Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

IEEE Transactions on Information Theory

Secure Transmission With Multiple Antennas I: The MISOME Wiretap Channel

Ashish J. Khisti, Gregory W. Wornell

Published Jun 23, 2010• 1,351 citations
Publisher

Abstract

The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel. We characterize the secrecy capacity in terms of generalized eigenvalues when the sender and eavesdropper have multiple antennas, the intended receiver has a single antenna, and the channel matrices are fixed and known to all the terminals, and show that a beamforming strategy is capacity-achieving. In addition, we study a masked beamforming scheme that radiates power isotropically in all directions and show that it attains near-optimal performance in the high SNR regime. Insights into the scaling behavior of the capacity in the large antenna regime as well as extensions to ergodic fading channels are also provided.

DOI
10.1109/tit.2010.2048445

Related papers

Secure Transmission with Multiple Antennas: The MISOME Wiretap Channel

Ashish J. Khisti, Gregory W. Wornell

The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel. We characterize the secrecy capacity in terms of generalized eigenvalues when the sender and eavesdropper have multiple antennas, the intended receiver has a single antenna, and the channel matrices are fixed and known to all the terminals, and show that a beamforming strategy is capacity-achieving. In addition, we show that in the high signal-to-noise (SNR) ratio regime the penalty for not knowing eavesdropper's channel is small--a simple ``secure space-time code'' that can be thought of as masked beamforming and radiates power isotropically attains near-optimal performance. In the limit of large number of antennas, we obtain a realization-independent characterization of the secrecy capacity as a function of the number $β$: the number of eavesdropper antennas per sender antenna. We show that the eavesdropper is comparatively ineffective when $β<1$, but that for $β\ge2$ the eavesdropper can drive the secrecy capacity to zero, thereby blocking secure communication to the intended receiver. Extensions to ergodic fading channels are also provided.

arXiv:0708.4219•Aug 30, 2007•33 citations

On the Gaussian MIMO Wiretap Channel

Ashish J. Khisti, Gregory W. Wornell, Ami Wiesel +1 more

Wyner's wiretap channel is generalized to the case when the sender, the receiver and the eavesdropper have multiple antennas. We consider two cases: the deterministic case and the fading case. In the deterministic case, the channel matrices of the intended receiver and the eavesdropper are fixed and known to all the nodes. In the fading case, the channel matrices experience block fading and the sender has only the intended receiver's channel state information (CSI) and statistical knowledge of the eavesdropper's channel. For the deterministic case, a scheme based on the generalized-singular-value-decomposition (GSVD) of the channel matrices is proposed and shown to achieve the secrecy capacity in the high signal-to-noise-ratio (SNR) limit. When the intended receiver has only one antenna (MISO case) the secrecy-capacity is characterized for any SNR. Next, a suboptimal "artificial noise" based scheme is considered. Its performance is characterized and observed to be nearly optimal in the high SNR regime for the MISO case. This scheme extends naturally to the fading case and results are reported for the MISO case. For the independent Rayleigh fading distribution as we simultaneously increase the number of antennas at the sender and the eavesdropper, the secrecy capacity approaches zero if and only if the ratio of the number of eavesdropper antennas to transmitter antennas is at least two.

IEEE International Symposium on Information Theory (ISIT)•Jun 1, 2007•215 citations

MIMO Wiretap Channels

Mohamed Nafea, Aylin Yener

This chapter considers securing wireless communications at the physical layer using multiple antennas. In particular, the multiple antenna (MIMO) wiretap channel is presented and its secrecy capacity is provided. Further investigation of the high-SNR characterization of the secrecy capacity, i.e., secure degrees of freedom, reveals that the secrecy capacity of the MIMO wiretap channel does not scale with the transmit power when the eavesdropper has an advantage over the legitimate transmitter in the number of antennas. An external multi-antenna cooperative jammer terminal is introduced to the channel model in order to improve its secrecy capacity scaling with power. The secure degrees of freedom for this new multi-terminal multi-antenna channel is characterized. While for these models the eavesdropper channel state information is known at the legitimate terminals, the chapter next removes this assumption and presents results that utilize multiple antennas in order to provide secure communications irrespective of the eavesdropper channel state. An achievable strong secrecy rate and the secure degrees of freedom characterization for the MIMO wiretap channel when the eavesdropper channel is arbitrary, varying, and unknown at the legitimate terminals are presented. Finally, the extension of this model to the two-user multiple access MIMO wiretap channel is considered and its secure degrees of freedom region is characterized. Introduction The wiretap channel and the notion of secrecy capacity, introduced in [1] and generalized by [2], have provided the framework for physical layer design for wireless channels with information theoretic guarantees against eavesdropping. A natural model in wireless communications is one which utilizes multiple antennas for transmission and reception at each node. The improvement in secrecy rate that can be obtained using multiple antennas in a point-to-point channel with an eavesdropper has been studied extensively in several references, including [3, 4]. Specifically, the secrecy capacity of the Gaussian model consisting of a multiple antenna legitimate transmitter, a multiple antenna legitimate receiver, and a multiple antenna eavesdropper, termed the multiple-input multiple-output (MIMO) wiretap channel, has been identified in full generality in [5, 6].

