The project begins with the postulation of a set of axioms. Axioms should be motivated by reasonable physical principles in a way that illustrates how a given axiom is true. Motivations are often grounded in the principles of the parent theories: ordinary quantum mechanics or the theory of special relativity. Amongst the set of axioms first proposed by Haag and Kastler in 1963 is the axiom of microcausality. Microcausality requires the observables of regions at space-like separation to commute. This thesis seeks to answer the question ‘What principles from the special theory of relativity or ordinary quantum mechanics motivate, or justify, accepting microcausality as an axiom?’ The first chapter will provide the necessary background to investigate this question and the second chapter will undertake that investigation. In conclusion, microcausality cannot be well-motivated by individual principles rooted in the special theory of relativity or ordinary quantum mechanics.

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Antoine Soulas

We study some logical interrelationships between fundamental properties in (relativistic) quantum theories. An operational no-signalling condition is first introduced in the context of quantum mechanics, where we prove its equivalence to an apparently weaker version restricted to ideal measurements, and to a property of factorization of the evolution unitary operator. We then translate this condition in quantum field theory and prove that it implies both microcausality and the spin-statistics theorem, in the ideal case of pointwise measurements implemented in the projection postulate sense. This provides an argument (often invoked but apparently missing in the literature) to see microcausality as a necessary condition for the compatibility of spacelike separated operations.

