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arXiv:1403.2968 · The Journal of Chemical Physics

Many-body Green’s function theory for electron-phonon interactions: Ground state properties of the Holstein dimer

Niko Säkkinen, Yang Peng, Heiko Appel, Robert van Leeuwen

Published Dec 15, 2015• 25 citations
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Abstract

We study ground-state properties of a two-site, two-electron Holstein model describing two molecules coupled indirectly via electron-phonon interaction by using both exact diagonalization and self-consistent diagrammatic many-body perturbation theory. The Hartree and self-consistent Born approximations used in the present work are studied at different levels of self-consistency. The governing equations are shown to exhibit multiple solutions when the electron-phonon interaction is sufficiently strong, whereas at smaller interactions, only a single solution is found. The additional solutions at larger electron-phonon couplings correspond to symmetry-broken states with inhomogeneous electron densities. A comparison to exact results indicates that this symmetry breaking is strongly correlated with the formation of a bipolaron state in which the two electrons prefer to reside on the same molecule. The results further show that the Hartree and partially self-consistent Born solutions obtained by enforcing symmetry do not compare well with exact energetics, while the fully self-consistent Born approximation improves the qualitative and quantitative agreement with exact results in the same symmetric case. This together with a presented natural occupation number analysis supports the conclusion that the fully self-consistent approximation describes partially the bipolaron crossover. These results contribute to better understanding how these approximations cope with the strong localizing effect of the electron-phonon interaction.

