Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

International Journal of Modern Physics B

SINGLE-PARTICLE AND OPTICAL EXCITATIONS IN DOPED MOTT- HUBBARD INSULATORS

W. Stephan, Peter Horsch

Published Mar 1, 1992• 36 citations
Publisher

Abstract

Recent numerical results for the single-particle spectral function and optical conductivity of the two-dimensional Hubbard and t−J models are reviewed. Already for two holes in systems of sixteen to twenty sites (≥ 10% doping) a large electronic Fermi surface, compatible with Luttinger’s theorem, is observed. The full single-particle Green’s function is examined, and is shown to exhibit quasiparticle-like behavior, with dispersion consistent with the band structure of the non-interacting limit, and band width scaling approximately as J for J smaller than t. The optical conductivity of the Hubbard and t−J models is shown to have many features in common with recent experiments on copper oxide superconductors. The importance of the often neglected 3-site terms which arise in the derivation of the t−J model from the Hubbard model for optical properties is discussed.

DOI
10.1142/s0217979292000372

Related papers

Optical properties of one- and two-dimensional Hubbard andt-Jmodels

W. Stephan, Peter Horsch

The optical conductivity for the Hubbard and t-J models is calculated numerically by use of a Lanczos algorithm. One- and two-dimensional systems of up to 16 sites with periodic and open boundary conditions are examined for the t-J model, as well as Hubbard-model systems of up to 9 sites. In the one-dimensional case, the low-frequency part of the conductivity away from half filling is shown to consist almost entirely of a single \ensuremath{\delta} function (Drude peak) even for J of the order of t. This is a direct consequence of the decoupling of charge and spin in one dimension. In two dimensions there is an additional broad absorption band above the Drude peak, consistent with the experimentally observed midinfrared band in the copper oxide superconductors. The importance of vertex corrections is demonstrated by comparing the exact conductivity with the convolution integral of the exact single-particle Green's function.

Physical review. B, Condensed matter•Nov 1, 1990•134 citations

Fermi surface and dynamics of thet-Jmodel at moderate doping

W. Stephan, Peter Horsch

The 2D t-J model is studied with exact-diagonalization techniques applied to clusters of sixteen to twenty sites with various hole doping levels. Already for two holes (\ensuremath{\ge}10% doping), a large electronic Fermi surface, compatible with Luttinger's theorem, is observed. The full single-particle Green's function is examined, and is shown to exhibit quasiparticlelike behavior, with dispersion consistent with the band structure of the noninteracting limit, and bandwidth scaling approximately as J for J smaller than t.

Physical Review Letters•Apr 29, 1991•182 citations

Anomalous low-doping phase of the Hubbard model

C. Gröber, R. Eder, Werner R. Hanke

We present results of a systematic quantum Monte Carlo study for the single-band Hubbard model. Thereby we evaluated single-particle spectra (PES and IPES), two-particle spectra (spin and density correlation functions), and the dynamical correlation function of suitably defined diagnostic operators, all as a function of temperature and hole doping. The results allow us to identify different physical regimes. Near half-filling we find an anomalous ``Hubbard-I phase,'' where the band structure is, up to some minor modifications, consistent with the Hubbard-I predictions. At lower temperatures, where the spin response becomes sharp, additional dispersionless ``bands'' emerge due to the dressing of electrons/holes with spin excitations. We present a simple phenomenological fit that reproduces the band structure of the insulator quantitatively. The Fermi surface volume in the low-doping phase, as derived from the single-particle spectral function, is not consistent with the Luttinger theorem, but qualitatively in agreement with the predictions of the Hubbard-I approximation. The anomalous phase extends up to a hole concentration of $\ensuremath{\approx}15%,$ i.e., the underdoped region in the phase diagram of high-${T}_{c}$ superconductors. We also investigate the nature of the magnetic ordering transition in the single-particle spectra. We show that the transition to a spin-density wave-like band structure is not accomplished by the formation of any resolvable ``precursor bands,'' but rather by a (spectroscopically invisible) band of spin-3/2 quasiparticles. We discuss implications for the ``remnant Fermi surface'' in insulating cuprate compounds and the shadow bands in the doped materials.

arXiv:cond-mat/0001366•Physical review. B, Condensed matter•Aug 15, 2000•137 citations

