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Electron-electron and electron-phonon interactions in strongly correlated systems

Gerardo Sica

Published Apr 29, 2013• 0 citations
Publisher

Abstract

In this work we investigate some aspects of the physics of strongly correlated systems by taking into account both electron-electron and electron-phonon interactions as basic mechanisms for reproducing electronic correlations in real materials. The relevance of the electron-electron interactions is discussed in the first part of this thesis in the framework of a self-consistent theoretical approach, named Composite Operator Method (COM), which accounts for the relevant quasi-particle excitations in terms of a set of composite operators that appear as a result of the modification imposed by the interactions on the canonical electronic fields. We show that the COM allows the calculation of all the relevant Green’s and correlation functions in terms of a number of unknown internal parameters to be determined self-consistently. Therefore, depending on the balance between unknown parameters and self-consistent equations, exact and approximate solutions can be obtained. By way of example, we discuss the application of the COM to the extended t-U- J-h model in the atomic limit, and to the two-dimensional single-band Hubbard model. In the former case, we show that the COM provides the exact solution of the model in one dimension. We study the effects of electronic correlations as responsible for the formation of a plethora of different charge and/or spin orderings. We report the phase diagram of the model, as well as a detailed analysis of both zero and finite temperature single-particle and thermodynamic properties. As far as the single-band Hubbard model is concerned, we illustrate an approximated selfconsistent scheme based on the choice of a two-field basis. We report a detailed analysis of many unconventional features that arise in single-particle properties, thermodynamics and system’s response functions. We emphasize that the accuracy of the COM in describing the effects of electronic correlations strongly relies on the choice of the basis, paving the way for possible multi-pole extensions to the twofield theory. To this purpose, we also study a three-field approach to the single-band Hubbard model, showing a significant step forward in the agreements with numerical data with respect to the two-pole results. The role of the electron-phonon interaction in the physics of strongly correlated systems is discussed in the second part of this thesis. We show that in highly polarizable lattices the competition between unscreened Coulomb and Fröhlich interactions results in a short-range polaronic exchange term Jp that favours the formation of local and light pairs of bosonic nature, named bipolarons, which condense with a critical temperature well in excess of hundred kelvins. These findings, discussed in the framework of the so-called polaronic t-Jp model, are further investigated in the presence of a finite on-site potential ~U , coming from the competition between on-site Coulomb and Fröhlich interactions. We discuss the role of ~U as the driving parameter for a small-to-large bipolaron transition, providing a possible explanation of the BEC-BCS crossover in terms of the properties of the bipolaronic ground state. Finally, we show that a hard-core bipolarons gas, studied as a charged Bose-Fermi mixture, allows for the description of many non Fermi liquid behaviours, allowing also for a microscopic explanation of pseudogap features in terms of a thermal-induced recombination of polarons and bipolarons, without any assumption on preexisting order or broken symmetries. [edited by Author]

DOI
10.14273/unisa-265

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arXiv:1403.2968•The Journal of Chemical Physics•Dec 15, 2015•25 citations
In this work we investigate some aspects of the physics of strongly correlated systems by taking into account both electron-electron and electron-phonon interactions as basic mechanisms for reproducing electronic correlations in real materials. The relevance of the electron-electron interactions is discussed in the first part of this thesis in the framework of a self-consistent theoretical approach, named Composite Operator Method (COM), which accounts for the relevant quasi-particle excitations in terms of a set of composite operators that appear as a result of the modification imposed by the interactions on the canonical electronic fields. We show that the COM allows the calculation of all the relevant Green’s and correlation functions in terms of a number of unknown internal parameters to be determined self-consistently. Therefore, depending on the balance between unknown parameters and self-consistent equations, exact and approximate solutions