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Ghost Models in Two-Dimensional Condensed Matter Physics

Paola Mosconi

Published Oct 24, 2003• 0 citations
OpenAlex

Abstract

This thesis is devoted to the study of ghost theories out of the critical point, in two dimensions. The first chapter offers a bird's eye view of the most important applications of ghosts to condensed matter physics. After a brief exposition of the basic (and less basic) facts concerning ghosts at the critical point, an outline of the non-perturbative methods, used in Part I and Part II, is furnished. Essentially, they rely on the so-called integrable approach, which is based on the possibility of describing all the states of an integrable quantum field theory in terms of pseudo-particles in a Hilbert space. The scattering properties of such excitations are encoded into a matrix (the S-matrix), which can be exactly determined by imposing a set of stringent constraints, and which allows to specify completely the particle content of the theory (masses, multiplicities, bound states) [38, 39]. The knowledge of the scattering amplitude, then, permits to extract all the thermodynamic quantities of the system (free energy) by means of the Thermodynamic Bethe ansatz (TBA) technique [40] and, at least in principle, to determine the off-critical correlation functions of the local operators of the theory, thanks to the so-called Form Factor bootstrap approach [41-43]. Part I contains the simplest examples of off-critical ghost theories, namely the massive versions of the conformal free bosonic and fermionic ones [44]. Despite their non-interacting nature, still there are non-local sectors of the models, which exhibit a highly interacting behavior. Correlation functions of operators belonging to these sectors are computed exactly and a comparison with the massive ordinary counterparts is performed. Afterwards, the effects;produced by the introduction of impurities are considered [45]. At the moment, such models lack a physical realization, but they are important as 'prototype' systems, shedding light on some crucial basic aspects (e.g. the choice of the most convenient basis for the space of states). Part II deals with a deceptively simple representative of the aforementioned nonlinear sigma models defined on supersymmetric manifolds, where the vector field, with one commuting component and two anticommuting ones, transforms under the global symmetry OSP(ll2). This system has a simple physical realization in terms of a dense loop model, where crossings of loops are allowed [28, 46]. At long wavelength, the theory is gapless and the Goldstone excitations are nothing but free fermionic ghosts [25, 28]. We propose the exact S-matrix for this system and present TBA calculations, supporting such conjecture. The bootstrap form factor approach is outlined, including a detailed discussion about the symmetry properties of the model and the explicit derivation of some basic objects, such as the minimal form factors. Moreover, we compute explicitly the two-point correlation function of a suitably chosen operator of the theory, comparing its large distance limit with the result expected on the basis of conformal field theory considerations. Since the work is still in progress [47], we conclude sketching the main goals and the route we intend to take, in order to pursue them.

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Duality and strongly correlated systems in two dimensions

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Many of the most vexing phenomena observed in condensed matter physics involve strongly correlated systems near quantum critical points in two spatial dimensions. Examples range from the sharing of critical exponents (superuniversality) among quantum Hall plateau transitions to the emergence of a charge-vortex symmetry near the field-tuned superconductor-insulator transition in thin films to the appearance of “anomalous” metallic states which evade localization. These problems elude theoretical understanding because they lack small parameters; standard perturbative approaches constitute poor, often uncontrolled approximations. This thesis concerns itself with the development of techniques reaching beyond the perturbative paradigm, focusing especially on duality, the idea that two seemingly different theories are actually one and the same. 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In relativistic theories, flux attachment necessarily involves transmutation of both statistics and spin, an operation which can be made precise in the context of loop models. We further show that while non-relativistic theories are invariant under attachment of even numbers of flux quanta due to the periodicity of statistics, this symmetry is completely lost in relativistic theories due to the presence of spin, clarifying the interpretation of earlier loop models in which this symmetry appeared to be present. Motivated in part by this lack of statistical periodicity in relativistic flux attachment, in Chapter 3 we turn our attention to the metallic, “composite Fermi liquid” states occuring in quantum Hall systems at filling fraction ν = 1/2n. Famously, the state at ν = 1/2 is known to display particle-hole symmetry, which has recently led to the proposal of a manifestly particle-hole symmetric theory of relativistic, or Dirac, composite fermions that features prominently in the web of dualities. Surprisingly, however, an analogous “reflection symmetry” has also been observed in transport experiments about ν = 1/4. To explain this symmetry, we propose a series of relativistic composite fermion theories for the compressible states at ν = 1/2n, in which the reflection symmetry is incorporated as a mean field time-reversal symmetry of the composite fermions. These theories