Cambridge University Press eBooks•Jun 16, 2017•0 citations

Secure Transmission With Multiple Antennas—Part II: The MIMOME Wiretap Channel

Ashish J. Khisti, Gregory W. Wornell

The capacity of the Gaussian wiretap channel model is analyzed when there are multiple antennas at the sender, intended receiver and eavesdropper. The associated channel matrices are fixed and known to all the terminals. A computable characterization of the secrecy capacity is established as the saddle point solution to a minimax problem. The converse is based on a Sato-type argument used in other broadcast settings, and the coding theorem is based on Gaussian wiretap codebooks.

arXiv:1006.5879•IEEE Transactions on Information Theory•Oct 20, 2010•975 citations

Switched power allocation for MISOME wiretap channels

Thang Van Nguyen, Tony Q. S. Quek, Hyundong Shin

In this paper, we consider secure communication over a multiple-input single-output Rayleigh-fading channel in the presence of a multiple-antenna eavesdropper - referred to as a multiple-input single-output multiple-eavesdropper (MISOME) wiretap channel. Specifically, secure beamforming with artificial noise is treated when the transmitter has access to full channel state information (CSI) of a legitimate channel but only partial statistical CSI of an eavesdropper channel. We first derive the optimal power allocation between the information-bearing signal and artificial noise (or simulated interference) to maximize the achievable secrecy rate in the presence of a weak or strong eavesdropper. We then develop a near-optimal power allocation strategy in a switched fashion for a general case and derive a closed-form expression for the ergodic secrecy rate achieved by secure beamforming with this switched power allocation in the MISOME wiretap channel.

IEEE International Symposium on Information Theory (ISIT)•Jul 1, 2012•4 citations

Secure communication in the low-SNR regime: A Characterization of the energy-secrecy tradeoff

M. Cenk Gursoy

Secrecy capacity of a multiple-antenna wiretap channel is studied in the low signal-to-noise ratio (SNR) regime. Expressions for the first and second derivatives of the secrecy capacity with respect to SNR at SNR = 0 are derived. Transmission strategies required to achieve these derivatives are identified. In particular, it is shown that it is optimal in the low-SNR regime to transmit in the maximum-eigenvalue eigenspace of Phi = HmdaggerHm- Nm/NeHedaggerHewhere Hmand Hedenote the channel matrices associated with the legitimate receiver and eavesdropper, respectively, and Nmand Neare the noise variances at the receiver and eavesdropper, respectively. Energy efficiency is analyzed by finding the minimum bit energy required for secure and reliable communications, and the wideband slope. Increased bit energy requirements under secrecy constraints are quantified. Finally, the impact of fading is investigated.