can be obtained. By way of example, we discuss the application of the COM to the extended t-U- J-h model in the atomic limit, and to the two-dimensional single-band Hubbard model. In the former case, we show that the COM provides the exact solution of the model in one dimension. We study the effects of electronic correlations as responsible for the formation of a plethora of different charge and/or spin orderings. We report the phase diagram of the model, as well as a detailed analysis of both zero and finite temperature single-particle and thermodynamic properties. As far as the single-band Hubbard model is concerned, we illustrate an approximated selfconsistent scheme based on the choice of a two-field basis. We report a detailed analysis of many unconventional features that arise in single-particle properties, thermodynamics and system’s response functions. We emphasize that the accuracy of the COM in describing the effects of electronic correlations strongly relies on the choice of the basis, paving the way for possible multi-pole extensions to the twofield theory. To this purpose, we also study a three-field approach to the single-band Hubbard model, showing a significant step forward in the agreements with numerical data with respect to the two-pole results. The role of the electron-phonon interaction in the physics of strongly correlated systems is discussed in the second part of this thesis. We show that in highly polarizable lattices the competition between unscreened Coulomb and Fröhlich interactions results in a short-range polaronic exchange term Jp that favours the formation of local and light pairs of bosonic nature, named bipolarons, which condense with a critical temperature well in excess of hundred kelvins. These findings, discussed in the framework of the so-called polaronic t-Jp model, are further investigated in the presence of a finite on-site potential ~U , coming from the competition between on-site Coulomb and Fröhlich interactions. We discuss the role of ~U as the driving parameter for a small-to-large bipolaron transition, providing a possible explanation of the BEC-BCS crossover in terms of the properties of the bipolaronic ground state. Finally, we show that a hard-core bipolarons gas, studied as a charged Bose-Fermi mixture, allows for the description of many non Fermi liquid behaviours, allowing also for a microscopic explanation of pseudogap features in terms of a thermal-induced recombination of polarons and bipolarons, without any assumption on preexisting order or broken symmetries. [edited by Author]
We have studied strong correlation effects and localization in metallic systems. Strong correlation effects and localization occurred in metallic systems due to strong electron-electron interactions and strong electron phonon coupling. Strong electron-phonon interactions have been found in such materials as cuprates, fullerides and manganites. The interplay of electronelectron and electron-phonon interactions in these correlated systems leaded to coexistence of or competition between various phases such as super conductivity, charge-density-wave or spin-density wave phases or formation of novel non Fermi liquid phases, polarons, bipolarons and so on. We have considered Holstein-Hubbard model for our work. The Holstein-Hubbard model provides on over simplified description of both electron-electron and electron-phonon interactions, it retains to be the relevant ingredients of a system in which electrons experience simultaneously an instantaneous short range repulsion and a phononmediated retarded attraction. In spite of its formal simplicity, it is not exactly solvable even in one dimension. So quantum simulators of Fermi-Hubbard modes based on either fermionic atoms inoptical lattice or electrons in artificial quantum dot crystals have been used. In our work a classical analog simulator was theoretically proposed for the two site Holstein-Hubbard model based on light transport in engineered waveguide lattices, which is capable of reproducing the temporal dynamics of the quantum model in Fock space as spatial evolution in photonic lattice. We have found that in the strong correlation regime the periodic temporal dynamics exhibited by the Holstein-Hubbard Hamiltonian, related to the excitation Holstein polarons has been explained in terms of generalized Bloch oscillations of a single particle in a semi-infinite inhomogeneous tight binding lattice. Light transport in two dimensional photonic lattices simulated in Fock space the hopping dynamics of two correlated electrons on a one dimensional lattice and exploited to visualize such phenomena as correlated tunneling of bond electron-electron molecules and their coherent motion under the action of d.c. or a.c. fields. The obtained results were found in good agreement with previous results.
