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Mathematical Proceedings of the Cambridge Philosophical Society

On the general quantum theory of measurement

Arthur I. Fine

Published Jan 1, 1969• 29 citations
Publisher

Abstract

We use the term ‘measurement’ to refer to the interaction between an object and an apparatus on the basis of which information concerning the initial state of the object may be obtained from information on the resulting state of the apparatus. The quantum theory of measurement is a quantum theoretic investigation of such interactions in order to analyse the correlations between object and apparatus that measurement must establish. Although there is a sizeable literature on quantum measurements there appear to be just two sorts of interactions that have been employed. There are the ‘disturbing’ interactions consistent with the analysis of Landau and Peierls (8) as developed by Pauli (11) and by Landau and Lifshitz (7), and there are the ‘non-disturbing’ interactions explicitly set out by von Neumann ((10), chs. 5, 6), and that dominate the literature. In this paper we shall investigate the most general types of interactions that could possibly constitute measurements and provide a precise mathematical characterization (section 2). We shall then examine an interesting subclass, corresponding to Landau's ideas, that contains both of the above sorts of measurements (section 3). Finally, we shall discuss von Neumann measurements explicitly and explore the purported limitations suggested by Wigner(12) and Araki and Yanase (2). We hope, in this way, to provide a comprehensive basis for discussions of quantum measurements.

