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Cambridge University Press eBooks

MIMO Wiretap Channels

Mohamed Nafea, Aylin Yener

Published Jun 16, 2017• 0 citations
Publisher

Abstract

This chapter considers securing wireless communications at the physical layer using multiple antennas. In particular, the multiple antenna (MIMO) wiretap channel is presented and its secrecy capacity is provided. Further investigation of the high-SNR characterization of the secrecy capacity, i.e., secure degrees of freedom, reveals that the secrecy capacity of the MIMO wiretap channel does not scale with the transmit power when the eavesdropper has an advantage over the legitimate transmitter in the number of antennas. An external multi-antenna cooperative jammer terminal is introduced to the channel model in order to improve its secrecy capacity scaling with power. The secure degrees of freedom for this new multi-terminal multi-antenna channel is characterized. While for these models the eavesdropper channel state information is known at the legitimate terminals, the chapter next removes this assumption and presents results that utilize multiple antennas in order to provide secure communications irrespective of the eavesdropper channel state. An achievable strong secrecy rate and the secure degrees of freedom characterization for the MIMO wiretap channel when the eavesdropper channel is arbitrary, varying, and unknown at the legitimate terminals are presented. Finally, the extension of this model to the two-user multiple access MIMO wiretap channel is considered and its secure degrees of freedom region is characterized. Introduction The wiretap channel and the notion of secrecy capacity, introduced in [1] and generalized by [2], have provided the framework for physical layer design for wireless channels with information theoretic guarantees against eavesdropping. A natural model in wireless communications is one which utilizes multiple antennas for transmission and reception at each node. The improvement in secrecy rate that can be obtained using multiple antennas in a point-to-point channel with an eavesdropper has been studied extensively in several references, including [3, 4]. Specifically, the secrecy capacity of the Gaussian model consisting of a multiple antenna legitimate transmitter, a multiple antenna legitimate receiver, and a multiple antenna eavesdropper, termed the multiple-input multiple-output (MIMO) wiretap channel, has been identified in full generality in [5, 6].

DOI
10.1017/9781316450840.007

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In this paper, a class of information theoretic secrecy problems is addressed where the eavesdropper channel state is completely unknown to the legitimate parties. In particular, a Gaussian MIMO wiretap channel is considered, where the eavesdropper channel state can vary from one channel use to the next, and the overall channel state sequence is known only to the eavesdropper. When the eavesdropper has fewer antennas than the transmitter and its intended receiver, a positive secrecy rate in the sense of strong secrecy is proved to be achievable and shown to match with the converse in secure degrees of freedom. This yields the conclusion that secure communication is possible regardless of the location or channel states of the eavesdropper. Additionally, it is observed that, the present setting renders the secrecy capacity problems for some multiterminal wiretap-type channels more tractable as compared to the case with full or partial knowledge of eavesdropper channel states. To demonstrate this observation, secure degrees of freedom regions are derived for the Gaussian MIMO multiple access (MAC) wiretap channel and the two-user Gaussian MIMO broadcast (BC) wiretap channel, where the transmitter(s) and intended receiver(s) have the same number of antennas.

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In this work, a class of information theoretic secrecy problems is addressed where the eavesdropper channel states are completely unknown to the legitimate parties. In particular, MIMO wiretap channel models are considered where the channel of the eavesdropper is arbitrarily varying over time. Assuming that the number of antennas of the eavesdropper is limited, the secrecy rate of the MIMO wiretap channel in the sense of strong secrecy is derived, and shown to match with the converse in secure degrees of freedom. It is proved that there exists a universal coding scheme that secures the confidential message against any sequence of channel states experienced by the eavesdropper. This yields the conclusion that secure communication is possible regardless of the location or channel states of (potentially infinite number of) eavesdroppers. Additionally, it is observed that, the present setting renders the secrecy capacity problems for multi-terminal wiretap-type channels more tractable as compared the case with full or partial knowledge of eavesdropper channel states. To demonstrate this observation, secure degrees of freedom regions are derived for the Gaussian MIMO multiple access wiretap channel (MIMO MAC-WT) and the Gaussian MIMO broadcast wiretap channel (MIMO BC-WT) where the transmitter(s) and the intended receiver(s) have the same number of antennas.