This PhD thesis is concerned with the investigation of Extended Hubbard Models on one-dimensional lattices (chains); the approach used to such investigation is that of determining exact results. The extended Hubbard models are models of correlated electrons on lattices; they are the extensions of a model proposed by Hubbard in \\cite{HUB} to explain the metal-insulator transition in ddd-transition compounds as the effect of electronic correlations, usually neglected in band theories. Later on, a need for extensions of such model was first felt within the context of high-temperature superconductivity; indeed, the different behaviour of doped cuprates with respect to conventional superconductors suggested that a microscopic theory of this phenomenon could be formulated in terms of electron-electron interaction, without explicitly invoking the phonon coupling, like in BCS theory. Although an exhaustive microscopic formulation for cuprate superconductivity has not been achieved yet, the Extended Hubbard Models have been in the meanwhile applied to other problems in condensed matter; they are actually considered the reference paradigm for treating all those systems in which electronic correlations cannot be neglected. \\\\As observed above, this thesis focuses in particular on 1-D chains: indeed in last years the progress in technological synthesization and small-scale observations has shown that there are many classes of materials exhibiting a strong one-dimensional character, such as organic (super)conductors, linear-chain polymers, quantum wires, quantum-dot chains, one-dimensional cuprates. Many experimental results confirm that such materials exhibit a quite rich behaviour, with different phases, charge-spin separation, as well as a strong electronic correlations. However, a sufficient understanding of these phenomena on a theoretical point of view has not been reached yet. This is due to the fact the usual theoretical methods can be shown to fail in D=1, and theoreticians are thus forced to develop new schemes for approaching the problem of many interacting fermions in such dimension. The latter therefore represents a fascinating challenge. Some progress has been made and many aspects are nowadays more clear; nevertheless, due to the lack of traditional techniques, the need for a comparison with exact results is perhaps more urgent in D=1 than in higher dimensions. The aim of this thesis is to provide some results to the research in this field. The present work is organized as follows: the two first chapters are introductory, while chapters 3 and 4 mostly contain the author's original contribution. More explicitly, {\\bf chapter 1} is an introduction to the Hubbard models (both the ordinary and the Extended) and is meant for the reader who is non-familiar with these models. We tried to emphasize the motivation that historically led to their introduction and the physical contexts in which they are applied, not necessarily in one-dimension. \\\\{\\bf Chapter 2} is instead devoted to general problematics of one dimensional physics. We have tried to stress that there is a number of physically interesting materials that can be regarded as actual 1-D systems; we give a brief account of the difficulties leading the usual theoretical approaches, such as mean-field and Fermi Liquid, to fail in D=1. While briefly describing the important results of the proposed alternative formulations (Luttinger Liquid, Renormalization Group), we also point out the points that are still unsatisfactory, and emphasize the importance that exactly integrable models have in this field. \\\\Matching the subjects of chapter 1 and 2, the subsequent ones contain the results of our investigation of exactly solvable Extended Hubbard model on 1-D chains. \\\\We wish to emphasize to the reader non familiar with integrable systems that the literature on this subject is often strongly concerned with the mathematical aspects of the involved methods, leaving the determination of the physical features of the derived integrable models as a secondary issue. On the contrary, we believe that both aspects of the research deserve a relevant role in the study. For these reasons, while chapter 3 contains new results about the general formulation of integrability for fermionic systems, chapter 4 is devoted to the investigation of the physical features for some models whose integrability has been proved in the previous chapter. \\\\More explicitly, in {\\bf chapter 3} (apart from a preliminary introduction of sec.3.1) the theory of integrable {\\it fermionic} systems has been developed within the frame of the Quantum Inverse Scattering Method (QISM). The latter is a technique for obtaining integrable models, traditionally formulated with success for spin systems; its more recent application to electron systems was leaving many unsatisfactory aspects. To overcome this weaknesses, in sec.3.2 we both clarify the theory of matrix representation for fermionic operators, and describe a method for obtaining integrable models of fermions (straightforwardly readable in terms of fermion operators), starting from the the solutions of a mathbbC\\mathbb{C}mathbbC-number equation (known as Yang-Baxter Equation). In sec.3.3 we first work out a general method of search for solutions of such equation; secondly we explicitly find 96 solutions, corresponding to 96 integrable Extended Hubbard models (most of which are new) for which a set of mutually commuting operators is proved to exist. In sec.3.4 we formulate a general theorem concerning the symmetries of the integrable models in QISM, and widely discuss the symmetries and supersymmetries for the class of extended Hubbard Models.