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Proceedings of the Royal Society of London A Mathematical and Physical Sciences

Electron correlations in narrow energy bands III. An improved solution

J. Hubbard

Published Sep 22, 1964• 2,020 citations
Publisher

Abstract

Abstract A more accurate solution of the model (of an 8-band of interacting electrons) discussed in paper I is obtained. The new solution predicts a finite lifetime for the pseudo-particles and also the ‘Mott’ insulator-conductor transition. A physical interpretation of the theory based upon an analogy with the theory of alloys is given, and a special case in which the predictions of the theory can be worked out in some detail is studied.

DOI
10.1098/rspa.1964.0190

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Abstract A more accurate solution of the model (of an 8-band of interacting electrons) discussed in paper I is obtained. The new solution predicts a finite lifetime for the pseudo-particles and also the ‘Mott’ insulator-conductor transition. A physical interpretation of the theory based upon an analogy with the theory of alloys is given, and a special case in which the predictions of the theory can be worked out in some detail is studied.
To investigate the effects of electron correlation in narrow energy bands, a general formula of static spin susceptibility for interacting electron systems is derived. It is expressed in terms of the one-particle Green's function and its derivative with respect to the average number of the opposite spin electrons, the existence of the latter being the characteristic of electron correlation. The formula is applied to the case of Hubbard's improved approximation (Hubbard III), and gross feature of both the correlation and temperature dependences of the susceptibility is investigated in the insulating and metallic regions. The correlation in the metallic region is reduced for the Hubbard III case so that there occurs no ferromagnetism in a half-filled band.
Abstract: The metal–insulator transition (MIT) constitutes one of the most profound and persistent problems in condensed matter physics, sitting at the intersection of electronic structure theory, many-body physics, and emergent quantum phenomena. Conventional band theory, which successfully classifies materials as metals or insulators according to the filling of their electronic bands, fails dramatically when confronted with a class of compounds transition metal oxides chief among them that ought to be metallic by band-counting arguments yet are robustly insulating in the laboratory. The resolution of this paradox required abandoning the independent-electron picture entirely and recognizing that strong Coulomb repulsion between electrons can, by itself, drive localization. This insight, formalized by Mott and later distilled into the Hubbard model, established correlation-driven insulation as a phenomenon distinct from band insulation. The present paper offers a theoretical exploration of the MIT problem, tracing its conceptual development from the Mott criterion through the Hubbard Hamiltonian, the Brinkman–Rice scenario of quasiparticle mass divergence, and the watershed development of dynamical mean-field theory (DMFT), which rendered the Mott transition quantitatively tractable for the first time. We argue that the competition between the electronic bandwidth and the on-site interaction encoded in the ratio U/W provides the unifying organizing principle for the field. Building toward the modern frontier, we examine how the Mott transition connects to quantum phase transitions and quantum criticality, where zero-temperature instabilities governed by quantum rather than thermal fluctuations produce non-Fermi-liquid behavior and anomalous scaling. Case studies of vanadium oxides, rare-earth nickelates, and doped cuprates illustrate the diversity and subtlety of real correlated materials. We conclude that the MIT remains a central and unresolved problem whose continued study is increasingly entangled with the development of quantum materials and quantum technologies. Keywords: Metal–Insulator Transition; Mott Insulator; Strongly Correlated Electrons; Hubbard Model; DMFT; Quantum Criticality; Quantum Materials; Condensed Matter Physics
An improved version of Hubbard's treatment of correlation in a nondegenerate narrow band is obtained by the use of a new Green's-function decoupling scheme. The resulting one-electron Green's function has two poles on the real axis corresponding to a splitting of the electron bands due to the strong correlations between electrons on the same site. This is the same result that Hubbard obtained, but in our case the poles are shifted and their positions agree with the results of Harris and Lange, who used a moment technique. The theory is applied to a simple cubic lattice with nearest-neighbor interaction, and the lattice is found to be ferromagnetic in the strongly correlated limit for a sufficiently large number of electrons per atom. An examination of the low-density limit shows that the two-pole approximation does not reduce to Kanamori's TTT-matrix result, a failing which it shares with Hubbard's theory. A method is outlined for improving the theory so as to give the correct low-density result. In addition, the possibility of obtaining a minimum principle for the theory is explored.