DOI
10.1063/1.4936142

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We study ground-state properties of a two-site, two-electron Holstein model describing two molecules coupled indirectly via electron-phonon interaction by using both exact diagonalization and self-consistent diagrammatic many-body perturbation theory. The Hartree and self-consistent Born approximations used in the present work are studied at different levels of self-consistency. The governing equations are shown to exhibit multiple solutions when the electron-phonon interaction is sufficiently strong, whereas at smaller interactions, only a single solution is found. The additional solutions at larger electron-phonon couplings correspond to symmetry-broken states with inhomogeneous electron densities. A comparison to exact results indicates that this symmetry breaking is strongly correlated with the formation of a bipolaron state in which the two electrons prefer to reside on the same molecule. The results further show that the Hartree and partially self-consistent Born solutions obtained by enforcing symmetry do not compare well with exact energetics, while the fully self-consistent Born approximation improves the qualitative and quantitative agreement with exact results in the same symmetric case. This together with a presented natural occupation number analysis supports the conclusion that the fully self-consistent approximation describes partially the bipolaron crossover. These results contribute to better understanding how these approximations cope with the strong localizing effect of the electron-phonon interaction.
strong whereas at smaller interactions only a single solution is found. The additional solutions at larger electron-phonon couplings correspond to symmetry-broken states with inhomogeneous electron densities. A comparison to exact results indicates that this symmetry breaking is strongly correlated with the formation of a bipolaron state in which the two electrons prefer to reside on the same molecule. The results further show that the Hartree and partially self-consistent Born solutions obtained by enforcing symmetry do not compare well with exact energetics, while the fully self-consistent Born approximation gives qualitatively correct behavior in the same symmetric case. This together with a presented natural occupation number analysis supports the conclusion that the fully self-consistent approximation does describe a bipolaron.
We present a Kadanoff-Baym formalism to study time-dependent phenomena for systems of interacting electrons and phonons in the framework of many-body perturbation theory. The formalism takes correctly into account effects of the initial preparation of an equilibrium state and allows for an explicit time-dependence of both the electronic and phononic degrees of freedom. The method is applied to investigate the charge neutral and non-neutral excitation spectra of a homogeneous, two-site, two-electron Holstein model. This is an extension of a previous study of the ground state properties in the Hartree (H), partially self-consistent Born (Gd) and fully self-consistent Born (GD) approximations published in Säkkinen et al. [J. Chem. Phys. 143, 234101 (2015)]. Here, the homogeneous ground state solution is shown to become unstable for a sufficiently strong interaction while a symmetry-broken ground state solution is shown to be stable in the Hartree approximation. Signatures of this instability are observed for the partially self-consistent Born approximation but are not found for the fully self-consistent Born approximation. By understanding the stability properties, we are able to study the linear response regime by calculating the density-density response function by time-propagation. This amounts to a solution of the Bethe-Salpeter equation with a sophisticated kernel. The results indicate that none of the approximations is able to describe the response function during or beyond the bipolaronic crossover for the parameters investigated. Overall, we provide an extensive discussion on when the approximations are valid and how they fail to describe the studied exact properties of the chosen model system.
Ab initio electron propagator methods are developed to study electronic properties of molecular systems with strong electron-electron and electron-phonon interactions. For the calculation of electron Green's functions we apply a canonical small polaron transformation that intrinsically contains strong electron-phonon effects. In the transformed Hamiltonian, the energy levels for the noninteracting particles are shifted down by the relaxation (solvation) energies. The Coulomb integrals are also renormalized by the electron-phonon interaction. For certain values of the electron-phonon coupling constants, the renormalized Coulomb integrals can be negative which implies the attraction between two electrons. Within the small polaron transformation we develop a diagrammatic technique for the calculation of electron Green's function in which the electron-phonon interaction is already included into the multiple phonon correlation functions. Since the decoupling of the phonon correlation functions is impossible, and therefore, a Wick's theorem for such correlation functions is invalid, there is no Dyson equation for the electron Green's function. To find the electron Green's function, we use different approximations. One of them is a link-cluster approximation that includes diagonal transitions for the renormalized zeroth Green's function. In the linked-cluster approach the Dyson equation is derived in the most general case, where the self-energy operator is an arbitrary functional (not only in the Hartree-Fock approximation). It is shown that even a Hartree-Fock electron (hole) is not a particle any longer. It is a quasiparticle with a finite lifetime that depends on energy of particle and hole states in different ways. As a consequence of this, a standard description of a Hartree-Fock approximation in terms of wave functions becomes inappropriate in this problem. To challenge the linked-cluster approximation we develop a different approach: a sequential propagation approximation where scattering events occur only for sequential transitions. A self-consistent Hartree-Fock equation for a four-index Green's function matrix is derived. In conclusion, the proposed schemes can be considered for future method developments for quantum chemical calculations for large molecules with strong nonadiabatic effects, e-e correlated electron transfer reactions, and electron transport in molecular transport junctions.
In this work we investigate some aspects of the physics of strongly correlated systems by taking into account both electron-electron and electron-phonon interactions as basic mechanisms for reproducing electronic correlations in real materials. The relevance of the electron-electron interactions is discussed in the first part of this thesis in the framework of a self-consistent theoretical approach, named Composite Operator Method (COM), which accounts for the relevant quasi-particle excitations in terms of a set of composite operators that appear as a result of the modification imposed by the interactions on the canonical electronic fields. We show that the COM allows the calculation of all the relevant Green’s and correlation functions in terms of a number of unknown internal parameters to be determined self-consistently. Therefore, depending on the balance between unknown parameters and self-consistent equations, exact and approximate solutions can be obtained. By way of example, we discuss the application of the COM to the extended t-U- J-h model in the atomic limit, and to the two-dimensional single-band Hubbard model. In the former case, we show that the COM provides the exact solution of the model in one dimension. We study the effects of electronic correlations as responsible for the formation of a plethora of different charge and/or spin orderings. We report the phase diagram of the model, as well as a detailed analysis of both zero and finite temperature single-particle and thermodynamic properties. As far as the single-band Hubbard model is concerned, we illustrate an approximated selfconsistent scheme based on the choice of a two-field basis. We report a detailed analysis of many unconventional features that arise in single-particle properties, thermodynamics and system’s response functions. We emphasize that the accuracy of the COM in describing the effects of electronic correlations strongly relies on the choice of the basis, paving the way for possible multi-pole extensions to the twofield theory. To this purpose, we also study a three-field approach to the single-band Hubbard model, showing a significant step forward in the agreements with numerical data with respect to the two-pole results. The role of the electron-phonon interaction in the physics of strongly correlated systems is discussed in the second part of this thesis. We show that in highly polarizable lattices the competition between unscreened Coulomb and Fröhlich interactions results in a short-range polaronic exchange term Jp that favours the formation of local and light pairs of bosonic nature, named bipolarons, which condense with a critical temperature well in excess of hundred kelvins. These findings, discussed in the framework of the so-called polaronic t-Jp model, are further investigated in the presence of a finite on-site potential ~U , coming from the competition between on-site Coulomb and Fröhlich interactions. We discuss the role of ~U as the driving parameter for a small-to-large bipolaron transition, providing a possible explanation of the BEC-BCS crossover in terms of the properties of the bipolaronic ground state. Finally, we show that a hard-core bipolarons gas, studied as a charged Bose-Fermi mixture, allows for the description of many non Fermi liquid behaviours, allowing also for a microscopic explanation of pseudogap features in terms of a thermal-induced recombination of polarons and bipolarons, without any assumption on preexisting order or broken symmetries. [edited by Author]
We study the two-site Hubbard-Holstein model by using an extended phonon coherent state. For the nontrivial singlet bipolarons, the double occupancy probability, the fidelity and the entanglement entropy are calculated to characterize the ground-state properties in both two-site and single-site bipolaron-dominated regimes. We use the localized minimum of the fidelity to define a crossover and plot the bipolaron phase diagram, which separates the large and small entanglement region. Furthermore, the relation between the bipolaron entanglement and the correlation functions demonstrates that the large entanglement corresponds to the large magnitude of lattice deformations induced by electrons.
We present detailed studies of the self-interaction-corrected local-spin-density method. As an application, we consider ground-state properties of a highly correlated many-electron system interacting with phonons, namely, the one- and two-dimensional Hubbard-Peierls model. An efficient minimization method is presented which allows one to find fully self-consistent solutions to the self-interaction-corrected local-spin-density total-energy functional without assuming any symmetry of the one-electron states. Charge- and spin-correlation functions, the energy gap, and phonon-induced electronic energy gains for the two-dimensional Hubbard-Peierls model are in significantly better agreement with numerically exact results than the standard local-density method. Noticeably, we find that phonons tend to de- stabilize the antiferromagnetic ground state in two dimensions and show a negative-U behavior in the energy gap, in contrast to the situation in one dimension. This is relevant for the theory of high-temperature superconductivity.