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ψ-epistemic theories: The role of symmetry

Scott Aaronson, Lynn Chua, George Lowther, Adam Bouland

Published Mar 12, 2013• 23 citations
OpenAlex

Abstract

Formalizing an old desire of Einstein, “ψ-epistemic theories” try to reproduce the predictions of quantum mechanics, while viewing quantum states as ordinary probability distributions over underlying objects called “ontic states.” Regardless of one's philosophical views about such theories, the question arises of whether one can cleanly rule them out by proving no-go theorems analogous to the Bell inequality. In the 1960s, Kochen and Specker (who first studied these theories) constructed an elegant ψ-epistemic theory for Hilbert space dimension d = 2, but also showed that any deterministic ψ-epistemic theory must be “measurement contextual” in dimensions 3 and higher. Last year, the topic attracted renewed attention, when Pusey, Barrett, and Rudolph (PBR) showed that any ψ-epistemic theory must “behave badly under tensor product.” In this paper, we prove that even without the Kochen-Specker or PBR assumptions, there are no ψ-epistemic theories in dimensions d ≥ 3 that satisfy two reasonable conditions: (1) symmetry under unitary transformations and (2) “maximum nontriviality” (meaning that the probability distributions corresponding to any two nonorthogonal states overlap). This no-go theorem holds if the ontic space is either the set of quantum states or the set of unitaries. The proof of this result, in the general case, uses some measure theory and differential geometry. On the other hand, we also show the surprising result that without the symmetry restriction, one can construct maximally nontrivial ψ-epistemic theories in every finite dimension d.

Related papers

ψ -epistemic theories: The role of symmetry

Scott Aaronson, Adam Bouland, Lynn Chua +1 more

Formalizing an old desire of Einstein, ``$\ensuremath{\psi}$-epistemic theories'' try to reproduce the predictions of quantum mechanics, while viewing quantum states as ordinary probability distributions over underlying objects called ``ontic states.'' Regardless of one's philosophical views about such theories, the question arises of whether one can cleanly rule them out by proving no-go theorems analogous to the Bell inequality. In the 1960s, Kochen and Specker (who first studied these theories) constructed an elegant $\ensuremath{\psi}$-epistemic theory for Hilbert space dimension $d=2$, but also showed that any deterministic $\ensuremath{\psi}$-epistemic theory must be ``measurement contextual'' in dimensions 3 and higher. Last year, the topic attracted renewed attention, when Pusey, Barrett, and Rudolph (PBR) showed that any $\ensuremath{\psi}$-epistemic theory must ``behave badly under tensor product.'' In this paper, we prove that even without the Kochen-Specker or PBR assumptions, there are no $\ensuremath{\psi}$-epistemic theories in dimensions $d\ensuremath{\ge}3$ that satisfy two reasonable conditions: (1) symmetry under unitary transformations and (2) ``maximum nontriviality'' (meaning that the probability distributions corresponding to any two nonorthogonal states overlap). This no-go theorem holds if the ontic space is either the set of quantum states or the set of unitaries. The proof of this result, in the general case, uses some measure theory and differential geometry. On the other hand, we also show the surprising result that without the symmetry restriction, one can construct maximally nontrivial $\ensuremath{\psi}$-epistemic theories in every finite dimension $d$.

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The quantum state ψ is a mathematical object used to determine the probabilities of different outcomes when measuring a physical system. Its fundamental nature has been the subject of discussions since the inception of quantum theory. Is it ontic, that is, does it correspond to a real property of the physical system? Or is it epistemic, that is, does it merely represent our knowledge about the system? Assuming a natural continuity assumption and a weak separability assumption, we show here that epistemic interpretations of the quantum state are in contradiction with quantum theory. Our argument is different from the recent proof of Pusey, Barrett, and Rudolph and it already yields a nontrivial constraint on ψ-epistemic models using a single copy of the system in question.

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One of the recent no-go theorems on Ψ-epistemic interpretations of quantum proves that there are no 'maximally epistemic' interpretations of quantum theory. The proof utilises similar arrangements to Clifton's quantum contextuality proof and has parallels to Harrigan and Rudolph's quantum deficiency no-go theorem, itself based on the Kochen-Specker quantum contextuality proof. This paper shows how the Kochen-Specker theorem can also be turned into a no 'maximally epistemic' theorem, but of a more limited kind.