consist of electrically neutral Dirac fermions attached to 2n flux quanta via an emergent Chern-Simons gauge field. While not possessing an explicit particle-hole symmetry, these theories reproduce the known Jain sequence states proximate to ν = 1/2n, and we show that such states can be related by the observed reflection symmetry, at least at mean field level. In Chapter 4, we describe how duality can be used to access exotic gapped phases, in particular non- Abelian quantum Hall states. Using proposed non-Abelian bosonization dualities in two spatial dimensions, which morally relate U(N)k and SU(k)−N Chern-Simons-matter theories, we present pairing scenarios for which non-Abelian quantum Hall states can be obtained starting from theories of Abelian composite particles. The advantage of these dualities is that regions of the phase diagram which may be obscure on one side of the duality can be accessed by condensing local operators on the other side. Starting from parent Abelian states, we use this approach to construct Landau-Ginzburg theories of non-Abelian states through a pairing mechanism. In particular, we obtain the bosonic Read-Rezayi sequence at fillings ν = k/(kM +2) by starting from k layers of bosons at ν = 1/2 with M Abelian fluxes attached and then condensing k-clusters of the dual non-Abelian bosons. We further extend this constructions to obtain generalizations of the Read-Rezayi states with emergent global symmetries. In Chapter 5, we describe a context in which non-perturbative ideas from duality and perturbative results in the language of the renormalization group (RG) can inform one another: the interplay of quenched disorder and strong interaction effects near quantum critical points. In particular, we focus on the problem of quenched disorder at the superfluid-insulator transition of the O(N) model in the large-N limit. While a random mass is strongly relevant at the free fixed point, its effect is screened by the strong interactions of the Wilson-Fisher fixed point in this model, enabling a perturbative RG study of the interplay of disorder and interactions about this fixed point. In contrast to the spiralling flows obtained in earlier double-ε expansions, we show that the theory flows directly to a quantum critical point characterized by finite disorder and interactions, with critical exponents in remarkable agreement with numerical studies of the superfluid-Mott glass transition. With these results in hand, we apply duality to discuss the possible implications of this result for the dual Abelian Higgs and Chern-Simons-Dirac fermion theories when N = 1.

•Nov 18, 2020•0 citations
This thesis is devoted to the study of ghost theories out of the critical point, in two dimensions. The first chapter offers a bird's eye view of the most important applications of ghosts to condensed matter physics. After a brief exposition of the basic (and less basic) facts concerning ghosts at the critical point, an outline of the non-perturbative methods, used in Part I and Part II, is furnished. Essentially, they rely on the so-called integrable approach, which is based on the possibility of describing all the states of an integrable quantum field theory in terms of pseudo-particles in a Hilbert space. The scattering properties of such excitations are encoded into a matrix (the S-matrix), which can be exactly determined by imposing a set of stringent constraints, and which allows to specify completely the particle content of the theory (masses, multiplicities, bound states) [38, 39]. The knowledge of the scattering amplitude, then, permits to extract all the thermodynamic quantities of the system (free energy) by means of the Thermodynamic Bethe ansatz (TBA) technique [40] and, at least in principle, to determine the off-critical correlation functions of the local operators of the theory, thanks to the so-called Form Factor bootstrap approach [41-43]. Part I contains the simplest examples of off-critical ghost theories, namely the massive versions of the conformal free bosonic and fermionic ones [44]. Despite their non-interacting nature, still there are non-local sectors of the models, which exhibit a highly interacting behavior. Correlation functions of operators belonging to these sectors are computed exactly and a comparison with the massive ordinary counterparts is performed. Afterwards, the effects;produced by the introduction of impurities are considered [45]. At the moment, such models lack a physical realization, but they are important as 'prototype' systems, shedding light on some crucial basic aspects (e.g. the choice of the most convenient basis for the space of states). Part II deals with a deceptively simple representative of the aforementioned nonlinear sigma models defined on supersymmetric manifolds, where the vector field, with one commuting component and two anticommuting ones, transforms under the global symmetry OSP(ll2). This system has a simple physical realization in terms of a dense loop model, where crossings of loops are allowed [28, 46]. At long wavelength, the theory is gapless and the Goldstone excitations are nothing but free fermionic ghosts [25, 28]. We propose the exact S-matrix for this system and present TBA calculations, supporting such conjecture. The bootstrap form factor approach is outlined, including a detailed discussion about the symmetry properties of the model and the explicit derivation of some basic objects, such as the minimal form factors. Moreover, we compute explicitly the two-point correlation function of a suitably chosen operator of the theory, comparing its large distance limit with the result expected on the basis of conformal field theory considerations. Since the work is still in progress [47], we conclude sketching the main goals and the route we intend to take, in order to pursue them.