arXiv:0901.3130•IEEE International Symposium on Information Theory (ISIT)•Jun 1, 2009•28 citations
The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel. We characterize the secrecy capacity in terms of generalized eigenvalues when the sender and eavesdropper have multiple antennas, the intended receiver has a single antenna, and the channel matrices are fixed and known to all the terminals, and show that a beamforming strategy is capacity-achieving. In addition, we study a masked beamforming scheme that radiates power isotropically in all directions and show that it attains near-optimal performance in the high SNR regime. Insights into the scaling behavior of the capacity in the large antenna regime as well as extensions to ergodic fading channels are also provided.
The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel. We characterize the secrecy capacity in terms of generalized eigenvalues when the sender and eavesdropper have multiple antennas, the intended receiver has a single antenna, and the channel matrices are fixed and known to all the terminals, and show that a beamforming strategy is capacity-achieving. In addition, we show that in the high signal-to-noise (SNR) ratio regime the penalty for not knowing eavesdropper's channel is small--a simple ``secure space-time code'' that can be thought of as masked beamforming and radiates power isotropically attains near-optimal performance. In the limit of large number of antennas, we obtain a realization-independent characterization of the secrecy capacity as a function of the number βββ: the number of eavesdropper antennas per sender antenna. We show that the eavesdropper is comparatively ineffective when β<1β<1β<1, but that for β≥2β\ge2β≥2 the eavesdropper can drive the secrecy capacity to zero, thereby blocking secure communication to the intended receiver. Extensions to ergodic fading channels are also provided.
Wyner's wiretap channel is generalized to the case when the sender, the receiver and the eavesdropper have multiple antennas. We consider two cases: the deterministic case and the fading case. In the deterministic case, the channel matrices of the intended receiver and the eavesdropper are fixed and known to all the nodes. In the fading case, the channel matrices experience block fading and the sender has only the intended receiver's channel state information (CSI) and statistical knowledge of the eavesdropper's channel. For the deterministic case, a scheme based on the generalized-singular-value-decomposition (GSVD) of the channel matrices is proposed and shown to achieve the secrecy capacity in the high signal-to-noise-ratio (SNR) limit. When the intended receiver has only one antenna (MISO case) the secrecy-capacity is characterized for any SNR. Next, a suboptimal "artificial noise" based scheme is considered. Its performance is characterized and observed to be nearly optimal in the high SNR regime for the MISO case. This scheme extends naturally to the fading case and results are reported for the MISO case. For the independent Rayleigh fading distribution as we simultaneously increase the number of antennas at the sender and the eavesdropper, the secrecy capacity approaches zero if and only if the ratio of the number of eavesdropper antennas to transmitter antennas is at least two.
This chapter considers securing wireless communications at the physical layer using multiple antennas. In particular, the multiple antenna (MIMO) wiretap channel is presented and its secrecy capacity is provided. Further investigation of the high-SNR characterization of the secrecy capacity, i.e., secure degrees of freedom, reveals that the secrecy capacity of the MIMO wiretap channel does not scale with the transmit power when the eavesdropper has an advantage over the legitimate transmitter in the number of antennas. An external multi-antenna cooperative jammer terminal is introduced to the channel model in order to improve its secrecy capacity scaling with power. The secure degrees of freedom for this new multi-terminal multi-antenna channel is characterized. While for these models the eavesdropper channel state information is known at the legitimate terminals, the chapter next removes this assumption and presents results that utilize multiple antennas in order to provide secure communications irrespective of the eavesdropper channel state. An achievable strong secrecy rate and the secure degrees of freedom characterization for the MIMO wiretap channel when the eavesdropper channel is arbitrary, varying, and unknown at the legitimate terminals are presented. Finally, the extension of this model to the two-user multiple access MIMO wiretap channel is considered and its secure degrees of freedom region is characterized. Introduction The wiretap channel and the notion of secrecy capacity, introduced in [1] and generalized by [2], have provided the framework for physical layer design for wireless channels with information theoretic guarantees against eavesdropping. A natural model in wireless communications is one which utilizes multiple antennas for transmission and reception at each node. The improvement in secrecy rate that can be obtained using multiple antennas in a point-to-point channel with an eavesdropper has been studied extensively in several references, including [3, 4]. Specifically, the secrecy capacity of the Gaussian model consisting of a multiple antenna legitimate transmitter, a multiple antenna legitimate receiver, and a multiple antenna eavesdropper, termed the multiple-input multiple-output (MIMO) wiretap channel, has been identified in full generality in [5, 6].
In this paper, we consider secure communication over a multiple-input single-output Rayleigh-fading channel in the presence of a multiple-antenna eavesdropper - referred to as a multiple-input single-output multiple-eavesdropper (MISOME) wiretap channel. Specifically, secure beamforming with artificial noise is treated when the transmitter has access to full channel state information (CSI) of a legitimate channel but only partial statistical CSI of an eavesdropper channel. We first derive the optimal power allocation between the information-bearing signal and artificial noise (or simulated interference) to maximize the achievable secrecy rate in the presence of a weak or strong eavesdropper. We then develop a near-optimal power allocation strategy in a switched fashion for a general case and derive a closed-form expression for the ergodic secrecy rate achieved by secure beamforming with this switched power allocation in the MISOME wiretap channel.
Secrecy capacity of a multiple-antenna wiretap channel is studied in the low signal-to-noise ratio (SNR) regime. Expressions for the first and second derivatives of the secrecy capacity with respect to SNR at SNR = 0 are derived. Transmission strategies required to achieve these derivatives are identified. In particular, it is shown that it is optimal in the low-SNR regime to transmit in the maximum-eigenvalue eigenspace of Phi = HmdaggerHm- Nm/NeHedaggerHewhere Hmand Hedenote the channel matrices associated with the legitimate receiver and eavesdropper, respectively, and Nmand Neare the noise variances at the receiver and eavesdropper, respectively. Energy efficiency is analyzed by finding the minimum bit energy required for secure and reliable communications, and the wideband slope. Increased bit energy requirements under secrecy constraints are quantified. Finally, the impact of fading is investigated.