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Ψ-epistemic models of quantum mechanics imply that the quantum state does not correspond to physical reality, but instead reflects the observer's knowledge of the underlying quantum system. The epistemic view of the quantum state has the potential to shed light on several foundational problems of quantum theory and has attracted considerable attention in the literature. On the other hand, the Pusey-Barrett-Rudolph theorem demonstrated that broad classes of ψ-epistemic models must lead to predictions that deviate from those of quantum mechanics. Although the original theorem involved entangled joint measurements on composite systems, alternative no-go theorems involving measurements on single quantum systems were developed shortly thereafter. Experimental investigations of the deviations predicted by ψ-epistemic models from quantum mechanics are still ongoing. So far, such tests have been performed within the framework of non-relativistic quantum mechanics and predominantly rely on quantum information based measurement procedures. In this work, we show that ψ-epistemic models can give rise to deviations from standard quantum field-theoretic predictions through modifications of polarized scattering cross sections and decay widths. Our results do not require a relativistic formulation of ontological models or of the Harrigan-Spekkens criterion; the essential assumption is merely that measurements implemented through relativistic processes can still be represented within the ontological framework by well-defined response functions and probabilities. The present work constitutes a proof-of-principle study demonstrating that particle physics tests of the ontological status of the quantum state are possible and that ψ-epistemic models may exhibit experimentally distinguishable signatures in particle phenomenology.

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Do ψ-ontic models capture the reality of quantum states? A measure-theoretic response.

Doyeong Kim

Ontological models of quantum theory seek to realize quantum theory as a statistical theory over underlying degrees of freedom, whose measurement statistics are described by classical probability theory. Harrigan and Spekkens (2010) proposed a distinction between ontological models in which pure quantum states represent states of reality (ψ-ontic) or knowledge about reality (ψ-epistemic) depending on whether their associated probability distributions overlap, subsequently formalized into measure-theoretic form by Leifer (2014). In this thesis, I examine whether this ψ-ontic/epistemic distinction truly captures the intended difference between ontic and epistemic conceptions of pure states. I consider some mathematical alternatives relating to different notions of non-overlap between probability measures and compare them. I discuss the implications of these results for quantum ontology theorems – theorems that rule out ψ-epistemic readings of pure states under certain assumptions about the ontological model – such as the Pusey-Barrett-Rudolph Theorem (2012).