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A usual concern against physical layer security is that the legitimate parties would need to have (partial) channel state information (CSI) of the eavesdropper in order to design transmission schemes that provide secrecy. In this work, to overcome this concern, we consider the model where the eavesdropper's CSI is completely unknown at the legitimate transmitter(s) and the receiver. A static channel setting, and multiple antennas are considered for all parties, and it is assumed that the eavesdropper has perfect self-CSI. In this setting, assuming that the legitimate parties can employ a larger number of antennas than the eavesdropper, we provide a positive secure communication rate in the sense of strong secrecy. The achievable (guaranteed) secrecy rate we derive for the MIMO wiretap channel matches its converse in terms of secure degrees of freedom. As a side result of our approach, we also derive the secure degrees of freedom region for the MIMO MAC-wiretap channel where the transmitters and the intended receiver have the same number of antennas.

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IEEE Transactions on Information Theory•Jun 20, 2013•67 citations

Information-theoretic Secrecy in Multi-user Channels

Ersen Ekrem

Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. 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Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.

•Jan 1, 2012•0 citations

The Secrecy Capacity of the MIMO Wiretap Channel

Frédérique Oggier, Babak Hassibi

We consider the MIMO wiretap channel, that is a MIMO broadcast channel where the transmitter sends some confidential information to one user which is a legitimate receiver, while the other user is an eavesdropper. Perfect secrecy is achieved when the the transmitter and the legitimate receiver can communicate at some positive rate, while insuring that the eavesdropper gets zero bits of information. In this paper, we compute the perfect secrecy capacity of the multiple antenna MIMO broadcast channel, where the number of antennas is arbitrary for both the transmitter and the two receivers.