This thesis is concerned with perturbed conformal field theory, the thermodynamic Bethe ansatz technique and applications to statistical mechanics. In particular, the phase space of two dimensional Z(_N)-symmetric statistical models is examined using these techniques. The aim of the first two chapters is to review some general material concerning statistical mechanics, perturbed conformal field theory, integrable two-dimensional quantum field theory and the thermodynamic Bethe ansatz (TBA) technique. In the third chapter Z(_N)-symmetric statistical theories are discussed and the known features of the phase space of such models are surveyed. The field content of the conformal models in this space (called parafermionic models) is investigated in order to determine which perturbations can be used to investigate the phase space. In the fourth and fifth chapters TBA equations are proposed to describe massless and massive renormalisation flows from the Z(_N)-symmetric conformal theories under self-dual Z(_N)-symmetric perturbations. According to the sign of the perturbation parameter the infrared limits are shown to be either conformal c = 1 or massive theories. The ground state energies of these models can be discovered in all perturbative regimes via the TBA method and the results agree with perturbation theory in ultraviolet and infrared limits. Results from detailed studies of the N = 5, 6..10 models are presented throughout. It is also deduced that the parafermionic models lie exactly at the bifurcation point of the first-order transition region into the Kosterlitz-Thouless region of the Z(_N)-symmetric phase space. The sixth and seventh chapters deal solely with massive perturbations. In chapter six, results from the TBA equations are used to deduce the mass spectrum and the vacuum structure of the underlying scattering theory. In chapter seven, proposals for the massive S-matrices are made. For N odd the mass spectra proposed by the TBA method and that predicted by the S-matrix approach (using the minimality principle) differ. It is suggested therefore, that the N odd S-matrices contain zeroes in the physical strip, violating the minimality principle.
We study different aspects of integrable boundary quantum field theories, focusing mostly on the ``boundary sine-Gordon model'' and its applications to condensed matter physics. The first part of the review deals with formal problems. We analyze the classical limit and perform semi-classical quantization. We show that the non-relativistic limit corresponds to the Calogero-Moser model with a boundary potential. We construct a lattice regularization of the problem via the XXZ chain. We classify boundary bound states. We generalize the Destri de Vega method to compute the ground state energy of the theory on a finite interval. The second part deals with some applications to condensed matter physics. We show how to compute analytically time and space dependent correlations in one-dimensional quantum integrable systems with an impurity. Our approach is based on a description of these systems in terms of massless scattering of quasiparticles. Correlators follow then from matrix elements of local operators between multiparticle states -- the massless form-factors. Although, in general an infinite sum of these form-factors has to be considered, we find that for the current, spin and energy operators only a few (two or three) are necessary to obtain an accuracy of more than 1\%. Our results hold for arbitrary impurity strength, in contrary to the perturbative expansions in the coupling constants. As an example, we compute the frequency dependent condunctance, at zero temperature, in a Luttinger liquid with an impurity, and also discuss the susceptibility in the Kondo model and the time-dependent properties of the two-state problem with dissipation.
