Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Physical Review Letters

Effective action for strongly correlated fermions from functional integrals

Heinz J. Schulz

Published Nov 5, 1990• 192 citations
Publisher

Abstract

The Hubbard model is investigated using functional integrals and a Hubbard-Stratonovich decomposition of the interaction term. Using a spin-space reference frame that fluctuates in time and space, the effective action both is spin-rotation invariant and exhibits the correct Hartree-Fock saddle point. For strong correlation the effective action for free carriers and spins coupled via a gauge field is obtained as a systematic expansion in t/U. The spiral state existing for small doping is discussed. The formalism allows straightforward generalization to intermediate and weak coupling.

DOI
10.1103/physrevlett.65.2462

Related papers

Functional Integrals for Correlated Electrons

Heinz J. Schulz

The application of functional integral methods and the Hubbard--Stratonovich transformation to the Hubbard model is discussed. For the attractive case, using a simple gauge transformation of the superconducting order parameter field, the effective action for the low-energy phase excitations is derived. Inclusion of the electromagnetic field is straightforward. For the repulsive case at half--filling use of a fluctuating spin reference frame allows a derivation of the effective nonlinear sigma model for arbitrary coupling strength U. Results for the spin-wave velocity and the spin stiffness are obtained for arbitrary U. Away from half--filling, at large U an effective action for doped fermions and the spins is found which is related to the slave fermion formulation of the correlated fermion problem. The formalism is generalized to include the full SU(2)xSU(2) symmetry of the Hubbard model. This allows the derivation of a Ginzburg-Landau like theory that includes both particle-hole and particle-particle excitations. (paper at the NATO workshop on the Hubbard model, San Sebastian, Spain, oct. 1993)

arXiv:cond-mat/9402103•Feb 24, 1994•2 citations

A STRONG-COUPLING EXPANSION FOR THE HUBBARD MODEL

N. Dupuis, Stéphane Pairault

We reconsider the strong-coupling expansion for the Hubbard model recently introduced by Sarker and Pairault et al. By introducing slave particles that act as projection operators onto the empty, singly occupied and doubly occupied atomic states, the perturbation theory around the atomic limit distinguishes between processes that do conserve or do not conserve the total number of doubly occupied sites. This allows for a systematic t/U expansion that does not break down at low temperature (t being the intersite hopping amplitude and U the local Coulomb repulsion). The fermionic field becomes a two-component field, which reflects the presence of the two Hubbard bands. The single-particle propagator is naturally expressed as a function of a 2×2 matrix self-energy. Furthermore, by introducing a time- and space-fluctuating spin-quantization axis in the functional integral, we can expand around a "non-degenerate" ground-state where each singly occupied site has a well defined spin direction (which may fluctuate in time). This formalism is used to derive the effective action of charge carriers in the lower Hubbard band to first order in t/U. We recover the action of the t–J model in the spin-hole coherent-state path integral. We also compare our results with those previously obtained by studying fluctuations around the large-U Hartree–Fock saddle point.

arXiv:cond-mat/0008447•International Journal of Modern Physics B•Sep 30, 2000•6 citations

Functional Integrals for Correlated Fermions

Heinz J. Schulz

Functional integral methods provide a way to define mean–field theories and to systematically improve them. For the Hubbard model and similar strong–correlation problems, methods based in particular on the Hubbard–Stratonovich transformation have however been plagued by difficulties to formulate the problem in a spin–rotation invariant way. Here a formalism circumventing this problem by using a space – and time–dependent spin reference axis is discussed. This formulation is then used to suggest a possible alternative to Nagaoka ferromagnetism in the strongly correlated Hubbard model in the vicinity of half–filling. Finally, some aspects of single–particle spectra in a simplified model for a short–range ordered antiferromagnet are discussed. PACS numbers: 71.28.+d, 75.10.Lp, 75.30.Kz 1.

•Jan 1, 1994•4 citations

Path Integral Methods for Single Band Hubbard Model

N. Heydari, S. Azakov

We review various ways to express the partition function of the single-band Hubard model as a path integral. The emphasis is made on the derivation of the action in the integrand of the path integral and the results obtained from this approach are discussed only briefly. Since the single-band Hubbard model is a pure fermionic model on the lattice and its Hamiltonian is a polynomial in creation and annihilation fermionic operators, with the help of the fermionic coherent states of holomorphic representions the partition function of the model can be straightforwardly expressed as a path integral with respect to Grassmann fields. Then the question arises how to calculate this path integral specially in the most interesting case of the strong coupling, which is described by the term quartic in the fermion fields. The standard way to get rid of this quartic term is to use so-called Hubbard-Stratonovich transformation by introducing auxilary boson field (this procedure is usually called bosonization). Since there are several equivalent forms of the interaction term in the single-band Hubbard model the bosonization procedure is not unique. In the first section of the article we discuss two types of bosoniztions one with two real scalar fields (charge and spin fields) and another with a real vector field. The second section is devoted to a spin-rotation-invariant bosonization procedure invented by Schulz and Weng, Ting and Lee, where an arbitary quantization axis is introduced at each point in space and time and an integration over all possible orientations enters the path integral measure. Spin rotation invariant formulation is necessary to study e.g. spiral magnetization. In the third section we present the contstruction of a path integral for the partition function when the single-band Hubbard Hamiltonian is written in terms of the Hubbard operators, which are elements of the doubly graded semi-simple algebra. In this case one should use generalized coherent states for superalgebra in order to get a path integral formulation. We follow the procedure proposed recently by T ngler and Kopp, to investigate the case of strong coupling.