arXiv:0710.1920•Oct 10, 2007•31 citations
This chapter considers securing wireless communications at the physical layer using multiple antennas. In particular, the multiple antenna (MIMO) wiretap channel is presented and its secrecy capacity is provided. Further investigation of the high-SNR characterization of the secrecy capacity, i.e., secure degrees of freedom, reveals that the secrecy capacity of the MIMO wiretap channel does not scale with the transmit power when the eavesdropper has an advantage over the legitimate transmitter in the number of antennas. An external multi-antenna cooperative jammer terminal is introduced to the channel model in order to improve its secrecy capacity scaling with power. The secure degrees of freedom for this new multi-terminal multi-antenna channel is characterized. While for these models the eavesdropper channel state information is known at the legitimate terminals, the chapter next removes this assumption and presents results that utilize multiple antennas in order to provide secure communications irrespective of the eavesdropper channel state. An achievable strong secrecy rate and the secure degrees of freedom characterization for the MIMO wiretap channel when the eavesdropper channel is arbitrary, varying, and unknown at the legitimate terminals are presented. Finally, the extension of this model to the two-user multiple access MIMO wiretap channel is considered and its secure degrees of freedom region is characterized. Introduction The wiretap channel and the notion of secrecy capacity, introduced in [1] and generalized by [2], have provided the framework for physical layer design for wireless channels with information theoretic guarantees against eavesdropping. A natural model in wireless communications is one which utilizes multiple antennas for transmission and reception at each node. The improvement in secrecy rate that can be obtained using multiple antennas in a point-to-point channel with an eavesdropper has been studied extensively in several references, including [3, 4]. Specifically, the secrecy capacity of the Gaussian model consisting of a multiple antenna legitimate transmitter, a multiple antenna legitimate receiver, and a multiple antenna eavesdropper, termed the multiple-input multiple-output (MIMO) wiretap channel, has been identified in full generality in [5, 6].
In this paper, a class of information theoretic secrecy problems is addressed where the eavesdropper channel state is completely unknown to the legitimate parties. In particular, a Gaussian MIMO wiretap channel is considered, where the eavesdropper channel state can vary from one channel use to the next, and the overall channel state sequence is known only to the eavesdropper. When the eavesdropper has fewer antennas than the transmitter and its intended receiver, a positive secrecy rate in the sense of strong secrecy is proved to be achievable and shown to match with the converse in secure degrees of freedom. This yields the conclusion that secure communication is possible regardless of the location or channel states of the eavesdropper. Additionally, it is observed that, the present setting renders the secrecy capacity problems for some multiterminal wiretap-type channels more tractable as compared to the case with full or partial knowledge of eavesdropper channel states. To demonstrate this observation, secure degrees of freedom regions are derived for the Gaussian MIMO multiple access (MAC) wiretap channel and the two-user Gaussian MIMO broadcast (BC) wiretap channel, where the transmitter(s) and intended receiver(s) have the same number of antennas.
In this work, a class of information theoretic secrecy problems is addressed where the eavesdropper channel states are completely unknown to the legitimate parties. In particular, MIMO wiretap channel models are considered where the channel of the eavesdropper is arbitrarily varying over time. Assuming that the number of antennas of the eavesdropper is limited, the secrecy rate of the MIMO wiretap channel in the sense of strong secrecy is derived, and shown to match with the converse in secure degrees of freedom. It is proved that there exists a universal coding scheme that secures the confidential message against any sequence of channel states experienced by the eavesdropper. This yields the conclusion that secure communication is possible regardless of the location or channel states of (potentially infinite number of) eavesdroppers. Additionally, it is observed that, the present setting renders the secrecy capacity problems for multi-terminal wiretap-type channels more tractable as compared the case with full or partial knowledge of eavesdropper channel states. To demonstrate this observation, secure degrees of freedom regions are derived for the Gaussian MIMO multiple access wiretap channel (MIMO MAC-WT) and the Gaussian MIMO broadcast wiretap channel (MIMO BC-WT) where the transmitter(s) and the intended receiver(s) have the same number of antennas.
A usual concern against physical layer security is that the legitimate parties would need to have (partial) channel state information (CSI) of the eavesdropper in order to design transmission schemes that provide secrecy. In this work, to overcome this concern, we consider the model where the eavesdropper's CSI is completely unknown at the legitimate transmitter(s) and the receiver. A static channel setting, and multiple antennas are considered for all parties, and it is assumed that the eavesdropper has perfect self-CSI. In this setting, assuming that the legitimate parties can employ a larger number of antennas than the eavesdropper, we provide a positive secure communication rate in the sense of strong secrecy. The achievable (guaranteed) secrecy rate we derive for the MIMO wiretap channel matches its converse in terms of secure degrees of freedom. As a side result of our approach, we also derive the secure degrees of freedom region for the MIMO MAC-wiretap channel where the transmitters and the intended receiver have the same number of antennas.