•Dec 22, 2025•0 citations
Formalizing an old desire of Einstein, “ψ-epistemic theories” try to reproduce the predictions of quantum mechanics, while viewing quantum states as ordinary probability distributions over underlying objects called “ontic states.” Regardless of one's philosophical views about such theories, the question arises of whether one can cleanly rule them out by proving no-go theorems analogous to the Bell inequality. In the 1960s, Kochen and Specker (who first studied these theories) constructed an elegant ψ-epistemic theory for Hilbert space dimension d = 2, but also showed that any deterministic ψ-epistemic theory must be “measurement contextual” in dimensions 3 and higher. Last year, the topic attracted renewed attention, when Pusey, Barrett, and Rudolph (PBR) showed that any ψ-epistemic theory must “behave badly under tensor product.” In this paper, we prove that even without the Kochen-Specker or PBR assumptions, there are no ψ-epistemic theories in dimensions d ≥ 3 that satisfy two reasonable conditions: (1) symmetry under unitary transformations and (2) “maximum nontriviality” (meaning that the probability distributions corresponding to any two nonorthogonal states overlap). This no-go theorem holds if the ontic space is either the set of quantum states or the set of unitaries. The proof of this result, in the general case, uses some measure theory and differential geometry. On the other hand, we also show the surprising result that without the symmetry restriction, one can construct maximally nontrivial ψ-epistemic theories in every finite dimension d.
Formalizing an old desire of Einstein, ``$\ensuremath{\psi}$-epistemic theories'' try to reproduce the predictions of quantum mechanics, while viewing quantum states as ordinary probability distributions over underlying objects called ``ontic states.'' Regardless of one's philosophical views about such theories, the question arises of whether one can cleanly rule them out by proving no-go theorems analogous to the Bell inequality. In the 1960s, Kochen and Specker (who first studied these theories) constructed an elegant $\ensuremath{\psi}$-epistemic theory for Hilbert space dimension d=2d=2d=2, but also showed that any deterministic $\ensuremath{\psi}$-epistemic theory must be ``measurement contextual'' in dimensions 3 and higher. Last year, the topic attracted renewed attention, when Pusey, Barrett, and Rudolph (PBR) showed that any $\ensuremath{\psi}$-epistemic theory must ``behave badly under tensor product.'' In this paper, we prove that even without the Kochen-Specker or PBR assumptions, there are no $\ensuremath{\psi}$-epistemic theories in dimensions $d\ensuremath{\ge}3$ that satisfy two reasonable conditions: (1) symmetry under unitary transformations and (2) ``maximum nontriviality'' (meaning that the probability distributions corresponding to any two nonorthogonal states overlap). This no-go theorem holds if the ontic space is either the set of quantum states or the set of unitaries. The proof of this result, in the general case, uses some measure theory and differential geometry. On the other hand, we also show the surprising result that without the symmetry restriction, one can construct maximally nontrivial $\ensuremath{\psi}$-epistemic theories in every finite dimension ddd.
The quantum state ψ is a mathematical object used to determine the probabilities of different outcomes when measuring a physical system. Its fundamental nature has been the subject of discussions since the inception of quantum theory. Is it ontic, that is, does it correspond to a real property of the physical system? Or is it epistemic, that is, does it merely represent our knowledge about the system? Assuming a natural continuity assumption and a weak separability assumption, we show here that epistemic interpretations of the quantum state are in contradiction with quantum theory. Our argument is different from the recent proof of Pusey, Barrett, and Rudolph and it already yields a nontrivial constraint on ψ-epistemic models using a single copy of the system in question.
One of the recent no-go theorems on Ψ-epistemic interpretations of quantum proves that there are no 'maximally epistemic' interpretations of quantum theory. The proof utilises similar arrangements to Clifton's quantum contextuality proof and has parallels to Harrigan and Rudolph's quantum deficiency no-go theorem, itself based on the Kochen-Specker quantum contextuality proof. This paper shows how the Kochen-Specker theorem can also be turned into a no 'maximally epistemic' theorem, but of a more limited kind.
Ψ-epistemic models of quantum mechanics imply that the quantum state does not correspond to physical reality, but instead reflects the observer's knowledge of the underlying quantum system. The epistemic view of the quantum state has the potential to shed light on several foundational problems of quantum theory and has attracted considerable attention in the literature. On the other hand, the Pusey-Barrett-Rudolph theorem demonstrated that broad classes of ψ-epistemic models must lead to predictions that deviate from those of quantum mechanics. Although the original theorem involved entangled joint measurements on composite systems, alternative no-go theorems involving measurements on single quantum systems were developed shortly thereafter. Experimental investigations of the deviations predicted by ψ-epistemic models from quantum mechanics are still ongoing. So far, such tests have been performed within the framework of non-relativistic quantum mechanics and predominantly rely on quantum information based measurement procedures. In this work, we show that ψ-epistemic models can give rise to deviations from standard quantum field-theoretic predictions through modifications of polarized scattering cross sections and decay widths. Our results do not require a relativistic formulation of ontological models or of the Harrigan-Spekkens criterion; the essential assumption is merely that measurements implemented through relativistic processes can still be represented within the ontological framework by well-defined response functions and probabilities. The present work constitutes a proof-of-principle study demonstrating that particle physics tests of the ontological status of the quantum state are possible and that ψ-epistemic models may exhibit experimentally distinguishable signatures in particle phenomenology.
We study the extent to which ψ-epistemic models for quantum measurement statistics-models where the quantum state does not have a real, ontic status-can explain the indistinguishability of nonorthogonal quantum states. This is done by comparing the overlap of any two quantum states with the overlap of the corresponding classical probability distributions over ontic states in a ψ-epistemic model. It is shown that in Hilbert spaces of dimension d≥4, the ratio between the classical and quantum overlaps in any ψ-epistemic model must be arbitrarily small for certain nonorthogonal states, suggesting that such models are arbitrarily bad at explaining the indistinguishability of quantum states. For dimensions d=3 and 4, we construct explicit states and measurements that can be used experimentally to put stringent bounds on the ratio of classical-to-quantum overlaps in ψ-epistemic models, allowing one in particular to rule out maximally ψ-epistemic models more efficiently than previously proposed.
Ontological models of quantum theory seek to realize quantum theory as a statistical theory over underlying degrees of freedom, whose measurement statistics are described by classical probability theory. Harrigan and Spekkens (2010) proposed a distinction between ontological models in which pure quantum states represent states of reality (ψ-ontic) or knowledge about reality (ψ-epistemic) depending on whether their associated probability distributions overlap, subsequently formalized into measure-theoretic form by Leifer (2014). In this thesis, I examine whether this ψ-ontic/epistemic distinction truly captures the intended difference between ontic and epistemic conceptions of pure states. I consider some mathematical alternatives relating to different notions of non-overlap between probability measures and compare them. I discuss the implications of these results for quantum ontology theorems – theorems that rule out ψ-epistemic readings of pure states under certain assumptions about the ontological model – such as the Pusey-Barrett-Rudolph Theorem (2012).