“Bosonization” refers to the possibility of describing a theory of relativistic Dirac fermions obeying standard anticommutation rules by a boson field theory. While this may be possible in all dimensions, it has so far proved most useful in d = 1, where the bosonic version of the given fermionic theory is local and simple, and often simpler than the Fermi theory. This chapter should be viewed as a stepping stone toward a more thorough approach, for which references are given at the end. In this chapter I will set up the bosonization machine, explaining its basic logic and the dictionary for transcribing a fermionic theory to a bosonic theory. The next chapter will be devoted to applications. To my knowledge, bosonization, as described here, was first carried out by Lieb and Mattis [1] in their exact solution of the Luttinger model [2]. Later, Luther and Peschel [3] showed how to use it to find asymptotic (low momentum and energy) correlation functions for more generic interacting Fermi systems. It was independently discovered in particle physics by Coleman [4], and further developed by Mandelstam [5]. Much of what I know and use is inspired by the work of Luther and Peschel. Preamble Before getting into any details, I would first like to answer two questions. First, if bosonization applies only to relativistic Dirac fermions, why is it of any interest to condensed matter theory where relativity is not essential? Second, what is the magic by which bosonization helps us tame interacting field theories? As for the first question, there are two ways in which Dirac fermions enter condensed matter physics. The first is in the study of two-dimensional Ising models, where we have already encountered them. Recall that if we use the transfer matrix approach and convert the classical problem on an N × N lattice to a quantum problem in one dimension we end up with a 2 N -dimensional Hilbert space, with a Pauli matrix at each of N sites. The two dimensions at each site represent the twofold choice of values open to the Ising spins. Consider now a spinless fermion degree of freedom at each site. Here too we have two choices: the fermion state is occupied or empty.
Introduction to Integrable Many-Body systems III This is the third part of a three-volume introductory course about integrable systems of interacting bodies. The emphasis is put onto the method of Thermodynamic Bethe ansatz. Two kinds of integrable models are studied. Systems of itinerant electrons, forming a part of Condensed Matter Physics, involve the Hubbard lattice model of electrons with short-ranged one-site interactions (Sect. 20) and the s-d exchange Kondo model (Sect. 21), describing the scattering of conduction electrons on a spin-s impurity. Methods and basic concepts used in Quantum Field Theory are explained on the integrable (1 + 1)-dimensional sine-Gordon model. We start with the classical description of the model in Sect. 22, analyze its finite energy field configurations (soliton, anti-soliton and breathers) and show its classical integrability. The model is quantized by using two schemes: the conformal (Sect. 23) and Lagrangian (Sect. 24) quantizations. The scattering matrix of the sine-Gordon theory is derived at the full quantum level in the bootstrap scheme and is compared to its classical limit in Sect. 25. The parameters of the scattering matrix are related to those of the Lagrangian by calculating the ground-state energy in an applied magnetic field in two ways: Conformal perturbation theory and Thermodynamic Bethe ansatz (Sect. 26). The relation of the sine-Gordon theory to the XXZ Heisenberg model, which provides a complete solution of the sine-Gordon model in a finite volume, is pointed out in Sect. 27. The obtained results are applied in Sect. 28. to the derivation of the exact thermodynamics for the (symmetric) two-component Coulomb gas; this is the first classical two-dimensional fluid with exactly solvable thermodynamics.
This thesis contains three main parts, which are largely independent. In the first part we deal with the boundary bootstrap in supersymmetric factorized scattering theory. We give a description of supersymmetry in the case when the space is a half-line and present rules for the determination of the representations in which higher level boundary bound states transform, and for the determination of the supersymmetric one-particle reflection matrix factors for the higher level boundary bound states. These rules apply under the condition that the bulk particles transform in the kink or in the boson-fermion representation. Examples for the application of these rules to specific models are also given. In the second part we investigate the problem whether the TCSA spectrum can be approximated by the spectrum of the original Hamiltonian operator in which the coefficients of the terms are suitably changed. The investigation is done in the case of the critical Ising model on a strip with an external magnetic field on one of the boundaries. Another truncation method that preserves the solvability of the model is also considered. The results of perturbative and numerical calculations show that the above approximation is possible and that the qualitative behaviour of the truncated spectrum as a function of the coupling constant depends on the truncation method. In the third part we investigate the phase structure of the two- and three-frequency sine-Gordon models using the TCSA. In the case of the three-frequency model the tricritical point, several points of the critical line and a few points of the line of first order transition are found.
