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Cybernetics & Systems

CLASSICAL AND NONCLASSICAL REPRESENTATIONS IN PHYSICS II: QUANTUM MECHANICS

Francis Heylighen

Published Sep 1, 1990• 9 citations
Publisher

Abstract

The conceptual and formal structure of quantum mechanics is analyzed from the point of view of the dynamics of distinctions, occurring during the observation process. The Hilbert space formalism is simplified with the help of the concept of closure: Closure of an eigenstate under an operator is generalized to the linear closure of a subset of slates, and this is further simplified to orthogonal closure, meaning that a set of states can be distinguished by a single observation. Quantum states can be seen as (overlapping) subsets of unobservable infrastates, with the transition probability between two states proportional to the number of infra-stales they have in common. This makes it possible to reconstruct the superposition principle. An analysis of the observation process leads to the interpretation of closed sets of infrastates as attractors of the dynamics induced by the interaction with the observation apparatus. This interaction is always partially undeterminate, because of the unobservable microstate of the apparatus.

DOI
10.1080/01969729008902255

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Quantum Mechanics as Partial Closure: Deriving Information, Decoherence, Measurement, and the Emergence of Local Classicality

Philip Lilien

Quantum mechanics represents physical states through complex amplitudes, state vectors, and density operators, yet the ontological status of these objects remains interpretation-dependent. This paper develops a closure-based formulation in which a quantum state is interpreted as a representation of contextually partial relational closure: the state possesses definite mathematical and relational structure while remaining unresolved relative to one or more observational contexts. Within this language, decoherence differentiates closure channels and redistributes locally accessible coherence into relational structure; environmental redundancy stabilizes records; and classical facts emerge as approximately fixed, effectively commuting, redundantly recorded structures. Measurement is separated into three problems—context, weight, and outcome—so that decoherence, Born weighting, and unique outcome selection are not conflated. The paper then distinguishes two stronger research programs from the exact reformulation. First, it asks whether Hilbert-space quantum mechanics can be reconstructed from primitive closure, incompatibility, composition, and consistency principles. Second, it formulates a falsifiable closure-history extension in which physically relevant information might exist beyond the present density operator. Quantum Partial Closure Theory is therefore presented as a relational interpretation and information calculus, a reconstruction program, and a prospective experimental framework rather than as an established replacement for quantum mechanics. Keywords: quantum foundations; closure; wavefunction ontology; coherence; entanglement; decoherence; measurement; classical emergence; quantum information; Hilbert-space reconstruction The wavefunction question Quantum theory is operationally clear about what a wavefunction does. For a normalized pure-state vector ψ∈H and a projective measurement with alternatives {Π_i}, the Born weights are p_i=Tr(ρ_ψ Π_i ), ρ_ψ=ψψ^†. For a rank-one outcome Π_i=e_i e_i^†, this reduces to p_i=|e_i^† ψ|^2. Yet the mathematical clarity of the formalism does not by itself settle what the state vector is ontologically. Interpretations of quantum theory differ over whether the state should be regarded as physical, epistemic, relational, branch-relative, dispositional, or otherwise. The present paper proposes a specific interpretive and reconstructive language: partial relational closure. The central claim is not that the wavefunction is literally a new material substance called closure. Rather, ▭(ψ "is interpreted as a Hilbert-space representation of coherent partial relational closure" .) The word partial is crucial. It does not mean that a state is a scalar fraction of being real or complete. It means that information and constraint are distributed across local, coherent, and relational sectors, and that closure is always specified relative to a context. A Bell state, for example, can be locally indefinite while being relationally exact. A decohered state can be closed with respect to one effective macroscopic context while retaining a larger quantum embedding. A selective outcome can be locally definite without implying that every larger-scale relation in the universe is globally closed. This formulation is motivated by three observations. First, projective dephasing is naturally closure-like because it is idempotent. Second, modern quantum information already supplies exact measures for local coherence, correlations, and record redundancy. Third, the quantum-to-classical transition is naturally relational: local coherence can disappear from a subsystem while information migrates into system-environment correlations. The paper has three epistemic layers. 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One of the fundamental conceptual difficulties in quantum mechanics arises from the fact that two of the axioms of the theory concerning the evolution of a microscopic system are contradictory. The first axiom assumes that the state of a quantum system evolving undisturbed by any observer obeys a linear deterministic law expressed by the SchrSdinger equation. The second one (wave-packet reduction principle) states that, when the quantum system interacts with an apparatus devised to measure some of its dynamical variables, its state changes abruptly and stochastically, jumping into a normalized eigenstate of the measured variable. This evolution is not deterministic nor linear and cannot be accounted for by the SchrSdinger equation. As a consequence the internal coherence of the theory becomes questionable. On one side the influence of the apparatus on the quantum system cannot be described as an interaction of the quantum constituents of the measuring macroscopic apparatus with the measured quantum system. On the other side, the impossibility of considering a macroscopic object as made by quantum constituents, i .e . the difficulty of quantum mechanics in describing the behaviour of macroscopic systems, is even more dramatic if we consider the evolution of the closed system consisting of the macroscopic apparatus and of the microscopic system. In such a case the appearance of superpositions of macr0scopically distinguishable states related to the apparatus cannot be avoided. These superpositions contradict both our classical experience and wave-packet reduction principle, which provides for statistical mixtures.

