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arXiv:1002.0950

Fluctuation Relations for Quantum Markovian Dynamical System

Raphaël Chétrite, Kirone Mallick

Published Feb 4, 2010• 1 citation
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Abstract

We derive a general set of fluctuation relations for a nonequilibrium open quantum system described by a Lindblad master equation. In the special case of conservative Hamiltonian dynamics, these identities allow us to retrieve quantum versions of Jarzynski and Crooks relations. In the linear response regime, these fluctuation relations yield a fluctuation-dissipation theorem (FDT) valid for a stationary state arbitrarily far from equilibrium. For a closed system, this FDT reduces to the celebrated Callen-Welton-Kubo formula.

DOI
10.48550/arxiv.1002.0950

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We derive a general set of fluctuation relations for a nonequilibrium open quantum system described by a Lindblad master equation. In the special case of conservative Hamiltonian dynamics, these identities allow us to retrieve quantum versions of Jarzynski and Crooks relations. In the linear response regime, these fluctuation relations yield a fluctuation-dissipation theorem (FDT) valid for a stationary state arbitrarily far from equilibrium. For a closed system, this FDT reduces to the celebrated Callen-Welton-Kubo formula.
The fluctuation-dissipation theorem (FDT) is a central result in statistical physics, both for classical and quantum systems. It establishes a relationship between the linear response of a system under a time-dependent perturbation and time correlations of certain observables in equilibrium. Here we derive a generalization of the theorem which can be applied to any Markov quantum system and makes use of the symmetric logarithmic derivative (SLD). There are several important benefits from our approach. First, such a formulation clarifies the relation between classical and quantum versions of the equilibrium FDT. Second, and more important, it facilitates the extension of the FDT to arbitrary quantum Markovian evolutions, as given by quantum maps. Third, it brings out the full connection between the FDT and the Quantum Fisher information, the figure of merit in quantum metrology.
The fluctuation-dissipation theorem (FDT) is a central result in statistical physics, both for classical and quantum systems. It establishes a relationship between the linear response of a system under a time-dependent perturbation and time correlations of certain observables in equilibrium. Here we derive a generalization of the theorem which can be applied to any Markov quantum system and makes use of the symmetric logarithmic derivative (SLD). There are several important benefits from our approach. First, such a formulation clarifies the relation between classical and quantum versions of the equilibrium FDT. Second, and more important, it facilitates the extension of the FDT to arbitrary quantum Markovian evolution, as given by quantum maps. Third, it clarifies the connection between the FDT and quantum metrology in systems with a non-equilibrium steady state.
For classical systems driven out of equilibrium, Crooks derived a relation (the Crooks-Jarzynski relation), whose special cases include a relation (the Crooks relation) equivalent to the Kawasaki non-linear response relation. We derive a quantum extension of the Crooks-Jarzynski relation without explicitly using the principle of microreversibility. Its special cases lead to the Jarzynski equality and the standard linear response theory with a Green-Kubo formula with a canonical correlation function. We also derive a quantum extension of the Crooks relation using the principle of microreversibility. Its special cases lead to the Jarzynski equality, the Crooks transient fluctuation theorem, and the fluctuation theorem for current or shear stress, which leads to a Green-Kubo formula with a symmetrized correlation function. For each quantum Crooks relation, there exists a corresponding quantum Crooks-Jarzynski relation. Using either relation, we can derive the Jarzynski equality, the fluctuation theorems mentioned above, and the standard linear response theory.
We present a fluctuation-dissipation theorem (FDT) for nonequilibrium quantum systems with detailed-balance breaking, which deviates from the conventional form of the FDT for equilibrium systems preserving detailed balance. Using the phase space formulation of quantum mechanics and the potential-flux landscape framework, we find that the response function of nonequilibrium quantum systems to external perturbations contains a nontrivial contribution from the quantum curl flux quantifying detailed-balance breaking in the steady state, in addition to the correlation function of observables in the steady state representing the contribution of spontaneous fluctuations which is also present in the equilibrium FDT. We illustrate our general formalism with a harmonic oscillator coupled to two heat baths, and show that the nonequilibrium FDT reduces to the conventional expression at the equilibrium condition when the flux contribution vanishes.
We present a general quantum fluctuation theorem for the entropy production of an open quantum system coupled to multiple environments, not necessarily at equilibrium. Such a general theorem, when restricted to the weak-coupling and Markovian regime, holds for both local and global master equations, corroborating the thermodynamic consistency of local quantum master equations. The theorem is genuinely quantum, as it can be expressed in terms of conservation of a Hermitian operator, describing the dynamics of the system state operator and of the entropy change in the baths. The integral fluctuation theorem follows from the properties of such an operator. Furthermore, it is also valid when the system is described by a time-dependent Hamiltonian. As such, the quantum Jarzynski equality is a particular case of the general result presented here. Moreover, our result can be extended to nonthermal baths, as long as microreversibility is preserved. We present some numerical examples to showcase the exact results previously obtained. We finally generalize the fluctuation theorem to the case where the interaction between the system and the bath is explicitly taken into account. We show that the fluctuation theorem amounts to a relation between time-reversed dynamics of the global density matrix and a two-time correlation function along the forward dynamics involving the baths' entropy alone.
Without assuming detailed balance, the linear response theory of systems, in which the notation of a quantum dynamical semigroup can be defined, is discussed. This theory is used to prove a fluctuation-dissipation theorem for nonstationary nonequilibrium states. We propose an extended version of the Liouville equation in which we incorporate the stochastic behavior of the subsystem of the macroscopic motions. For this we introduce a non-Hermitian Hamiltonian and set a Liouville equation for a density matrix which is not Hermitian. We show that a response to external perturbations reduces to a sum of two contributions, one for which an improved fluctuation-dissipation theorem is proved and the other due to stochastic excitations that does not satisfy a reciprocity relation of Onsager type.