Many of the most vexing phenomena observed in condensed matter physics involve strongly correlated systems near quantum critical points in two spatial dimensions. Examples range from the sharing of critical exponents (superuniversality) among quantum Hall plateau transitions to the emergence of a charge-vortex symmetry near the field-tuned superconductor-insulator transition in thin films to the appearance of “anomalous” metallic states which evade localization. These problems elude theoretical understanding because they lack small parameters; standard perturbative approaches constitute poor, often uncontrolled approximations. This thesis concerns itself with the development of techniques reaching beyond the perturbative paradigm, focusing especially on duality, the idea that two seemingly different theories are actually one and the same. While a duality is most useful when it relates a strongly interacting theory to a weakly interacting one, even dualities between strongly coupled theories can reveal emergent symmetries and exotic gapped phases that may be obscure in one theory but not its dual. Recently, starting from a relativistic analogue of flux attachment, an entire web of quantum field theory dualities was proposed connecting a wide variety of quantum critical states in two spatial dimensions. This web of dualities has led to a surge of progress on a wide variety of condensed matter problems, several examples of which are presented in this thesis. One of the major challenges that comes with the proposal of new dualities is to “derive” them. In Chapter 2, we construct simple, explicit derivations of many members of the web of dualities in (particle-hole symmetric) models of relativistic current loops. In relativistic theories, flux attachment necessarily involves transmutation of both statistics and spin, an operation which can be made precise in the context of loop models. We further show that while non-relativistic theories are invariant under attachment of even numbers of flux quanta due to the periodicity of statistics, this symmetry is completely lost in relativistic theories due to the presence of spin, clarifying the interpretation of earlier loop models in which this symmetry appeared to be present. Motivated in part by this lack of statistical periodicity in relativistic flux attachment, in Chapter 3 we turn our attention to the metallic, “composite Fermi liquid” states occuring in quantum Hall systems at filling fraction ν = 1/2n. Famously, the state at ν = 1/2 is known to display particle-hole symmetry, which has recently led to the proposal of a manifestly particle-hole symmetric theory of relativistic, or Dirac, composite fermions that features prominently in the web of dualities. Surprisingly, however, an analogous “reflection symmetry” has also been observed in transport experiments about ν = 1/4. To explain this symmetry, we propose a series of relativistic composite fermion theories for the compressible states at ν = 1/2n, in which the reflection symmetry is incorporated as a mean field time-reversal symmetry of the composite fermions. These theories consist of electrically neutral Dirac fermions attached to 2n flux quanta via an emergent Chern-Simons gauge field. While not possessing an explicit particle-hole symmetry, these theories reproduce the known Jain sequence states proximate to ν = 1/2n, and we show that such states can be related by the observed reflection symmetry, at least at mean field level. In Chapter 4, we describe how duality can be used to access exotic gapped phases, in particular non- Abelian quantum Hall states. Using proposed non-Abelian bosonization dualities in two spatial dimensions, which morally relate U(N)k and SU(k)−N Chern-Simons-matter theories, we present pairing scenarios for which non-Abelian quantum Hall states can be obtained starting from theories of Abelian composite particles. The advantage of these dualities is that regions of the phase diagram which may be obscure on one side of the duality can be accessed by condensing local operators on the other side. Starting from parent Abelian states, we use this approach to construct Landau-Ginzburg theories of non-Abelian states through a pairing mechanism. In particular, we obtain the bosonic Read-Rezayi sequence at fillings ν = k/(kM +2) by starting from k layers of bosons at ν = 1/2 with M Abelian fluxes attached and then condensing k-clusters of the dual non-Abelian bosons. We further extend this constructions to obtain generalizations of the Read-Rezayi states with emergent global symmetries. In Chapter 5, we describe a context in which non-perturbative ideas from duality and perturbative results in the language of the renormalization group (RG) can inform one another: the interplay of quenched disorder and strong interaction effects near quantum critical points. In particular, we focus on the problem of quenched disorder at the superfluid-insulator transition of the O(N) model in the large-N limit. While a random mass is strongly relevant at the free fixed point, its effect is screened by the strong interactions of the Wilson-Fisher fixed point in this model, enabling a perturbative RG study of the interplay of disorder and interactions about this fixed point. In contrast to the spiralling flows obtained in earlier double-ε expansions, we show that the theory flows directly to a quantum critical point characterized by finite disorder and interactions, with critical exponents in remarkable agreement with numerical studies of the superfluid-Mott glass transition. With these results in hand, we apply duality to discuss the possible implications of this result for the dual Abelian Higgs and Chern-Simons-Dirac fermion theories when N = 1.