\\\\ {\\bf Chapter 4} is devoted to the investigation of the physical properties of the integrable Extended Hubbard models found in chapter 3. We introduce a technique, called Sutherland's species technique, that, when applicable, yields an effective reduction of the Hilbert space and considerably simplifies the problem of diagonalizing the Hamiltonian. In fact, such technique is proved to be applicable to all the 96 models found above, and is used to determine the exact ground state phase diagram and the thermodynamics of the models. In particular we both recover in a quite straightforward way the phase diagram of a known model, and that of two new models (Model 2 and Model 3) that were not known before. \\\\The phase diagram exhibit structured forms with respect to the filling (density of electrons) and the on-site Coulomb repulsion (UUU); the pressure and the compressibility in the ground state are also calculated. Model 2 exhibits a superconducting phase particularly enhanced towards positive values of UUU, as well as a band-controlled insulator-superconductor transition at half filling; model 3 is the first example of exactly solved model with an asymmetric shape with respect to half-filling, due to the absence of particle-hole invariance of the Hamiltonian; a filling controlled metal-insulator transition is found to occur for this model. Generalizations to the other cases are also discussed. \\\\As to the thermodynamics, we compute the exact partition function of Model 3, which we believe to be particular worth of interest due to the above asymmetry. We then derive the exact specific heat of the model as a function of the temperature, which exhibits an interesting two-peak behaviour as well as a nearly universal crossing point. These results are discussed and compared with similar ones present in the literature. The chapters are of course linked each to another according to the above scheme; nevertheless, it has been a purpose of the author to make them as independently readable as possible. In particular, the reader who is more interested in the physical aspects of the models rather than in the general formalism of fermionic QISM can skip chapter 3 (at least in a first-sight reading) and pass directly to chapter 4; apart from some references to previous formulas the understanding should not be affected.\\\\{\\it \\noindent \\underline{Notational Remark:}} The customary symbol to denote the electron filling is nnn; this has in fact been used throughout the two first introductory chapters. Nevertheless, in order to avoid possible misunderstanding with other extensive quantities, in chapter 3~and~4~the~symbol~has been changed into rho\\rhorho
This dissertation examines the impact of long-range interactions in lattice models of low-dimensional strongly correlated systems with a focus on their relevance to anomalous electronic transport. Traditionally, the Hubbard model forms the basis of theoretical and numerical investigations of strongly correlated quantum matter. This effective model constitutes the simplest model of electronic correlation and relies on an approximation that truncates electron-electron interactions to a local, on-site potential. While this approximation has proved valid in several instances, certain unexplained phenomena in correlated materials challenge us to develop new perspectives and approaches.In the first part of this thesis, we discuss the historical motivation for our current work from both a theoretical and an experimental viewpoint. In particular, we cover the discovery of bad metallic transport and the associated breakdown of Boltzmann theory of electron transport. We further review examples of strongly correlated systems that exhibit bad metallic transport and other exotic phenomena that suggest the possibility of poorly screened electronic interactions acting as a common microscopic mechanism. This general feature justifies the development of a theoretical framework that is capable of examining long-range interactions in a controlled, systematic manner.Motivated by this, we analyze a long-range interacting lattice model for spinless electrons in two dimensions via exact diagonalization on a finite cluster in real space. As this method is susceptible to finite-size errors, we discuss at length its implementation and technical details designed specifically to reduce these errors, namely the use of twisted boundary conditions and the Ewald summation. We determine the phase diagram at zero temperature and demonstrate that the long-range interactions act as a source of self-generated disorder that drives the development of a strongly correlated pseudogap phase, in a manner reminiscent of the classical Efros-Shklovskii Coulomb gap. Furthermore, we establish that this phenomenon is independent of lattice geometry, a fact that represents the broad potential of long-range interactions in giving rise to a novel form of strongly correlated behavior.Following our zero-temperature study, we address the question of whether this self-generated disorder can survive in the presence of thermal fluctuations and local Coulomb repulsion (Hubbard terms) relevant in Mott systems, a situation closer to those in experimental systems. By means of classical Monte Carlo calculations, we show that not only does the self-generated disorder survive, but that it also acts as a microscopic mechanism that generates bad metallic transport. Upon further investigation, we determine that the long-range interactions, in combination with quantum fluctuations, cause a transient localization of the charge carriers, thereby suppressing the conductivity values below those predicted in conventional Boltzmann theory, as observed experimentally.In conclusion, we have established that long-range interactions in electronic models act as a microscopic mechanism that is capable of causing exotic phenomena in numerous materials. We conclude that a proper treatment of both quantum fluctuations and long-range interactions should next be studied with the finite temperature Lanczos method, which will act as a bridge between our exact diagonalization and Monte Carlo studies. Overall, this dissertation emphasizes the capability of long-range interactions to produce novel phenomena and elicits further thought-provoking questions concerning the interplay with Mott-Hubbard physics and external disorder, crucial in metallic systems.