DOI
10.1017/s0305004100044145

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We use the term ‘measurement’ to refer to the interaction between an object and an apparatus on the basis of which information concerning the initial state of the object may be obtained from information on the resulting state of the apparatus. The quantum theory of measurement is a quantum theoretic investigation of such interactions in order to analyse the correlations between object and apparatus that measurement must establish. Although there is a sizeable literature on quantum measurements there appear to be just two sorts of interactions that have been employed. There are the ‘disturbing’ interactions consistent with the analysis of Landau and Peierls (8) as developed by Pauli (11) and by Landau and Lifshitz (7), and there are the ‘non-disturbing’ interactions explicitly set out by von Neumann ((10), chs. 5, 6), and that dominate the literature. In this paper we shall investigate the most general types of interactions that could possibly constitute measurements and provide a precise mathematical characterization (section 2). We shall then examine an interesting subclass, corresponding to Landau's ideas, that contains both of the above sorts of measurements (section 3). Finally, we shall discuss von Neumann measurements explicitly and explore the purported limitations suggested by Wigner(12) and Araki and Yanase (2). We hope, in this way, to provide a comprehensive basis for discussions of quantum measurements.
The quantum mechanical measurement process is analysed in detail, especially from the group theoretical point of view. The first three chapters review the results obtained before briefly. In §1, the classical theory of measurement, originated by von Neumann, is birefly described. The importance of considering more general schemes of measurements than the original one is, however, emphasized. In §2, the role of conservation laws, in imposing limitations on the possibility of measurements, is discussed. Accurately measurable quantities are defined in this context. In §3, the role of conservation laws is further analysed. It is shown that the conserved quantity of the apparatus cannot be used for a “pointer reading.” The following two chapters discuss the nature of the exactly measurable quantities. In §4, exactly measurable quantities are explicitly determined. It is shown that the measurement of projection operators in the Hilbert space of the object which commute with the operators of the restricted Poincaré group give all the information on the states of the object that can be obtained by accurate measurements. In §5, the measurement on objects which are composed of more than one particle is discussed. The last chapter, §6, deals with approximately measurable quantities, but no complete estimate of the unavoidable inaccuracy of the measurement of these is obtained. It also contains some concluding remarks.
The newly revised edition of this well-known book categorizes prevalent views on measurement as described by quantum mechanics, discusses basics agreed to by many who on other issues disagree, and describes some of the problems. Although many paragraphs rest unchanged from the first (1991) edition, results found since 1991 are used to reorganize and sharpen the focus of the book, so that even the old paragraphs are now understood differently and more clearly. One advance in the second edition is a new and more general no-go theorem; another is separation of formal derivations from interpretation. The dozen or so definitions essential to following the book even casually are stated clearly. By this means the authors succeed pretty well in achieving their stated desire to make the book comprehensible to those who do not share their philosophic predispositions. While I differ in philosophy from the authors, attending to their discussion uncovered weaknesses in my own thinking and improved it. The mathematical language of quantum mechanics expresses a system under measurement by states (as rays in a Hilbert space) and a hamiltonian operator, distinct from the apparatus that produces outcomes, which is expressed by a positive operator-valued (POV) measure. In this way quantum language separates state preparation from state measurement. Often the Hilbert space is viewed as a tensor product of subspaces, allowing further conceptual separations. The authors take the stance that quantum mechanics calls for splitting the empirical world into parts, the most essential being (1) objective systems S (to be observed) and (2) apparatus A (preparation and registration devices that produces outcomes (or, as the authors write, definite pointer values) of the observed system). In some interpretations, one or both of an observer and an environment appear as additional parts. What is to be included in the system S versus the apparatus A is not specified by the language, but is open to the theoretician; a probe, for example, can be analysed as either part of the apparatus or as part of the system, as was discussed by von Neumann in work cited by the authors. With what should a theory of measurement be concerned? A broad division of approaches is defined by how one answers the question: should one try to do away with the cut between measuring apparatus and system? The authors phrase this as a choice of REFERENT, a term which in my mind puts them on shaky semantic ground; anyway The Quantum Theory of Measurement is concerned with implications of the `yes'. The book unfolds with the power of a tragedy, in which the logical consequences lead, step-by-step, to the statement and proof of theorem 6.2.1, which, roughly speaking, asserts the non-existence of a solution to the problem of getting definite pointer values from measuring apparatus that exhibits the superposition demanded by its description as a quantum system. Possible responses to this theorem are discussed, among them the many-worlds interpretation and a modification of quantum mechanics that elevates decoherence to a principle. Citations of the literature are thorough, and many points of view are crisply summarized. The book is indispensable to both those who work in the broad direction chosen by the authors and to those who wish to set any other direction in context.
The process of measurement plays an important role in quantum theory. Measurements can be direct, if the physical system S interacts directly with the measurement apparatus M (as we have assumed until now), or indirect. In the latter case, the physical system first interacts with an ancillary system B , which may have a space of states that is very different from that of S , for instance much larger; after this interaction has finished, M is used to perform a measurement on B , without any direct interaction with A . Because S is then “protected” from any direct interaction with the measurement apparatus, the state of S is not necessarily strongly modified, and may even be only weakly affected. In both cases, the process implies entanglement between several physical systems. In this chapter, we study how this entanglement is created and used for measurements as well as the notion of weak and continuous measurements. These questions play an important role in several of the interpretations of quantum mechanics that we discuss in Chapter 10. Direct measurements The Von Neumann model of quantum measurement [4] provides a general frame for describing the process in terms of correlations appearing (or disappearing) in the state vector associated with the whole system S + M . In this model, the two systems S and M are initially described by a product state ∣ψ 0 〈 and interact during the time of measurement, so that they become entangled; they then reach a final state ∣ψ′〈 and do not interact anymore.
The kind of information provided by a measurement is determined in terms of the correlation established between observables of the apparatus and the measured system. Using the framework of quantum measurement theory, necessary and sufficient conditions for a measurement interaction to produce strong correlations are given and are found to be related to properties of the final object and apparatus states. These general results are illustrated with reference to the standard model of the quantum theory measurement.
It has been suggested that the measuring apparatus used to measure quantum systems ought to be idealized as consisting of an infinite number of quantum systems. Let us call this the infinity assumption. The suggestion that we ought to make the infinity assumption has been made in connection with two closely related but distinct problems. One is the problem of determining the importance of the limitations on measurement incorporated into the Wigner-Araki-Yanase quantum theory of measurement. The other is the measurement problem. These problems are not internal to the quantum mechanical formalism. They arise when we obtain particular formal results in applying the quantum mechanical formalism to measurement interactions. The formal results are problematic because they resist explanation. Various authors have claimed that by making the infinity assumption we can neglect the limitations on measurement. Bub (1988) and (1989) claims it allows us to solve the measurement problem. I will argue that both claims are unjustified.
The classical theory of measurement is built upon the conception of an interaction between the system of interest and the measuring apparatus that can be made arbitrarily small, or at least precisely compensated, so that one can speak meaningfully of an idealized measurement that disturbs no property of the system. In the most elementary type of measurement, an ensemble of independent similar systems is sorted by the apparatus into subensembles, distinguished by definite values of the physical quantity being measured. The use of complex numbers in the measurement algebra implies the existence of a dual algebra in which all numbers are replaced, by the complex conjugate numbers. No physical result can depend upon which algebra is employed. The measurement symbols of a given description provide a basis for the representation of an arbitrary operator by N 2 numbers, and the abstract properties of operators are realized by the combinatorial laws of these arrays of numbers, which are those of matrices.