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Nonequilibrium Transport Through Kondo Quantum Dots : A Real-Time Renormalization Group Analysis

Christoph B. M. Hörig

Published Dec 10, 2014• 0 citations
OpenAlex

Abstract

Kondo physics first surfaced into the scientific world in 1934 via an unexpected observations made by a group of experimentalists, who measured the temperature-dependent resistance of gold wires in their laboratory at the University of Leiden. When decreasing the temperature below 4 Kelvin, they observed an unexpected increase of the resistance, which resulted in a resistance minimum that was not accounted for by the theoretical understanding at that time. Only 30 years later, Jun Kondo, a Japanese physicist from Tokyo, was the first to explain this curiosity, known as the Kondo effect, under the assistance of the Kondo model. Although his findings explained the increased resistance, a more fundamental problem was raised: the Kondo problem, an unphysical divergence of the resistance at very low temperatures. To solve this problem required the development of more advanced methods beyond the scope of pure perturbative methods, namely the use of renormalization group (RG) methods. More than twenty years after Kondo’s first steps towards the solution of the resistance minimum, the Kondo effect experienced a scientific revival due to the emergence of quantum dot systems in solid state physics. A quantum dot is a very localized and spatially restricted area within a metal, where only a few electrons fit in the area. The limited spatial spread constrains the possible positions for the electrons on the dot, and forces them into strong interactions with each other–they are strongly correlated. In quantum dot systems, not only the Kondo effect in equilibrium situations between the dot and its surrounding reservoirs can be studied, but also the effects of nonequilibrium situations, where a finite bias voltage drives a current through the quantum dot. However, the nonequilibrium Kondo effect is far less explored compared to its equilibrium counterpart and it requires the development of new methods beyond established equilibrium methods. To fill this gap, we use the recently developed real-time renormalization group (RTRG) method in the weak-coupling regime and its extension to the crossover regime, from weak coupling to strong coupling. Furthermore, different combinations between the number of electrons on the dot and the number of reservoirs of electrons in the surrounding metal allow for distinct physical situations, which can be studied within the framework of the RTRG method. We subsequently characterize the properties of the the overscreened, the underscreened, and the fully screened Kondo model by analyzing their physical observables and, in parts, their time evolution. The perturbative foundation of the RTRG method gives us the opportunity to gather new analytic insights for higher spin Kondo systems, on the one hand, and provides for a qualitative comparison of obtained results to various other methods and analytic results, on the other hand.