•Apr 1, 1997•0 citations

A New Approach to Doped Mott Insulators

N. E. Bickers, Douglas J. Scalapino

We describe a new microscopic approach for analyzing interacting electron systems with local moments or, in principle, any local order parameter. We specialize attention to the doped Mott insulator phase of the Hubbard model, where standard weak-coupling perturbation methods fail. A rotationally invariant Stratonovich-Hubbard field is introduced to decouple the static spin components of the interaction at each site. Charge degrees of freedom are then treated by ``slave'' Hartree-Fock in the presence of a spatially varying random spin field. The effective action reduces to a classical Heisenberg model at half filling, insuring that the system has (i) finite-range order at T>0 with an exponentially diverging correlation length and (ii) a one-electron Mott-Hubbard gap in the presence of disorder. Away from half-filling properties are determined by strongly non-Gaussian fluctuations in the amplitude and orientation of the local spin fields. The saddle point equations of the theory at zero temperature reduce to inhomogeneous Hartree-Fock, so that disordering of domain walls at finite temperature is in principle included. We present preliminary small system results for the intermediate and large interaction regimes obtained by Monte Carlo simulation of random spin field configurations.

arXiv:cond-mat/0010480•Oct 30, 2000•1 citation

Functional-integral studies of correlated fermions

De Lia, Anthony Frances

Functional-integral techniques are used to study correlated fermion models of popular interest: the prototypical Hubbard models. Recent progress has been made in the functional-integral approach to such correlated Fermi systems by introducing a spin-space reference frame that :fluctuates in space and time, Introducing fermions with varying quantization a.xis on the lattice allows the functional-integral representation to assume a uniform approximation over the entire range of the interaction strength U, reproducing the expected mean fields at the saddlepoints along with gapless excitation spectrums. First, the framework necessary for this study is developed: second quantization and the second quantized models of correlated fermions that are to be examined are briefly reviewed. Next, an introduction to first and second quantized functional integrals is followed by basic functional-integral techniques employed to study quantum many-particle systems. Once the background necessary to investigate this approach has been given, the :fluctuating spin-space reference frame is described and is examined in the two-site problem, where an exact diagonalization may be performed. A functional-integral over one-vertex polygonal paths is used to approximate the partition function in a fixed reference frame orientation. This functional-integral representation is studied in the low-to-intermediate and high temperature regimes. A classification of the quantization a.xis configurations, based on classical spin waves, is motivated and presented.