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Belal Ehsan Baaquie

An examination of the postulates of quantum mechanics reveals a number of fundamental mathematical constructs that form its theoretical underpinnings. Many of the results that are summarized in this Chapter will only become clear after reading the rest of the book and a re-reading may be in order. The dynamical variables of classical mechanics are superseded by the quantum degree of freedom. An exhaustive and complete description of the indeterminate degree of freedom is given by its state function, which is an element of a state space that, in general, is an infinite-dimensional linear vector space. The properties of the indeterminate degree of freedom are extracted from its state vector by the linear action of operators representing experimentally observable quantities. Repeated applications of the operators on the state function yield the average value of the operator for the state [Baaquie (2013e)]. The conceptual framework of quantum mechanics is discussed in Section 2.1. The concepts of degree of freedom, state space and operators are briefly reviewed in Sections 2.3–2.5. Three distinct formulations of quantum mechanics emerge from the superstructure of quantum mechanics and these are briefly summarized in Sections 2.7–2.9. The Copenhagen quantum postulate The Copenhagen interpretation of quantum mechanics, pioneered by Niels Bohr and Werner Heisenberg, provides a conceptual framework for the interpretation of the mathematical constructs of quantum mechanics and is the standard interpretation that is followed by the majority of practicing physicists [Stapp (1963), Dirac (1999)].

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Another axiom has to be introduced to make the formalism given in Part I physically equivalent to the conventional Hilbert-space formalism. Then it is shown that, given a certain fundamental set of observables, a B*-algebra A can be built into which the set 𝒪b of all bounded observables can be mapped injectively. The closure of the algebra generated by the image of 𝒪b into A is A itself. A Hilbert space ℋ exists into which the set 𝒪0 of all pure physical states can be mapped injectively. The closure of the subset of ℋ which is the image of this mapping is ℋ itself. The algebra A can be mapped in such a fashion into the C*-algebra B(ℋ) of all bounded observables that these mappings provide, essentially, just a translation of the original formalism in a Hilbert-space formalism.

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In classical physics, the ‘state’ of a particle, at any particular time, is taken to involve a definite position in space and a definite motion; and the state of a system of particles is taken to involve a definite position in space and a definite motion for each of the particles. The situation in relation to quantum mechanics is completely different. As in classical physics, calculations can be made concerning the position and motion of a particle. However, this representation is not by means of symbols for scalar or vector quantities: it is by a more complex mathematical object. This quantum state does not indicate or represent position or motion in any direct way: what it does in substance is to enable calculation of the probability of the particle in question being found to have a position or momentum if an appropriate measurement is made.