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Kondo physics first surfaced into the scientific world in 1934 via an unexpected observations made by a group of experimentalists, who measured the temperature-dependent resistance of gold wires in their laboratory at the University of Leiden. When decreasing the temperature below 4 Kelvin, they observed an unexpected increase of the resistance, which resulted in a resistance minimum that was not accounted for by the theoretical understanding at that time. Only 30 years later, Jun Kondo, a Japanese physicist from Tokyo, was the first to explain this curiosity, known as the Kondo effect, under the assistance of the Kondo model. Although his findings explained the increased resistance, a more fundamental problem was raised: the Kondo problem, an unphysical divergence of the resistance at very low temperatures. To solve this problem required the development of more advanced methods beyond the scope of pure perturbative methods, namely the use of renormalization group (RG) methods. More than twenty years after Kondo’s first steps towards the solution of the resistance minimum, the Kondo effect experienced a scientific revival due to the emergence of quantum dot systems in solid state physics. A quantum dot is a very localized and spatially restricted area within a metal, where only a few electrons fit in the area. The limited spatial spread constrains the possible positions for the electrons on the dot, and forces them into strong interactions with each other–they are strongly correlated. In quantum dot systems, not only the Kondo effect in equilibrium situations between the dot and its surrounding reservoirs can be studied, but also the effects of nonequilibrium situations, where a finite bias voltage drives a current through the quantum dot. However, the nonequilibrium Kondo effect is far less explored compared to its equilibrium counterpart and it requires the development of new methods beyond established equilibrium methods. To fill this gap, we use the recently developed real-time renormalization group (RTRG) method in the weak-coupling regime and its extension to the crossover regime, from weak coupling to strong coupling. Furthermore, different combinations between the number of electrons on the dot and the number of reservoirs of electrons in the surrounding metal allow for distinct physical situations, which can be studied within the framework of the RTRG method. We subsequently characterize the properties of the the overscreened, the underscreened, and the fully screened Kondo model by analyzing their physical observables and, in parts, their time evolution. The perturbative foundation of the RTRG method gives us the opportunity to gather new analytic insights for higher spin Kondo systems, on the one hand, and provides for a qualitative comparison of obtained results to various other methods and analytic results, on the other hand.
Correlations are a central ingredient of modern condensed matter physics. With the advent of mesoscopic physics, it became possible to study correlated systems in non-equilibrium situations, which can be reached by e.g. driving a constant current through a quantum dot. A basic question is how correlations on the one hand and a non-equilibrium current on the other hand influence each other. Here this interplay is studied for the model system of a quantum dot in the Kondo regime using the real time renormalization group (RTRG) method. This method is a functional renormalization group (RG) method allowing a non-perturbative description of correlated systems in non-equilibrium. For the Kondo quantum dot the method is generalized to the case of double vertices. The RTRG method not only provides equations for the calculation of the renormalized coupling between the quantum dot spin and the reservoir electrons, but also equations for the calculation of the non-equilibrium decoherence rate and the non-equilibrium current.The RG equations are derived to second order. This approximation is expected to be valid as long as the quantum dot does not enter the strong coupling regime, i.e. the effective coupling strength between the quantum dot spin and the electrons does not become too large. It is found that this is the case if the bias voltage applied to the dot or the temperature is much larger than the Kondo temperature.It is shown that the RG equations lead to coupling functions depending on the energy of the incident and the scattered electron. This dependence is simplified to the dependence on the average energy of the incident and the scattered electron in the weak coupling regime.A closer inspection of the RG equations for the couplings shows that they not only contain terms leading to a logarithmic increase of the coupling strength but also subleading terms which are unimportant in the weak coupling regime. The RG equations are solved analytically for the case where the subleading terms are neglected. It is found that the coupling functions develop resonances at energies associated with the chemical potentials of the reservoirs. The height of these resonances is determined by the decoherence rate. However, for bias voltages much larger than the Kondo temperature these resonances do not affect the conductance for a two terminal setup, so the conductance does not provide a measure for the decoherence rate in this case. It is found that the conductance for the two terminal setup is a universal function of voltage/Kondo temperature and temperature/Kondo temperature in the weak coupling regime. This function is calculated analytically in the limits of vanishing voltage or temperature. Furthermore, it is found that for zero temperature the decoherence rate is proportional to the non-equilibrium current flowing through the system. This supports the physical picture that a non-equilibrium current is associated with a decoherence rate, which cuts the logarithmic scaling of the coupling strength.Finally, the RG equations are solved numerically for zero temperature including the subleading corrections found before. As expected, the subleading corrections have no impact on the decoherence rate and the conductance in the weak coupling regime. On the other hand, it is found that they lead to strong deviations from the results of the analytic leading logarithmic approximation if the bias voltage approaches the Kondo temperature. Generally, it is found that the subleading corrections lead to a saturation of the decoherence rate and the conductance to some finite value. However, for the numerical solution a numerical regularization parameter has to be introduced. It turns out that the saturation value found depends on its value, so no statements on the precise value of the decoherence rate and the current can be made in this regime.