Spectral properties of the two-dimensional Hubbard model

V. Zlatić, K. D. Schotte, Gudrun Schliecker

The self-energy of the hole-doped two-dimensional (2D) Hubbard model is calculated to second order in the interaction U and the ensuing renormalization of the spectral properties and of the Fermi surface is discussed. In uncorrelated systems the square-shaped Fermi surface separates the Fermi surface closed around the \ensuremath{\Gamma} point (with more holes than particles) from the Fermi surface closed around the Z point (with more particles than holes). In a correlated system a topological change from a Fermi surface centered around the \ensuremath{\Gamma} point to a Fermi surface closed around a Z point is induced, either by increasing the interaction or by diminishing the concentration of holes. The shape of the renormalized spectral function ${\mathit{A}}_{\mathbf{p}}$(\ensuremath{\omega}) is momentum dependent. Using ${\mathit{A}}_{\mathbf{p}}$(\ensuremath{\omega}) we evaluate dispersion of single-particle excitations. At low energies the band of quasiparticles with reduced bandwidth is clearly seen. At high energies and far away from the Fermi surface the spectra acquire an additional peak that describes excitations in the Hubbard band. The dispersion in Hubbard bands is weaker along the \ensuremath{\Gamma}-Z, than \ensuremath{\Gamma}-X or X-Z direction. The density of states of a correlated system, as given by the perturbation theory, remains logarithmically singular but the singular weight is reduced with respect to the uncorrelated one. In addition, the correlations transfer the spectral weight out of the low-energy region, where only a narrow Kondo-like structure seems to remain. The spectral properties of the 2D Hubbard model obtained by the truncated perturbation expansion resemble in many ways the recent experimental data on metallic cuprates.

Physical review. B, Condensed matter•Aug 1, 1995•25 citations

Spectral properties of the Hubbard bands

Henk J. Eskes, Andrzej M. Oleś, Marcel B. J. Meinders +1 more

Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-${\mathit{T}}_{\mathit{c}}$) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.

Physical review. B, Condensed matter•Dec 15, 1994•158 citations

Dynamic Properties of Interacting Electrons.

L. Tan

The spectral weight functions and the optical conductivity of a highly correlated electronic system described by a simple Hubbard model are studied. The calculations are carried out for a small system, a cubic cluster of eight sites, by means of exact diagonalization using symmetrized basis functions. The spectral weight functions of a single hole (or electron) placed in an otherwise half-filled band are obtained. The density of states at different interaction strengths, ranging from weak to strong couplings, is studied. We observe the spreading of the spectral weight associated with some single-particle eigenstates over a large range of energies, and the appearance of satellite structure at higher excitation energies. The nature of band narrowing is also discussed. The frequency dependent (optical) conductivity is studied for the cases of a half-filled band, and for one hole and two hole dopings away from half filling. The interaction strength is varied between the weak- and strong-coupling limits. The formation of a Hubbard gap is observed. Results are related to aspects of the metal-insulator transition in bulk systems.

