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Physical review. B, Condensed matter

Spectral properties of the two-dimensional Hubbard model

V. Zlatić, K. D. Schotte, Gudrun Schliecker

Published Aug 1, 1995• 25 citations
Publisher

Abstract

The self-energy of the hole-doped two-dimensional (2D) Hubbard model is calculated to second order in the interaction U and the ensuing renormalization of the spectral properties and of the Fermi surface is discussed. In uncorrelated systems the square-shaped Fermi surface separates the Fermi surface closed around the \ensuremath{\Gamma} point (with more holes than particles) from the Fermi surface closed around the Z point (with more particles than holes). In a correlated system a topological change from a Fermi surface centered around the \ensuremath{\Gamma} point to a Fermi surface closed around a Z point is induced, either by increasing the interaction or by diminishing the concentration of holes. The shape of the renormalized spectral function ${\mathit{A}}_{\mathbf{p}}$(\ensuremath{\omega}) is momentum dependent. Using ${\mathit{A}}_{\mathbf{p}}$(\ensuremath{\omega}) we evaluate dispersion of single-particle excitations. At low energies the band of quasiparticles with reduced bandwidth is clearly seen. At high energies and far away from the Fermi surface the spectra acquire an additional peak that describes excitations in the Hubbard band. The dispersion in Hubbard bands is weaker along the \ensuremath{\Gamma}-Z, than \ensuremath{\Gamma}-X or X-Z direction. The density of states of a correlated system, as given by the perturbation theory, remains logarithmically singular but the singular weight is reduced with respect to the uncorrelated one. In addition, the correlations transfer the spectral weight out of the low-energy region, where only a narrow Kondo-like structure seems to remain. The spectral properties of the 2D Hubbard model obtained by the truncated perturbation expansion resemble in many ways the recent experimental data on metallic cuprates.

DOI
10.1103/physrevb.52.3639

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Physical review. B, Condensed matter•Dec 15, 1994•158 citations
The self-energy of the hole-doped two-dimensional (2D) Hubbard model is calculated to second order in the interaction U and the ensuing renormalization of the spectral properties and of the Fermi surface is discussed. In uncorrelated systems the square-shaped Fermi surface separates the Fermi surface closed around the \ensuremath{\Gamma} point (with more holes than particles) from the Fermi surface closed around the Z point (with more particles than holes). In a correlated system a topological change from a Fermi surface centered around the \ensuremath{\Gamma} point to a Fermi surface closed around a Z point is induced, either by increasing the interaction or by diminishing the concentration of holes. The shape of the renormalized spectral function Ap{\mathit{A}}_{\mathbf{p}}Ap​(\ensuremath{\omega}) is momentum dependent. Using Ap{\mathit{A}}_{\mathbf{p}}Ap​(\ensuremath{\omega}) we evaluate dispersion of single-particle excitations. At low energies the band of quasiparticles with reduced bandwidth is clearly seen. At high energies and far away from the Fermi surface the spectra acquire an additional peak that describes excitations in the Hubbard band. The dispersion in Hubbard bands is weaker along the \ensuremath{\Gamma}-Z, than \ensuremath{\Gamma}-X or X-Z direction. The density of states of a correlated system, as given by the perturbation theory, remains logarithmically singular but the singular weight is reduced with respect to the uncorrelated one. In addition, the correlations transfer the spectral weight out of the low-energy region, where only a narrow Kondo-like structure seems to remain. The spectral properties of the 2D Hubbard model obtained by the truncated perturbation expansion resemble in many ways the recent experimental data on metallic cuprates.
The temperature-dependent self-energy of the hole-doped two-dimensional Hubbard model is calculated perturbatively up to second order and used to find the spectral function for all points in the Brillouin zone. Single-particle dispersion, density of states, and Fermi surface topology are thus obtained and the appearance of the strong-coupling features studied. The renormalized quantities are temperature dependent due to an interplay between the electron correlation and topology of free-electron bands close to the Fermi energy.
We develop an efficient method to calculate the third-order corrections to the self-energy of the hole-doped two-dimensional Hubbard model in space-time representation. Using the Dyson equation we evaluate the renormalized spectral function in various parts of the Brillouin zone and find significant modifications with respect to the second-order theory even for rather small values of the coupling constant U. The spectral function becomes unphysical for $U\ensuremath{\simeq}W,$ where W is the half-width of the conduction band. Close to the Fermi surface and for U<W,U<W,U<W, the single-particle spectral weight is reduced in a finite energy interval around the Fermi energy. The increase of U opens a gap between the occupied and unoccupied parts of the spectral function.
The zero-temperature spectral properties and Fermi surface (FS) anomalies of hole-doped 2D Hubbard model with anisotropic nearest-neighbor hopping are evaluated using the perturbation theory. The nested sections of the FS, which are always present in the anisotropic model, are found to expand with the strength of Coulomb correlation U. The renormalized FS and the low-energy part of the density of states obtained for small anisotropy and large U are similar to those obtained for large anisotropy and small U. The effect of correlation at low doping can best be described as an enhancement of the hopping anisotropy. The anomalous spectral features are mainly due to the van Hove singularities, which give rise to the momentum dependence of the self-energy.
Single-particle excitation spectra of the two-dimensional Hubbard model on the square lattice near half filling and at zero temperature are investigated on the basis of the self-consistent projection operator method. The method guarantees a high accuracy of the spectra with high energy and high momentum resolutions. It takes into account long-range intersite correlations as well as the strong on-site correlations. Effects of nonlocal excitations are clarified by comparing the results with those of the single-site approximation. The calculated spectra verify the quantum Monte-Carlo results for finite temperatures. The spectra at the Fermi level yield a hole-like Fermi surface in the underdoped region and an electron-like Fermi surface in the overdoped region. From a numerical analysis of the momentum dependent effective mass and self-energy, it is concluded that a marginal Fermi-liquid like state persists even at finite doping concentrations in the strongly correlated region because a van Hove singularity is pinned to the Fermi surface. It is also found that a kink structure appears in the quasiparticle energy band in the same region. The kink is shown to be caused by a mixing between the quasiparticle band and an excitation band with strong short-range antiferromagnetic correlations. These results suggest an explanation for some of the unusual properties of the normal state in high-TcT_{\rm c}Tc​ cuprates.
The two-dimensional Hubbard model on the square lattice is studied in the presence of lattice distortions in the adiabatic approximation. The self energy is computed within perturbation theory up to second order, which provides a way for studying the quasiparticle dispersion. We compute numerically the second order contribution to the self-energy using a standard Fast Fourier Transform Algorithm for finite system sizes. The stability of the lattice distortions is investigated and a schematic phase diagram is drawn. The Fermi surface is analyzed for densities near to half filling, the presence of lattice distortion change some spectral properties of the model and gives an anisotropic interacting FS. The spectral function is calculated along several lines in momentum space and the renormalized quasiparticle dispersion is obtained. The behavior of the density of states is shown for different values of the intrasite repulsion U in the different phases.
Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-Tc{\mathit{T}}_{\mathit{c}}Tc​) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.