Oxford University Press eBooks•Feb 4, 1993•0 citations
The conceptual and formal structure of quantum mechanics is analyzed from the point of view of the dynamics of distinctions, occurring during the observation process. The Hilbert space formalism is simplified with the help of the concept of closure: Closure of an eigenstate under an operator is generalized to the linear closure of a subset of slates, and this is further simplified to orthogonal closure, meaning that a set of states can be distinguished by a single observation. Quantum states can be seen as (overlapping) subsets of unobservable infrastates, with the transition probability between two states proportional to the number of infra-stales they have in common. This makes it possible to reconstruct the superposition principle. An analysis of the observation process leads to the interpretation of closed sets of infrastates as attractors of the dynamics induced by the interaction with the observation apparatus. This interaction is always partially undeterminate, because of the unobservable microstate of the apparatus.
Quantum mechanics represents physical states through complex amplitudes, state vectors, and density operators, yet the ontological status of these objects remains interpretation-dependent. This paper develops a closure-based formulation in which a quantum state is interpreted as a representation of contextually partial relational closure: the state possesses definite mathematical and relational structure while remaining unresolved relative to one or more observational contexts. Within this language, decoherence differentiates closure channels and redistributes locally accessible coherence into relational structure; environmental redundancy stabilizes records; and classical facts emerge as approximately fixed, effectively commuting, redundantly recorded structures. Measurement is separated into three problems—context, weight, and outcome—so that decoherence, Born weighting, and unique outcome selection are not conflated. The paper then distinguishes two stronger research programs from the exact reformulation. First, it asks whether Hilbert-space quantum mechanics can be reconstructed from primitive closure, incompatibility, composition, and consistency principles. Second, it formulates a falsifiable closure-history extension in which physically relevant information might exist beyond the present density operator. Quantum Partial Closure Theory is therefore presented as a relational interpretation and information calculus, a reconstruction program, and a prospective experimental framework rather than as an established replacement for quantum mechanics. Keywords: quantum foundations; closure; wavefunction ontology; coherence; entanglement; decoherence; measurement; classical emergence; quantum information; Hilbert-space reconstruction The wavefunction question Quantum theory is operationally clear about what a wavefunction does. For a normalized pure-state vector ψ∈H and a projective measurement with alternatives {Π_i}, the Born weights are p_i=Tr(ρ_ψ Π_i ), ρ_ψ=ψψ^†. For a rank-one outcome Π_i=e_i e_i^†, this reduces to p_i=|e_i^† ψ|^2. Yet the mathematical clarity of the formalism does not by itself settle what the state vector is ontologically. Interpretations of quantum theory differ over whether the state should be regarded as physical, epistemic, relational, branch-relative, dispositional, or otherwise. The present paper proposes a specific interpretive and reconstructive language: partial relational closure. The central claim is not that the wavefunction is literally a new material substance called closure. Rather, ▭(ψ "is interpreted as a Hilbert-space representation of coherent partial relational closure" .) The word partial is crucial. It does not mean that a state is a scalar fraction of being real or complete. It means that information and constraint are distributed across local, coherent, and relational sectors, and that closure is always specified relative to a context. A Bell state, for example, can be locally indefinite while being relationally exact. A decohered state can be closed with respect to one effective macroscopic context while retaining a larger quantum embedding. A selective outcome can be locally definite without implying that every larger-scale relation in the universe is globally closed. This formulation is motivated by three observations. First, projective dephasing is naturally closure-like because it is idempotent. Second, modern quantum information already supplies exact measures for local coherence, correlations, and record redundancy. Third, the quantum-to-classical transition is naturally relational: local coherence can disappear from a subsystem while information migrates into system-environment correlations. The paper has three epistemic layers. Layer A uses established quantum mathematics. Layer B derives exact information identities and interprets them in closure language. Layer C states reconstruction conjectures and an explicitly speculative beyond-QM closure-history hypothesis. These layers are kept separate throughout. A quantum system is not structureless before measurement. Its amplitudes, phases, conservation relations, and correlations are tightly organized. What remains unresolved is how that structure will become locally definite relative to a chosen measurement context. The partial-closure view therefore distinguishes three broad regimes: Coherent partial closure. Alternatives remain phase-related and can interfere. Contextual differentiation. Interaction or dephasing suppresses coherence between alternatives relative to a context without necessarily choosing one. Selective local closure. A particular outcome is conditioned or realized relative to the measurement relation. In this language, wave-like behavior corresponds to spatially or otherwise contextually unresolved coherent closure, while particle-like detection corresponds to localized closure. Entanglement is closure stored in relations rather than in isolated subsystems. Decoherence is not simply destruction: in a globally pure description it can be a transfer of local coherence into relational entanglement. Classical objectivity appears when relevant records become stable and redundantly accessible. The framework does not assign consciousness a privileged dynamical role. An observer is a partial closure process for constraining possibilities. Explainer video Watch on YouTube (Roots of Reality): https://www.youtube.com/watch?v=UYx_omk3h3A The video, its thumbnail and description are included in this record.