The properties of a dilute electron gas, coupled to the lattice degrees of freedom, are studied and compared with the properties of an electron gas at half-filling, where spinless fermions with two orbitals per lattice site are considered. The simplest model which includes both the local electron-lattice interaction of the Jahn-Teller type and the electronic correlations is the E ⊗ β-Jahn-Teller-Hubbard model. We analyze the formation and stability of Jahn-Teller polarons and bipolarons, respectively. Our approach is based on a hopping expansion in the strong-coupling regime. The results are compared with recently published findings for the Hubbard-Holstein model [1, 2]. The special case of the Jahn-Teller-Hubbard model at half-filling is mapped on a spin-1/2 Heisenberg model with phonon-dependent coupling constants. This has been derived within a projection formalism that provides a continued-fraction representation of the Green's function. We study the exact solution for two and three particles and compare it with the effective theory on the infinite lattice with one particle per site. (© 2004 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim)
Strong electronic correlations are the root of many fascinating phenomena of condensed matter physics. However, they also make calculations notoriously difficult. This thesis is concerned with the development and improvement of computational methods for strongly correlated electron systems. After a brief recapitulation of the Green’s function formalism,which is the theoretical basis of most such methods, we discuss the analytical continuation from imaginary to real frequencies. Especially the maximum entropy method is explained in detail and an implementation there of is presented.The remainder of this thesis deals with methods to compute Green’s functions on thei maginary frequency axis. First, the Anderson impurity model (AIM) is considered. It can be solved numerically – a task for which several methods exist. We focus on continuous-time quantum Monte Carlo with worm sampling, through which various kinds of correlation functions can be calculated. On this basis we derive and implement symmetric improved estimators that allow for the computation of the self-energy and vertex functions where the level of stochastic noise is largely reduced with respect to conventional estimators.As a next step the dynamical mean-field theory (DMFT) is introduced as a method to capture local correlations in the Hubbard model (HM) by self-consistently mapping it onto the AIM. We study the convergence behavior of this iterative procedure and the improvement of convergence due to mixing. Then, we compare electron scattering rates from DMFT in the weak-coupling regime of the square-lattice HM to results from Boltzmann scattering theory.While local correlations account for many interesting phenomena, such as the Mott-Hubbard metal-insulator transition, they are not sufficient to correctly describe, e.g., the physics of phase transitions in two- or three-dimensional systems. It is thus the final step in this thesis to also include nonlocal correlations by means of the dynamical vertex approximation (DΓA). For this we develop a new self-consistency scheme, which is then applied to several systems: We study the square-lattice HM, where we compare to benchmark methods in the weak-coupling regime, but also present results for intermediate and strong coupling. Furthermore, a two-band model with doping and a three-band Wannier model for strontium vanadate are studied. As an application of our new self-consistent DΓA, we study the effects of geometrical frustration in the kagome lattice, where we also compare our results to determinant quantum Monte Carlo.
We study ground-state properties of a two-site, two-electron Holstein model describing two molecules coupled indirectly via electron-phonon interaction by using both exact diagonalization and self-consistent diagrammatic many-body perturbation theory. The Hartree and self-consistent Born approximations used in the present work are studied at different levels of self-consistency. The governing equations are shown to exhibit multiple solutions when the electron-phonon interaction is sufficiently strong, whereas at smaller interactions, only a single solution is found. The additional solutions at larger electron-phonon couplings correspond to symmetry-broken states with inhomogeneous electron densities. A comparison to exact results indicates that this symmetry breaking is strongly correlated with the formation of a bipolaron state in which the two electrons prefer to reside on the same molecule. The results further show that the Hartree and partially self-consistent Born solutions obtained by enforcing symmetry do not compare well with exact energetics, while the fully self-consistent Born approximation improves the qualitative and quantitative agreement with exact results in the same symmetric case. This together with a presented natural occupation number analysis supports the conclusion that the fully self-consistent approximation describes partially the bipolaron crossover. These results contribute to better understanding how these approximations cope with the strong localizing effect of the electron-phonon interaction.