A two-transmitter Gaussian multiple access wiretap channel with multiple antennas at each of the nodes is investigated. The channel matrices of the legitimate users are fixed and revealed to all the terminals, whereas the channel matrices of the eavesdropper are arbitrarily varying and only known to the eavesdropper. The secrecy degrees of freedom (s.d.o.f.) region under a strong secrecy constraint is characterized. A transmission scheme that orthogonalizes the transmit signals of the two users at the intended receiver, and uses a single-user wiretap code for each user, is shown to achieve the s.d.o.f. region. The converse involves establishing an upper bound on a weighted-sum-rate expression. This is accomplished by using induction, where at each step one combines the secrecy and multiple-access constraints associated with an adversary eavesdropping a carefully selected group of sub-channels.
Inherent openness of the wireless medium imposes stronger challenges on the security of wireless communications. Information-theoretic security addresses these challenges at the physical layer by using tools from wireless communication theory, signal processing and information theory. In information-theoretic security, physical layer communication is intelligently designed to exploit the characteristics of the wireless medium, such as fading, interference, cooperation, and multi-dimensional signaling, in order to provide or improve security. In this dissertation, we study the security of several fundamental wireless network configurations from an information-theoretic perspective. First, we study the Gaussian multiple-input multiple-output (MIMO) wiretap channel. In this channel, the transmitter sends a common message to both the legitimate user and the eavesdropper. In addition to the common message, a private message is sent only to the legitimate user, which needs to be kept hidden as much as possible from the eavesdropper. We obtain the entire capacity-equivocation region for this channel model. In particular, we show the sufficiency of jointly Gaussian auxiliary random variables and channel input to evaluate the existing single-letter description of the capacity-equivocation region due to Csiszar-Korner. Next, we study the secure broadcasting problem, where a transmitter wants to have secure communication with multiple legitimate users in the presence of an external eavesdropper. We study several special cases of the secure broadcasting problem. First, we consider the degraded multi-receiver wiretap channel, and establish its secrecy capacity region. Second, we consider the parallel less noisy multi-receiver wiretap channel, and obtain its common message secrecy capacity and sum secrecy capacity. Third, we consider the parallel degraded multi-receiver wiretap channel for the two-user and two-sub-channel case, and obtain its entire secrecy capacity region. Finally, we consider a parallel channel model with two sub-channels, where the transmitter can use only one of the subchannels at any time, and characterize its secrecy capacity region. Then, we study the two-user Gaussian MIMO broadcast channel with common and confidential messages. In this channel model, the transmitter sends a common message to both users, and a confidential message to each user which needs to be kept perfectly secret from the other user. We obtain the entire capacity region of this channel. We also explore the connections between this channel model and its non-confidential counterpart, i.e., the Gaussian MIMO broadcast channel with common and private message. Next, we consider the Gaussian MIMO multi-receiver wiretap channel and obtain its secrecy capacity region for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques fall short of proving the secrecy capacity region, to emphasize the need for a new proof technique, which we develop by using the relationships between the Fisher information and the differential entropy. Using this new proof technique, we obtain the secrecy capacity region of the degraded MIMO channel. We then establish the secrecy capacity region of the general MIMO channel by using the channel enhancement technique in conjunction with the capacity result we obtained for the degraded MIMO channel. For the general MIMO channel, we show that dirty-paper coding (DPC) combined with stochastic encoding attains the entire secrecy capacity region. Then, we study the multi-receiver wiretap channel for a more general scenario, where, in addition to confidential messages, the transmitter sends public messages to the legitimate users, on which there are no secrecy constraints. First, we consider the degraded discrete memoryless channel, and obtain inner and outer bounds for the capacity region. These inner and outer bounds match for certain cases, providing the capacity region. Second, we obtain an inner bound for the general discrete memoryless channel by using Marton's inner bound. Third, we consider the degraded Gaussian MIMO channel, and show that jointly Gaussian auxiliary random variables and channel input are sufficient to exhaust the inner and outer bounds. Finally, we provide an inner bound for the capacity region of the general Gaussian MIMO channel. Next, we focus on the multiple access wiretap (MAC-WT) channel whose capacity region is