Journal of International Crisis and Risk Communication Research•Jan 1, 1993•1 citation
The Hubbard model is investigated using functional integrals and a Hubbard-Stratonovich decomposition of the interaction term. Using a spin-space reference frame that fluctuates in time and space, the effective action both is spin-rotation invariant and exhibits the correct Hartree-Fock saddle point. For strong correlation the effective action for free carriers and spins coupled via a gauge field is obtained as a systematic expansion in t/U. The spiral state existing for small doping is discussed. The formalism allows straightforward generalization to intermediate and weak coupling.
The application of functional integral methods and the Hubbard--Stratonovich transformation to the Hubbard model is discussed. For the attractive case, using a simple gauge transformation of the superconducting order parameter field, the effective action for the low-energy phase excitations is derived. Inclusion of the electromagnetic field is straightforward. For the repulsive case at half--filling use of a fluctuating spin reference frame allows a derivation of the effective nonlinear sigma model for arbitrary coupling strength U. Results for the spin-wave velocity and the spin stiffness are obtained for arbitrary U. Away from half--filling, at large U an effective action for doped fermions and the spins is found which is related to the slave fermion formulation of the correlated fermion problem. The formalism is generalized to include the full SU(2)xSU(2) symmetry of the Hubbard model. This allows the derivation of a Ginzburg-Landau like theory that includes both particle-hole and particle-particle excitations. (paper at the NATO workshop on the Hubbard model, San Sebastian, Spain, oct. 1993)
We reconsider the strong-coupling expansion for the Hubbard model recently introduced by Sarker and Pairault et al. By introducing slave particles that act as projection operators onto the empty, singly occupied and doubly occupied atomic states, the perturbation theory around the atomic limit distinguishes between processes that do conserve or do not conserve the total number of doubly occupied sites. This allows for a systematic t/U expansion that does not break down at low temperature (t being the intersite hopping amplitude and U the local Coulomb repulsion). The fermionic field becomes a two-component field, which reflects the presence of the two Hubbard bands. The single-particle propagator is naturally expressed as a function of a 2×2 matrix self-energy. Furthermore, by introducing a time- and space-fluctuating spin-quantization axis in the functional integral, we can expand around a "non-degenerate" ground-state where each singly occupied site has a well defined spin direction (which may fluctuate in time). This formalism is used to derive the effective action of charge carriers in the lower Hubbard band to first order in t/U. We recover the action of the t–J model in the spin-hole coherent-state path integral. We also compare our results with those previously obtained by studying fluctuations around the large-U Hartree–Fock saddle point.
Functional integral methods provide a way to define mean–field theories and to systematically improve them. For the Hubbard model and similar strong–correlation problems, methods based in particular on the Hubbard–Stratonovich transformation have however been plagued by difficulties to formulate the problem in a spin–rotation invariant way. Here a formalism circumventing this problem by using a space – and time–dependent spin reference axis is discussed. This formulation is then used to suggest a possible alternative to Nagaoka ferromagnetism in the strongly correlated Hubbard model in the vicinity of half–filling. Finally, some aspects of single–particle spectra in a simplified model for a short–range ordered antiferromagnet are discussed. PACS numbers: 71.28.+d, 75.10.Lp, 75.30.Kz 1.
We review various ways to express the partition function of the single-band Hubard model as a path integral. The emphasis is made on the derivation of the action in the integrand of the path integral and the results obtained from this approach are discussed only briefly. Since the single-band Hubbard model is a pure fermionic model on the lattice and its Hamiltonian is a polynomial in creation and annihilation fermionic operators, with the help of the fermionic coherent states of holomorphic representions the partition function of the model can be straightforwardly expressed as a path integral with respect to Grassmann fields. Then the question arises how to calculate this path integral specially in the most interesting case of the strong coupling, which is described by the term quartic in the fermion fields. The standard way to get rid of this quartic term is to use so-called Hubbard-Stratonovich transformation by introducing auxilary boson field (this procedure is usually called bosonization). Since there are several equivalent forms of the interaction term in the single-band Hubbard model the bosonization procedure is not unique. In the first section of the article we discuss two types of bosoniztions one with two real scalar fields (charge and spin fields) and another with a real vector field. The second section is devoted to a spin-rotation-invariant bosonization procedure invented by Schulz and Weng, Ting and Lee, where an arbitary quantization axis is introduced at each point in space and time and an integration over all possible orientations enters the path integral measure. Spin rotation invariant formulation is necessary to study e.g. spiral magnetization. In the third section we present the contstruction of a path integral for the partition function when the single-band Hubbard Hamiltonian is written in terms of the Hubbard operators, which are elements of the doubly graded semi-simple algebra. In this case one should use generalized coherent states for superalgebra in order to get a path integral formulation. We follow the procedure proposed recently by T ngler and Kopp, to investigate the case of strong coupling.
We describe a new microscopic approach for analyzing interacting electron systems with local moments or, in principle, any local order parameter. We specialize attention to the doped Mott insulator phase of the Hubbard model, where standard weak-coupling perturbation methods fail. A rotationally invariant Stratonovich-Hubbard field is introduced to decouple the static spin components of the interaction at each site. Charge degrees of freedom are then treated by ``slave'' Hartree-Fock in the presence of a spatially varying random spin field. The effective action reduces to a classical Heisenberg model at half filling, insuring that the system has (i) finite-range order at T>0 with an exponentially diverging correlation length and (ii) a one-electron Mott-Hubbard gap in the presence of disorder. Away from half-filling properties are determined by strongly non-Gaussian fluctuations in the amplitude and orientation of the local spin fields. The saddle point equations of the theory at zero temperature reduce to inhomogeneous Hartree-Fock, so that disordering of domain walls at finite temperature is in principle included. We present preliminary small system results for the intermediate and large interaction regimes obtained by Monte Carlo simulation of random spin field configurations.
Functional-integral techniques are used to study correlated fermion models of popular interest: the prototypical Hubbard models. Recent progress has been made in the functional-integral approach to such correlated Fermi systems by introducing a spin-space reference frame that :fluctuates in space and time, Introducing fermions with varying quantization a.xis on the lattice allows the functional-integral representation to assume a uniform approximation over the entire range of the interaction strength U, reproducing the expected mean fields at the saddlepoints along with gapless excitation spectrums. First, the framework necessary for this study is developed: second quantization and the second quantized models of correlated fermions that are to be examined are briefly reviewed. Next, an introduction to first and second quantized functional integrals is followed by basic functional-integral techniques employed to study quantum many-particle systems. Once the background necessary to investigate this approach has been given, the :fluctuating spin-space reference frame is described and is examined in the two-site problem, where an exact diagonalization may be performed. A functional-integral over one-vertex polygonal paths is used to approximate the partition function in a fixed reference frame orientation. This functional-integral representation is studied in the low-to-intermediate and high temperature regimes. A classification of the quantization a.xis configurations, based on classical spin waves, is motivated and presented.