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Fluctuation and Noise Letters

QUANTUM FLUCTUATION DISSIPATION THEOREM REVISITED: REMARKS AND CONTRADICTIONS

Lino Reggiani, P. Shiktorov, Evgenij Starikov, Viktor Gružinskis

Published Sep 1, 2012• 6 citations
Publisher

Abstract

The quantum fluctuation dissipation theorem (QFDT) in the Callen–Welton [ Phys. Rev.83 (1951) 34] form is critically revisited. We show that the role of the system eigenvalues is in general not correctly accounted for by the accepted form of the QFDT. As a consequence, a series of quantum results claimed in the literature, like the presence of zero point fluctuations, the violation of the quantum regression hypothesis, the non-white spectrum of the Langevin force, etc. emerge as a consequence of an incorrect application of the theorem. In this context the case of the single harmonic oscillator is illustrated as a typical example where the accepted form of the QFDT is proven to fail.

DOI
10.1142/s0219477512420023

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The quantum fluctuation dissipation theorem (QFDT) in the Callen–Welton [ Phys. Rev.83 (1951) 34] form is critically revisited. We show that the role of the system eigenvalues is in general not correctly accounted for by the accepted form of the QFDT. As a consequence, a series of quantum results claimed in the literature, like the presence of zero point fluctuations, the violation of the quantum regression hypothesis, the non-white spectrum of the Langevin force, etc. emerge as a consequence of an incorrect application of the theorem. In this context the case of the single harmonic oscillator is illustrated as a typical example where the accepted form of the QFDT is proven to fail.
In the attempt to derive the regression theorem from the fluctuation dissipation theorem several authors claim the violation of the former theorem in the quantum case. Here we pose the question: does it exisist a quantum fluctuation dissipation theorem (QFDT) in its conventional interpretation ? It is shown that the relation usually called as the QFDT is the condition of detailed macroscopic energetic balance. Following this interpretation the existing conflict between the two theorems in the quantum case is removed.
This chapter provides a summary of all results concerning the fluctuation-dissipation theorem needed to understand many aspects of noisy systems. The proof is a succinct one in density matrix language, with a review of the latter provided for those who wish to follow the proof. Callen and Welton (1951) were the first to emphasise the universal nature of the relation between fluctuations and dissipation. They provided a quantum-mechanical derivation that involved detailed sums over the eigenstates. In this chapter, density operators are introduced to deal with an ensemble of systems rather than a single system. The response function, equilibrium theorems, hermiticity and time reversal, and application of the fluctuation-dissipation theorem to a harmonic oscillator are discussed. To make some of the abstract concepts of dissipative motion become meaningful, they are illustrated by using a reservoir consisting of a continuum of harmonic oscillators.
We suggest taking the fluctuation-dissipation theorem of Callen and Welton [Phys. Rev. 83, 34 (1951)] as a basis to study quantum dissipative phenomena (such as macroscopic quantum tunneling) in a manner analogous to the Nambu-Goldstone theorem for spontaneous symmetry breakdown [Phys. Rev. 122, 345 (1961); Nuovo Cimento 19, 154 (1961)]. It is shown that the essential physical contents of the Caldeira-Leggett model [Phys. Rev. Lett. 46, 211 (1981); Ann. Phys. (N.Y.) 149, 374 (1983)] such as the suppression of quantum coherence by Ohmic dissipation are derived from general principles only, namely, the fluctuation-dissipation theorem and unitarity and causality (i.e., dispersion relations), without referring to an explicit form of the Lagrangian. An interesting connection between quantum tunneling with Ohmic dissipation and Anderson's orthogonality theorem is also noted.
We derive a general set of fluctuation relations for a nonequilibrium open quantum system described by a Lindblad master equation. In the special case of conservative Hamiltonian dynamics, these identities allow us to retrieve quantum versions of Jarzynski and Crooks relations. In the linear response regime, these fluctuation relations yield a fluctuation-dissipation theorem (FDT) valid for a stationary state arbitrarily far from equilibrium. For a closed system, this FDT reduces to the celebrated Callen-Welton-Kubo formula.
Building upon the work of Hu, Paz, and Zhang [1,2] on open quantum systems we consider the quantum Brownian motion (QBM) model with one oscillator (position variable xxx) as the system, {\it nonlinearly} coupled to an environment of NNN harmonic oscillators (with mass mnm_nmn​, natural frequency ωnω_nωn​, position qnq_nqn​ and momentum pnp_npn​ variables) in the form ∑n(vn1(x)qnk+vn2(x)pnl)\sum_{n}\left(v_{n1}(x)q_{n}^{k}+v_{n2}(x)p_{n}^{l}\right)∑n​(vn1​(x)qnk​+vn2​(x)pnl​) where k,lk, lk,l are integers (the present work only considers the k=l=2k=l=2k=l=2 cases). The vertex functions $v_{n1}, v_{n2} $ are of the form vn1=λCn1f(x),vn2(x)=−λ Cn2mn−2ωn−2f(x)v_{n1}=λC_{n1} f(x), v_{n2}(x)=-λ\,C_{n2}m_{n}^{-2}ω_{n}^{-2}f(x)vn1​=λCn1​f(x),vn2​(x)=−λCn2​mn−2​ωn−2​f(x) where Cn1,2C_{n1,2}Cn1,2​ are the coupling constants with the nnnth oscillator, f(x)f(x)f(x) is any arbitrary function of xxx, and λλλ is a dimensionless constant. Employing the closed-time-path formalism the influence action SIFS_{IF}SIF​ is calculated using a perturbative expansion in λλλ. It is possible to identify the terms in SIFS_{IF}SIF​ quadratic or higher in Δ(s)≡f(x+(s))−f(x−(s))Δ(s)\equiv f(x_{+}(s))-f(x_{-}(s))Δ(s)≡f(x+​(s))−f(x−​(s)) to constitute the noise kernel, while terms linear in ΔΔΔ to that of the dissipation kernel. The non-Gaussian noise kernel gives rise to non-zero three-point correlation function of the corresponding stochastic force. The pathway presented here should be useful for the exploration of \textit{non-Gaussian properties of systems nonlinearly coupled with their environments}; examples in early universe cosmology and in quantum optomechanics (QOM) are mentioned. A modified fluctuation-dissipation relation (FDR) is also established, which ensures the consistency of the model and the accuracy of results even at higher perturbative orders. Another result of significance is the derivation of a nonlinear Langevin equation which is expected to be useful for many open quantum system applications.