Civil War Book Review•Jan 1, 1993•0 citations
Recent numerical results for the single-particle spectral function and optical conductivity of the two-dimensional Hubbard and t−J models are reviewed. Already for two holes in systems of sixteen to twenty sites (≥ 10% doping) a large electronic Fermi surface, compatible with Luttinger’s theorem, is observed. The full single-particle Green’s function is examined, and is shown to exhibit quasiparticle-like behavior, with dispersion consistent with the band structure of the non-interacting limit, and band width scaling approximately as J for J smaller than t. The optical conductivity of the Hubbard and t−J models is shown to have many features in common with recent experiments on copper oxide superconductors. The importance of the often neglected 3-site terms which arise in the derivation of the t−J model from the Hubbard model for optical properties is discussed.
The optical conductivity for the Hubbard and t-J models is calculated numerically by use of a Lanczos algorithm. One- and two-dimensional systems of up to 16 sites with periodic and open boundary conditions are examined for the t-J model, as well as Hubbard-model systems of up to 9 sites. In the one-dimensional case, the low-frequency part of the conductivity away from half filling is shown to consist almost entirely of a single \ensuremath{\delta} function (Drude peak) even for J of the order of t. This is a direct consequence of the decoupling of charge and spin in one dimension. In two dimensions there is an additional broad absorption band above the Drude peak, consistent with the experimentally observed midinfrared band in the copper oxide superconductors. The importance of vertex corrections is demonstrated by comparing the exact conductivity with the convolution integral of the exact single-particle Green's function.
The 2D t-J model is studied with exact-diagonalization techniques applied to clusters of sixteen to twenty sites with various hole doping levels. Already for two holes (\ensuremath{\ge}10% doping), a large electronic Fermi surface, compatible with Luttinger's theorem, is observed. The full single-particle Green's function is examined, and is shown to exhibit quasiparticlelike behavior, with dispersion consistent with the band structure of the noninteracting limit, and bandwidth scaling approximately as J for J smaller than t.
We present results of a systematic quantum Monte Carlo study for the single-band Hubbard model. Thereby we evaluated single-particle spectra (PES and IPES), two-particle spectra (spin and density correlation functions), and the dynamical correlation function of suitably defined diagnostic operators, all as a function of temperature and hole doping. The results allow us to identify different physical regimes. Near half-filling we find an anomalous ``Hubbard-I phase,'' where the band structure is, up to some minor modifications, consistent with the Hubbard-I predictions. At lower temperatures, where the spin response becomes sharp, additional dispersionless ``bands'' emerge due to the dressing of electrons/holes with spin excitations. We present a simple phenomenological fit that reproduces the band structure of the insulator quantitatively. The Fermi surface volume in the low-doping phase, as derived from the single-particle spectral function, is not consistent with the Luttinger theorem, but qualitatively in agreement with the predictions of the Hubbard-I approximation. The anomalous phase extends up to a hole concentration of $\ensuremath{\approx}15%,$ i.e., the underdoped region in the phase diagram of high-Tc{T}_{c}Tc​ superconductors. We also investigate the nature of the magnetic ordering transition in the single-particle spectra. We show that the transition to a spin-density wave-like band structure is not accomplished by the formation of any resolvable ``precursor bands,'' but rather by a (spectroscopically invisible) band of spin-3/2 quasiparticles. We discuss implications for the ``remnant Fermi surface'' in insulating cuprate compounds and the shadow bands in the doped materials.
The self-energy of the hole-doped two-dimensional (2D) Hubbard model is calculated to second order in the interaction U and the ensuing renormalization of the spectral properties and of the Fermi surface is discussed. In uncorrelated systems the square-shaped Fermi surface separates the Fermi surface closed around the \ensuremath{\Gamma} point (with more holes than particles) from the Fermi surface closed around the Z point (with more particles than holes). In a correlated system a topological change from a Fermi surface centered around the \ensuremath{\Gamma} point to a Fermi surface closed around a Z point is induced, either by increasing the interaction or by diminishing the concentration of holes. The shape of the renormalized spectral function Ap{\mathit{A}}_{\mathbf{p}}Ap​(\ensuremath{\omega}) is momentum dependent. Using Ap{\mathit{A}}_{\mathbf{p}}Ap​(\ensuremath{\omega}) we evaluate dispersion of single-particle excitations. At low energies the band of quasiparticles with reduced bandwidth is clearly seen. At high energies and far away from the Fermi surface the spectra acquire an additional peak that describes excitations in the Hubbard band. The dispersion in Hubbard bands is weaker along the \ensuremath{\Gamma}-Z, than \ensuremath{\Gamma}-X or X-Z direction. The density of states of a correlated system, as given by the perturbation theory, remains logarithmically singular but the singular weight is reduced with respect to the uncorrelated one. In addition, the correlations transfer the spectral weight out of the low-energy region, where only a narrow Kondo-like structure seems to remain. The spectral properties of the 2D Hubbard model obtained by the truncated perturbation expansion resemble in many ways the recent experimental data on metallic cuprates.
Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-Tc{\mathit{T}}_{\mathit{c}}Tc​) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.
The spectral weight functions and the optical conductivity of a highly correlated electronic system described by a simple Hubbard model are studied. The calculations are carried out for a small system, a cubic cluster of eight sites, by means of exact diagonalization using symmetrized basis functions. The spectral weight functions of a single hole (or electron) placed in an otherwise half-filled band are obtained. The density of states at different interaction strengths, ranging from weak to strong couplings, is studied. We observe the spreading of the spectral weight associated with some single-particle eigenstates over a large range of energies, and the appearance of satellite structure at higher excitation energies. The nature of band narrowing is also discussed. The frequency dependent (optical) conductivity is studied for the cases of a half-filled band, and for one hole and two hole dopings away from half filling. The interaction strength is varied between the weak- and strong-coupling limits. The formation of a Hubbard gap is observed. Results are related to aspects of the metal-insulator transition in bulk systems.