arXiv:2309.07715•Sep 14, 2023•0 citations
The 'microcausality' condition in quantum field theory is typically resented and justified on the basis of general principles of physical causality. I explore in detail a number of alternative causal interpretations of this condition. I conclude that none is fully satisfactory, independent of further and controversial assumptions about the object and scope of quantum field theories. In particular the stronger causal readings require a fully reductionist and fundamentalist attitude to quantum field theory. I argue, in a deflationary spirit, for a reading of the 'microcausality' condition as mere boundary condition, inspired by Relativity, that different possible formulations of quantum field theory must obey
Bell appealed to the theory of relativity in formulating his principle of local causality. But he maintained that quantum field theories do not conform to that principle, even when their field equations are relativistically covariant and their observable algebras satisfy a relativistically motivated microcausality condition. A pragmatist view of quantum theory and an interventionist approach to causation prompt the reevaluation of local causality and microcausality. Local causality cannot be understood as a reasonable requirement on relativistic quantum field theories: it is unmotivated even if applicable to them. But microcausality emerges as a sufficient condition for the consistent application of a relativistic quantum field theory.
In gauge theories, globally charged observables necessarily depend non-locally on the kinematical fields, with this dependence extending to the asymptotic boundary of spacetime. Despite this, we show that a subset of such observables can be consistently regarded as local to the bulk, in a manner that respects microcausality and leaves locality properties of uncharged observables untouched. A sufficient condition for this is to impose kinematically non-local boundary conditions on the large gauge sector of the theory, and to invoke a relational notion of localisation for observables. This reveals a relatively underappreciated link between boundary conditions, and different notions of microcausality and locality. We develop this point through a detailed case study in scalar QED, describing non-local boundary conditions that allow a large family of observables on a codimension-1 bulk surface to be viewed as local to that surface, despite being dressed by asymptotic Wilson lines. We show that this property continues to hold within a perturbative quantisation of the theory, and we argue that this leads to a consistent local net of algebras that includes these charged observables in bulk algebras. We explain how this setup may be understood in terms of a preferred dynamical reference frame for small gauge transformations appearing in the boundary conditions. Many features of the theory (such as microcausality, the vacuum state, and the net of algebras of observables) depend on the choice of this frame, and we briefly discuss some repercussions of this for algebraic formulations of QFT. While our analysis is performed in QED, we expect our results to carry over qualitatively to more complicated theories including gravity.
Axiomatic quantum field theory is one approach to the project of merging the special theory of relativity with that of ordinary quantum mechanics. The project begins with the postulation of a set of axioms. Axioms should be motivated by reasonable physical principles in a way that illustrates how a given axiom is true. Motivations are often grounded in the principles of the parent theories: ordinary quantum mechanics or the theory of special relativity. Amongst the set of axioms first proposed by Haag and Kastler in 1963 is the axiom of microcausality. Microcausality requires the observables of regions at space-like separation to commute. This thesis seeks to answer the question ‘What principles from the special theory of relativity or ordinary quantum mechanics motivate, or justify, accepting microcausality as an axiom?’ The first chapter will provide the necessary background to investigate this question and the second chapter will undertake that investigation. In conclusion, microcausality cannot be well-motivated by individual principles rooted in the special theory of relativity or ordinary quantum mechanics.
Causality has never gained the status of a 'law' or 'principle' in physics. Some recent literature has even popularized the false idea that causality is a notion that should be banned from theory. Such misconception relies on an alleged universality of the reversibility of the laws of physics, based either on the determinism of classical theory, or on the multiverse interpretation of quantum theory, in both cases motivated by mere interpretational requirements for realism of the theory. Here, I will show that a properly defined unambiguous notion of causality is a theorem of quantum theory, which is also a falsifiable proposition of the theory. Such a notion of causality appeared in the literature within the framework of operational probabilistic theories. It is a genuinely theoretical notion, corresponding to establishing a definite partial order among events, in the same way as we do by using the future causal cone on Minkowski space. The notion of causality is logically completely independent of the misidentified concept of 'determinism', and, being a consequence of quantum theory, is ubiquitous in physics. In addition, as classical theory can be regarded as a restriction of quantum theory, causality holds also in the classical case, although the determinism of the theory trivializes it. I then conclude by arguing that causality naturally establishes an arrow of time. This implies that the scenario of the 'block Universe' and the connected 'past hypothesis' are incompatible with causality, and thus with quantum theory: they are both doomed to remain mere interpretations and, as such, are not falsifiable, similar to the hypothesis of 'super-determinism'.This article is part of a discussion meeting issue 'Foundations of quantum mechanics and their impact on contemporary society'.
Abstract Bell’s theorem demonstrates that any physical theory that is consistent with the predictions of quantum mechanics, and which satisfies some apparently innocuous assumptions, must violate the principle of local causality . It may therefore be possible to maintain local causality by rejecting one of these other assumptions instead. One possibility that has recently received significant attention involves rejecting the principle of statistical independence (SI). In this paper, we consider the frequency interpretation of SI, which states that ρ(λ)≈ρ(λ∣Z)\rho (\lambda ) \approx \rho (\lambda | Z)ρ(λ)≈ρ(λ∣Z) , where ρ(λ)\rho (\lambda )ρ(λ) is the relative frequency of an element of an ensemble being in the state λ\lambdaλ , and Z is a label that separates the ensemble into apparently randomly selected sub-ensembles. SI is violated when the sub-ensemble frequency ρ(λ∣Z)\rho (\lambda | Z)ρ(λ∣Z) fails to be representative of the ensemble frequency ρ(λ)\rho (\lambda )ρ(λ) . We argue that physical theories that systematically violate SI should all be understood as superdeterministic . This perspective on SI sheds light on a number of issues that are being debated in the superdeterminism literature, especially concerning its scope and philosophical consequences. Regarding scope, we argue that superdeterministic theories fall into three categories, deterministic theories with fine-tuned initial conditions, fluke theories, and nomic exclusion theories. We also argue that retrocausal and invariant set theories need not violate SI, which is contrary to how they are normally presented. Regarding philosophical implications, we argue that superdeterminism is incompatible with free will according to some prominent compatibilist accounts. We also argue that although superdeterminism is conspiratorial, it is not unscientific, but pre-scientific.
We study some logical interrelationships between fundamental properties in (relativistic) quantum theories. An operational no-signalling condition is first introduced in the context of quantum mechanics, where we prove its equivalence to an apparently weaker version restricted to ideal measurements, and to a property of factorization of the evolution unitary operator. We then translate this condition in quantum field theory and prove that it implies both microcausality and the spin-statistics theorem, in the ideal case of pointwise measurements implemented in the projection postulate sense. This provides an argument (often invoked but apparently missing in the literature) to see microcausality as a necessary condition for the compatibility of spacelike separated operations.