We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
One of the fundamental conceptual difficulties in quantum mechanics arises from the fact that two of the axioms of the theory concerning the evolution of a microscopic system are contradictory. The first axiom assumes that the state of a quantum system evolving undisturbed by any observer obeys a linear deterministic law expressed by the SchrSdinger equation. The second one (wave-packet reduction principle) states that, when the quantum system interacts with an apparatus devised to measure some of its dynamical variables, its state changes abruptly and stochastically, jumping into a normalized eigenstate of the measured variable. This evolution is not deterministic nor linear and cannot be accounted for by the SchrSdinger equation. As a consequence the internal coherence of the theory becomes questionable. On one side the influence of the apparatus on the quantum system cannot be described as an interaction of the quantum constituents of the measuring macroscopic apparatus with the measured quantum system. On the other side, the impossibility of considering a macroscopic object as made by quantum constituents, i .e . the difficulty of quantum mechanics in describing the behaviour of macroscopic systems, is even more dramatic if we consider the evolution of the closed system consisting of the macroscopic apparatus and of the microscopic system. In such a case the appearance of superpositions of macr0scopically distinguishable states related to the apparatus cannot be avoided. These superpositions contradict both our classical experience and wave-packet reduction principle, which provides for statistical mixtures.
An examination of the postulates of quantum mechanics reveals a number of fundamental mathematical constructs that form its theoretical underpinnings. Many of the results that are summarized in this Chapter will only become clear after reading the rest of the book and a re-reading may be in order. The dynamical variables of classical mechanics are superseded by the quantum degree of freedom. An exhaustive and complete description of the indeterminate degree of freedom is given by its state function, which is an element of a state space that, in general, is an infinite-dimensional linear vector space. The properties of the indeterminate degree of freedom are extracted from its state vector by the linear action of operators representing experimentally observable quantities. Repeated applications of the operators on the state function yield the average value of the operator for the state [Baaquie (2013e)]. The conceptual framework of quantum mechanics is discussed in Section 2.1. The concepts of degree of freedom, state space and operators are briefly reviewed in Sections 2.3–2.5. Three distinct formulations of quantum mechanics emerge from the superstructure of quantum mechanics and these are briefly summarized in Sections 2.7–2.9. The Copenhagen quantum postulate The Copenhagen interpretation of quantum mechanics, pioneered by Niels Bohr and Werner Heisenberg, provides a conceptual framework for the interpretation of the mathematical constructs of quantum mechanics and is the standard interpretation that is followed by the majority of practicing physicists [Stapp (1963), Dirac (1999)].
Another axiom has to be introduced to make the formalism given in Part I physically equivalent to the conventional Hilbert-space formalism. Then it is shown that, given a certain fundamental set of observables, a B*-algebra A can be built into which the set 𝒪b of all bounded observables can be mapped injectively. The closure of the algebra generated by the image of 𝒪b into A is A itself. A Hilbert space ℋ exists into which the set 𝒪0 of all pure physical states can be mapped injectively. The closure of the subset of ℋ which is the image of this mapping is ℋ itself. The algebra A can be mapped in such a fashion into the C*-algebra B(ℋ) of all bounded observables that these mappings provide, essentially, just a translation of the original formalism in a Hilbert-space formalism.
In classical physics, the ‘state’ of a particle, at any particular time, is taken to involve a definite position in space and a definite motion; and the state of a system of particles is taken to involve a definite position in space and a definite motion for each of the particles. The situation in relation to quantum mechanics is completely different. As in classical physics, calculations can be made concerning the position and motion of a particle. However, this representation is not by means of symbols for scalar or vector quantities: it is by a more complex mathematical object. This quantum state does not indicate or represent position or motion in any direct way: what it does in substance is to enable calculation of the probability of the particle in question being found to have a position or momentum if an appropriate measurement is made.