We study the nonequilibrium transport properties of fully (exactly) screened Kondo quantum dots subject to a finite bias voltage or a finite temperature. First, we calculate the Fermi-liquid coefficients of the conductance for models with arbitrary spin, i.e., its leading behavior for small bias voltages or temperatures. Second, we determine the low-temperature behavior of the static susceptibility from the exactly known Bethe ansatz results for the magnetization. Third, we study the crossover from strong to weak coupling in the spin-1/2 and the spin-1 models coupled to one or two screening channels, respectively. Using a real-time renormalization group method we calculate the static and dynamical spin-spin correlation functions for the spin-1/2 model as well as the linear and differential conductance and the static susceptibility for the spin-1 model. We define various Kondo scales and discuss their relations. We assess the validity of the renormalization-group treatment by comparing with known results for the temperature dependence of the linear conductance and static susceptibility as well as the Fermi-liquid behavior at low energies.
We present the real-time renormalization group (RTRG) method as a method to describe the stationary state current through generic multilevel quantum dots in nonequilibrium. The employed approach consists of a very rudimentary approximation for the renormalization group (RG) equations which neglects all vertex corrections while it provides a means to compute the effective dot Liouvillian self-consistently. Being based on a weak-coupling expansion in the tunneling between dot and reservoirs, the RTRG approach turns out to reliably describe charge fluctuations in and out of equilibrium for arbitrary coupling strength, even at zero temperature. We confirm this in the linear response regime with a benchmark against highly accurate numerical renormalization group data in the exemplary case of three-level quantum dots. For small to intermediate bias voltages and weak Coulomb interactions, we find an excellent agreement between RTRG and functional renormalization group data, which can be expected to be accurate in this regime. As a consequence, we advertise the presented RTRG approach as an efficient and versatile tool to describe charge fluctuations in quantum dot systems.
Quantum phase transitions out of equilibrium are outstanding emergent subjects in condensed matter physics with great fundamental importance and challenges. We theoretically investigate here the nonequilibrium quantum phase transition in a generic nano-setup: the pseudogap Kondo model where a Kondo quantum dot couples to two---left (L) and right (R)---voltage-biased fermionic leads with power-law density of states (DOS) with respect to their Fermi levels ${\ensuremath{\mu}}_{L/R}$, ${\ensuremath{\rho}}_{c,L(R)}(\ensuremath{\omega})\ensuremath{\propto}{|\ensuremath{\omega}\ensuremath{-}{\ensuremath{\mu}}_{L(R)}|}^{r}$ with 0<r<10<r<10<r<1. In equilibrium (${\ensuremath{\mu}}_{L}\ensuremath{-}{\ensuremath{\mu}}_{R}=0$) and for 0<r<1/20<r<1/20<r<1/2, with increasing Kondo correlations this model exhibits a quantum phase transition from a unscreened local moment (LM) phase to the Kondo screened phase. At finite bias voltages and near criticality, we discover new nonequilibrium universal scaling behaviors in conductance, conduction electron TTT matrix, and local spin susceptibility via a controlled frequency-dependent renormalization group (RG) approach. The current-induced decoherence is key to understanding these distinct universal nonequilibrium quantum critical regimes. The relevance of our results to experiment is discussed.
We calculate the dynamical spin-spin correlation functions of a Kondo dot coupled to two noninteracting leads held at different chemical potentials. To this end we generalize a recently developed real-time renormalization group (RG) method in frequency space [H. Schoeller, Eur. Phys. J. Spec. Top. 168, 179 (2009)] to allow the calculation of dynamical correlation functions of arbitrary dot operators in systems describing spin and/or orbital fluctuations. The resulting two-loop RG equations are analytically solved in the weak-coupling regime. This implies that the method can be applied provided either the voltage VVV through the dot or the external magnetic field h0{h}_{0}h0​ are sufficiently large, $\mathrm{max}{V,{h}_{0}}\ensuremath{\gg}{T}_{K}$, where the Kondo temperature TK{T}_{K}TK​ is the scale where the system enters the strong-coupling regime. Explicitly, we calculate the longitudinal and transverse spin-spin correlation and response functions as well as the resulting fluctuation-dissipation ratios. The correlation functions in real-frequency space can be calculated in Matsubara space without the need of any analytical continuation. We obtain analytic results for the line shape, the small- and large-frequency limits, and several other features like the height and width of the peak in the transverse susceptibility at $\ensuremath{\Omega}\ensuremath{\approx}\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{h}$, where $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{h}$ denotes the renormalized magnetic field. Furthermore, we discuss how the developed method can be generalized to calculate dynamical correlation functions of other operators involving reservoir degrees of freedom as well.
We apply the recently developed real-time renormalization-group (RTRG) method to different quantum dissipative systems. In contrast to other renormalization-group techniques the RTRG approach is formulated on the Keldysh contour and therefore allows for the description of nonequilibrium situations. The method is based on an exact kinetic equation which determines the time-dependent reduced density matrix. The kinetic equation involves an integral kernel which describes the phenomenon of dissipation. We calculate this quantity using the RTRG method: After applying Wick's theorem the arising diagrams are accounted for successively with respect to their time scale. During that process the theory is left invariant by renormalizing the operators describing the theory. As a starting point we discuss the polaron problem. We calculate the renormalized ground-state energy and the effective mass. We compare our results of the RTRG with those obtained from the flow equation formalism, which is based on infinitesimal transformations. In the central part of this thesis we consider the spin-boson model which is applicable to various physical and chemical systems. It models a particle in a double-well potential which is coupled to a bosonic environment. We determine static properties such as the static susceptibility. We also present results for the time evolution of the reduced density matrix starting from an arbitrary nonequilibrium state. The asymptotic behaviour of the reduced density matrix can be characterized by an oscillation frequency and two decay constants, all of which are determined. Finally, we calculate equilibrium correlation functions. We find consistency of our results with quantum Monte Carlo simulations and with the Shiba-relation. Additionally, our results show the correct scaling behaviour. Comparisons are also drawn to results of the noninteracting blip approximation and to results obtained for the anisotropic Kondo model. Our approach is very accurate for not too large couplings to the environment. Furthermore, the stationary tunnel current through a double quantum dot coupled to a phonon bath is calculated and compared to experimental data. Eventually, the running couplings of the two-lead Kondo model are discussed.