unknown. We consider a special class of MAC-WT channels which we call the weak eavesdropper class, where each user's link to the legitimate receiver is stronger than its link to the eavesdropper. For this class of channels, we develop an outer bound for the secrecy capacity region, which partially matches the achievable region in an n-letter form. We evaluate a looser version of our outer bound for the Gaussian case, and show that our outer bound is within 0.5 bits/channel use of the achievable rates along the individual secrecy rates for all weak eavesdropper Gaussian MAC-WT. Then, we investigate the effects of user cooperation on the secrecy of broadcast channels by considering the cooperative relay broadcast channel (CRBC). We propose an achievable scheme that combines Marton's coding scheme for broadcast channels and Cover and El Gamal's compress-and-forward (CAF) scheme for relay channels. For the Gaussian CRBC, we show that both users can have positive secrecy rates, which is not possible for scalar Gaussian broadcast channels without cooperation. We further investigate the effects of user cooperation on secrecy by considering the multiple access channel with generalized feedback (MAC-GF), which can be viewed as the MAC-dual of the CRBC. We propose a CAF-based achievable secrecy rate region for the MAC-GF. Specializing our results to a Gaussian MAC-GF, we present numerical results which demonstrate that cooperation can improve secrecy for the MAC-GF. Next, we study the two-user one-eavesdropper discrete memoryless compound wiretap channel, and provide the best known lower bound for the secrecy capacity of this compound channel. We evaluate this achievable secrecy rate for the Gaussian MIMO case by using DPC. We show that this achievable secrecy rate achieves at least half of the secrecy capacity of this Gaussian MIMO compound wiretap channel, and also attains the secrecy capacity when the eavesdropper is degraded with respect to one of the two users. Then, we study the degraded compound multi-receiver wiretap channel (DCMRWC), which, in addition to a group of eavesdroppers, has two groups of users, namely the stronger group and the weaker group. We study two different communication scenarios for this channel. In the first scenario, there is only one eavesdropper, and the transmitter sends a confidential message to each group of legitimate users while keeping both messages secret from the eavesdropper. In the second scenario, we study the DCMRWC with layered messages without any restriction on the number of eavesdroppers. For both scenarios, we obtain the secrecy capacity region for the discrete memoryless channel, the parallel channel, and the Gaussian parallel channel. For the Gaussian MIMO channel, we obtain the secrecy capacity region when there is only one user in the second group. Next, we study the two-user fading broadcast channel and obtain its ergodic secrecy capacity region. We show that, thanks to fading, both users can have simultaneous secure communication with the transmitter, although this is not possible in the scalar non-fading Gaussian broadcast channel where only one user can have secure communication. This simultaneous secrecy of both users is achieved by an opportunistic communication scheme, in which, at each time instant, the transmitter communicates with the user having a better channel gain. Then, we study the secure lossy transmission of a vector Gaussian source to a legitimate user in the presence of an eavesdropper, where both the legitimate user and the eavesdropper have vector Gaussian side information. We obtain an outer bound for the rate, equivocation and distortion region. Moreover, we obtain the maximum equivocation at the eavesdropper when there is no constraint on the transmission rate. By using this maximum equivocation result, we show two facts. First, for this problem, in general, Wyner-Ziv scheme is suboptimal, although, it is optimal in the absence of an eavesdropper. And, second, even when there is no transmission rate constraint, an uncoded transmission scheme is suboptimal; the presence of an eavesdropper necessitates the use of a coded scheme to attain the maximum equivocation. Finally, we revisit the secure lossy source coding problem. In all works on this problem, either the equivocation of the source at the eavesdropper or the equivocation of the legitimate user's reconstruction of the source at the eavesdropper is used to measure secrecy. We first propose the relative equivocation of the source at the eavesdropper with respect to the legitimate user as a new secrecy measure. We argue that this new secrecy measure is the one that corresponds to the natural generalization of the equivocation in a wiretap channel to the context of secure lossy source coding. Under this new secrecy measure, we provide a single-letter description of the rate, relative equivocation and distortion region, as well as its specializations to degraded and reversely degraded cases. We investigate the relationships between the optimal scheme that attains this region and the Wyner-Ziv scheme.
We consider the MIMO wiretap channel, that is a MIMO broadcast channel where the transmitter sends some confidential information to one user which is a legitimate receiver, while the other user is an eavesdropper. Perfect secrecy is achieved when the the transmitter and the legitimate receiver can communicate at some positive rate, while insuring that the eavesdropper gets zero bits of information. In this paper, we compute the perfect secrecy capacity of the multiple antenna MIMO broadcast channel, where the number of antennas is arbitrary for both the transmitter and the two receivers.